ASIC Corporations and Credit (Reference Checking and Information Sharing Protocol) Instrument 2024/647
Reference RequestReference Request
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Reference Request
[name of prospective representative being recruited] (the individual)
[Insert recruiting licensee name and licence number] requests a reference for the individual under the ASIC Corporations and Credit (Reference Checking and Information Sharing Protocol) Instrument 2024/647 (the Protocol) for the purposes of:
• considering the individual’s employment or authorisation as a financial adviser or mortgage broker; and
• complying with the general conduct obligations of a licensee under section 912A of the Corporations Act 2001 and section 47 of the National Consumer Credit Protection Act 2009 (where the individual becomes employed or authorised by [Insert recruiting licensee name]).