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ASIC (Supervisory Cost Recovery Levy—Annual Determination) Instrument 2024/822

I, Peter Dunlop, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.

Date 7 November 2024

Peter Dunlop

Contents

Part 1—Preliminary 3

1 Name of legislative instrument....................................3

2 Commencement and date of effect.................................3

3 Authority....................................................3

4 Definitions...................................................3

Part 2—Determination 4

5 Applicable financial year........................................4

6 Sub-sector population...........................................4

7 Sub-sector metrics—basic levy component and graduated levy component.5

Part 1—Preliminary

1 Name of legislative instrument

This is the ASIC (Supervisory Cost Recovery Levy—Annual Determination) Instrument 2024/822.

2 Commencement and date of effect

(1) This instrument commences on the day after it is registered on the Federal Register of Legislation.

Note: The register may be accessed at www.legislation.gov.au.

(2) This instrument takes effect as follows:

(a) if subsection 11(3) of ASIC Supervisory Cost Recovery Levy Act 2017 applies—the instrument takes effect on the day specified in paragraph 11(3)(a) of that Act;

(b) if subsection 11(4) of ASIC Supervisory Cost Recovery Levy Act 2017 applies—the remaining provisions of the instrument take effect on the day specified in paragraph 11(4)(a) of that Act.

Note 1: Section 11 of the ASIC Supervisory Cost Recovery Levy Act 2017 contains special provisions dealing with the disallowance and taking effect of instruments of this kind.

Note 2: Subsection 9(9) of the ASIC Supervisory Cost Recovery Levy Act 2017 has the effect that the instrument can have retrospective application before the day it is registered on the Federal Register of Legislation. The register may be accessed at www.legislation.gov.au.

3 Authority

This instrument is made under section 73 of the ASIC Supervisory Cost Recovery Levy Regulations 2017.

4 Definitions

In this instrument:

(a) Regulations means the ASIC Supervisory Cost Recovery Levy Regulations 2017; and

(b) unless the contrary intention appears, an expression that:

(i) is used, but not defined, in this instrument; and

(ii) is defined in the Regulations;

has the same meaning in this instrument as in the Regulations.

Part 2—Determination

5 Applicable financial year

This determination applies to the 2023-24 financial year.

6 Sub-sector population

For the purposes of the definition of sub-sector population in subsection 4(1) of the Regulations, the sub-sector population for the sub-sector specified in column 2 of the table for the financial year is specified in column 3 of the table.

7 Sub-sector metrics—basic levy component and graduated levy component

For the purposes of the definitions of:

(a) basic levy component in subsection 9(1) of the Regulations; and

(b) graduated levy component in subsection 10(1) of the Regulations;

the applicable sub-sector metric for the sub-sector specified in column 2 of the table for the financial year is specified in column 3 of the table.

