CTHRepealedLegislation
ASIC Class Order [CO 02/930]
Schedule BSchedule B
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Schedule B
- Any financial service that is provided by the PDF making an offer to issue securities of that PDF where the offer satisfies all of the following:
(a) it is made during the period from 17th August 2002 to 17 August 2003;
(b) it is made to a wholesale client within the meaning of subsection 761G(4) of the Act; and
(c) it is made under an offer document that does not contain any personal advice as defined in subsection 766B(3) of the Act.
- Any issue of securities by the PDF which occurs as a result of the acceptance of an offer of the kind referred to in paragraph 1.
Interpretation
For the purposes of this instrument "licensee" means:
- a person who holds an Australian financial services licence which authorises it to give financial product advice; or