1ASIC Market Integrity Rules (Futures Markets) Class Waiver 2018/264

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ASIC Market Integrity Rules (Futures Markets) Class Waiver 2018/264

I, Anthony Graham, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.

 

Date 24 April 2018

 

 

 

Anthony Graham

 

Contents

Part 1—Preliminary

1 Name of legislative instrument

2 Commencement

3 Authority

4 Definitions

Part 2—Waiver

5 Waiver from requirement in subparagraph 2.2.5(1)(b)(vi)

6 Where this waiver applies

7 Condition

 

Part 1—Preliminary

1 Name of legislative instrument

This is the ASIC Market Integrity Rules (Futures Markets) Class Waiver 2018/264.

2 Commencement

This instrument commences on the later of:

(a) 7 May 2018; and

(b) the day after this instrument is registered on the Federal Register of Legislation.

Note: The register may be accessed at www.legislation.gov.au.

3 Authority

This instrument is made under subrule 1.2.1(1) of the ASIC Market Integrity Rules (Futures Markets) 2017 (Rules).

4 Definitions

(1) In this instrument, unless the contrary intention appears, capitalised terms have the same meaning as in the Rules.

(2) In this instrument:

Client Agreement means the agreement required by subrule 2.2.5(1) of the Rules.

Part 2—Waiver

5 Waiver from requirement in subparagraph 2.2.5(1)(b)(vi)

A Market Participant does not have to comply with subrule 2.2.5(1) of the Rules to the extent that it requires a Client Agreement with a Client that is a trustee of a trust or an operator of a managed investment scheme to contain the acknowledgment specified in subparagraph 2.2.5(1)(b)(vi) of the Rules.