<table cellspacing="0" cellpadding="0" style="margin-left:33.75pt; border:0.75pt solid #000000; border-collapse:collapse"><thead><tr><td style="width:38.8pt; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span style="font-weight:bold">Column 1</span></p></td><td style="width:102.3pt; border-right:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span style="font-weight:bold">Column 2</span></p></td><td colspan="2" style="width:207.9pt; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:center"><span style="font-size:9pt; font-weight:bold">Column 3</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:10pt"><span style="font-weight:bold">Item</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:10pt"><span style="font-weight:bold">Sub-sectors</span></p></td><td colspan="2" style="width:207.9pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:center"><span style="font-size:10pt; font-weight:bold">Sub-sector metric</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span></span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span></span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:center"><span style="font-size:9pt">Basic levy component</span></p><p style="text-align:center"><span style="font-size:9pt">(as applicable)</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:center"><span style="font-size:9pt">Graduated levy component</span></p><p style="text-align:center"><span style="font-size:9pt">(as applicable)</span></p></td></tr></thead><tbody><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>1</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Auditors of disclosing</span><span> </span><span>entities</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; text-align:right; font-size:9pt"><span>689,872,237</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>2</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Australian derivative trade repository operators</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt">601</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>2A</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Benchmark administrators</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt">732</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>2B</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Claims handling and settling services providers</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt">6,750,217</span></p></td></tr><tr style="height:20.5pt"><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>3</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Corporate advisors</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt">3,256,084,328</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>4</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Credit intermediaries</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt">44,381</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>5</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Credit providers</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt">744,468,316,592</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>6</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Credit rating agencies</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt">1,098</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>7</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Custodians</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt">1,423</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>8</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Deposit product providers</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt">3,091,091,466,997</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>8A</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Established specialised market operators</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt">8,418</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>9</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Exempt CS facility operators</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt">796</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>10</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Exempt market operators</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt">763</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>11</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Insurance product distributors</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt">3,588</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>12</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Insurance product providers</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right; line-height:normal; font-size:9pt"><span>63,925,817,224</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>13</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Large futures exchange operators</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt">366</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>14</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Large futures exchange participants</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p><span style="font-size:9pt; font-weight:bold"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt">279,867,952 (messages)</span></p><p style="text-align:right"><span style="font-size:9pt">359,065,446 (lots)</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>15</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Large proprietary companies</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">11,377</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>16</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Large securities exchange operators</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt; font-weight:bold"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">1,932,929,257,226</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>17</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Large securities exchange participants</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt; font-weight:bold"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p style="text-align:right"><span style="font-size:9pt">5,110,438,104 (messages)</span></p><p style="text-align:right"><span style="font-size:9pt">982,028,086 (transactions)</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>18</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Licensees that provide only general advice to retail or wholesale clients</span><span></span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">1,122</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt; font-weight:bold"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>19</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Licensees that provide personal advice on relevant financial products to retail clients</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt; font-weight:bold"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">15,233</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>20</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Licensees that provide personal advice to only wholesale clients</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">1,991</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>21</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Licensees that provide personal advice to retail clients on only products that are not relevant financial products</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">201,301</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>22</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Listed corporations</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">1,608,459,018,344</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>23</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Managed discretionary account providers</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">86,293</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>24</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Margin lenders</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">8,729</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>24A</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>New specialised market operators</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">366</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>25</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Operators of investor directed portfolio services</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">867,584,868</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>25A</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Operators of notified foreign passport funds and regulated former notified funds</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>26</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Overseas market operators</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">10,882</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>27</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Over-the-counter traders</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">1,944</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>28</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Payment product providers</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">4,947,585,594</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>29</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Public companies (unlisted)</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">14,725</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>30</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Registered company auditors</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">3,177</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>31</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Registered liquidators</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">61,241</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>32</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Responsible entities</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">1,629,962,837,298</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>33</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Retail over-the-counter derivatives issuers</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">27,993</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>34</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Risk management product</span><span> </span><span>providers</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">29,861</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>35</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Securities dealers</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">157,863,936,732</span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>36</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Small and medium amount credit providers</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">1,323,434,205</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>38</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Small futures exchange</span><span> </span><span>operators</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">366</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>39</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Small securities exchange</span><span> </span><span>operators</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">732</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>40</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Small securities exchange operators with</span><span> </span><span>self-listing function</span><span> </span><span>only</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">366</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>41</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Superannuation trustees</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">2,463,340,033,354</span></p><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>42</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Tier 1 clearing and settlement facility operators</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">1,464</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>43</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Tier 2 clearing and settlement facility operators</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">366</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>44</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Tier 3 clearing and settlement facility operators</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">366</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>45</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Tier 4 clearing and settlement facility operators</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">366</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>46</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Traditional trustee company service providers</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">4,026</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>47</span></p></td><td style="width:102.3pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Wholesale electricity dealers</span></p></td><td style="width:87.95pt; border:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">43</span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td></tr><tr><td style="width:38.8pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>48</span></p></td><td style="width:102.3pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-left:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt"><p class="LI-BodyTextNumbered" style="margin-top:0pt; margin-left:0pt; text-indent:0pt; font-size:9pt"><span>Wholesale trustees</span></p></td><td style="width:87.95pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-left:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt"></span></p></td><td style="width:109.15pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="text-align:right"><span style="font-size:9pt">993,306,731,514</span></p></td></tr></tbody></table>