ASIC Market Integrity Rules (Securities Markets) Class Waiver 2018/311
1ASIC Market Integrity Rules (Securities Markets) Class Waiver 2018/311
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ASIC Market Integrity Rules (Securities Markets) Class Waiver 2018/311
I, Anthony Graham, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.
Date 30 April 2018
Anthony Graham
Contents
1 Name of legislative instrument
5 Waivers from subrule 6.1.1(1)
Part 1—Preliminary
1 Name of legislative instrument
This is the ASIC Market Integrity Rules (Securities Markets) Class Waiver 2018/311.
2 Commencement
This instrument commences on the day after this instrument is registered on the Federal Register of Legislation.
Note: The register may be accessed at www.legislation.gov.au.
3 Authority
This instrument is made under subrule 1.2.1(1) and rule 1.2.3 of the ASIC Market Integrity Rules (Securities Markets) 2017 (Rules).
4 Interpretation
In this instrument, unless the contrary intention appears, capitalised terms have the same meaning as in the Rules.
Part 2—Waiver
5 Waivers from subrule 6.1.1(1)
(1) A Participant of the ASX Market does not have to comply with subrule 6.1.1(1) of the Rules in the case where the Participant enters into a transaction:
(a) as an “ETF Special Trade” in accordance with rule [3310] of the operating rules of the ASX Market as in force at the date of this instrument (ASX Operating Rules); or
(b) as a “Crossing of a Derivative/Cash Combination” in accordance with rule [4060] of the ASX Operating Rules; or
(c) as a result of a “Derived Order”, within the meaning of the ASX Operating Rules, relating to a component leg of a Derivative/Cash Combination or a Cash Only Combination that is traded as a Tailor-Made Combination in accordance with rule [4111] of the ASX Operating Rules and Procedure 4111 of the procedures to the ASX Operating Rules; or