ASIC Market Integrity Rules (Securities Markets – Capital) Class Waiver 2018/259
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ASIC Market Integrity Rules (Securities Markets – Capital) Class Waiver 2018/259
I, Anthony Graham, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.
Date 20 April 2018
Anthony Graham
Contents
1 Name of legislative instrument
5 Transitional arrangements for Participants of the NSXA Market
6 Period during which the relief applies
Part 1—Preliminary
1 Name of legislative instrument
This is the ASIC Market Integrity Rules (Securities Markets – Capital) Class Waiver 2018/259.
2 Commencement
This instrument commences the day after this instrument is registered on the Federal Register of Legislation.
Note: The register may be accessed at www.legislation.gov.au.
3 Authority
This instrument is made under subrule 1.2.1(1) and Rule 1.2.3 of the ASIC Market Integrity Rules (Securities Markets – Capital) 2017 (Rules).
4 Interpretation
(1) In this instrument, unless the contrary intention appears, capitalised terms have the same meaning as in the Rules.
(2) In this instrument, a reference to time is to the time in Sydney, Australia.
Part 2—Waiver
5 Transitional arrangements for Participants of the NSXA Market
(1) Subject to subsection (2), a Participant of the NSXA Market does not have to comply with any provision of the Rules.
(2) The relief in subsection (1) does not apply to a person who is:
(a) an NSXA AOP Participant; or
(b) a Participant of the NSXA Market and one or more other Markets.
6 Period during which the relief applies
The relief in subsection 5(1) applies until 6 May 2019.