CTHRepealedLegislation
ASIC Market Integrity Rules (ASX 24 Market) 2010
2.2.2 Concentration of risk2.2.2 Concentration of risk
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2.2.2 Concentration of risk
(1) A Market Participant other than a Principal Trader must not permit any one Client to represent such a percentage of the Trading by the Market Participant as may prejudice or diminish the ability of the Market Participant to meet its obligations under these Rules and at law.
(2) For the purposes of this Rule 2.2.2, “Client” includes all persons, partnerships and Corporations related to, associated with or affiliated with the Client or otherwise financially dependent upon the Client.
Maximum penalty: $100,000