[2025] NSWCATAP 96
General information, not legal advice.
NCAT Appeal Panel
2025-05-01
A Britton, Deputy PresidentC Mulvey, Senior MemberJ Le Breton, General Member
Original judgment source is linked above.
Australian Broadcasting Tribunal v Bond [1990] HCA 33; (1990) 170 CLR 321
Ferella & Anor v Chief Commissioner of State Revenue [2014] NSWCA 378
Kioa v West [1985] HCA 81
Kostas v HIA Insurance Services Pty Ltd (2010) 241 CLR 390; [2010] HCA 23
Kudrynski v Orange City Council [2024] NSWCA 33
LPDT v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2024] HCA 12; (2024) 98 ALJR 610
Schwartz Family Co Pty Ltd v Capitol Carpets Pty Ltd [2017] NSWCA 223
Waterford v Commonwealth [1987] HCA 25; 163 CLR 54
Mark Aronson, Matthew Groves, and Greg Weeks, Judicial Review of Administrative Action and Government Liability (7th ed, 2021, Thomson Reuters) at 5.280, fn 218
(1) Pursuant to section 65 of the Civil and Administrative Tribunal Act 2013 (NSW), a person must not without the consent of the Tribunal, publish or broadcast the name of any person who appears as a witness in these proceedings, to whom these proceedings relate, or is mentioned or otherwise involved in the proceedings. The name of a person includes a reference to any information, picture or other material that identifies the person or is likely to lead to the identification of the person. The provision of these reasons (with persons identified) is not intended to be a publication or broadcasting of an official report of the proceedings.
(2) The parties are to be referred to by the pseudonyms set out in these Reasons for Decision.
25G Grounds for making financial management order
The Tribunal may make a financial management order in respect of a person only if the Tribunal has considered the person's capability to manage his or her own affairs and is satisfied that -
(a) the person is not capable of managing those affairs, and
(b) there is a need for another person to manage those affairs on the person's behalf, and
(c) it is in the person's best interests that the order be made.
4 General principles
It is the duty of everyone exercising functions under this Act with respect to persons who have disabilities to observe the following principles -
(a) the welfare and interests of such persons should be given paramount consideration,
(b) the freedom of decision and freedom of action of such persons should be restricted as little as possible,
(c) such persons should be encouraged, as far as possible, to live a normal life in the community,
(d) the views of such persons in relation to the exercise of those functions should be taken into consideration,
(e) the importance of preserving the family relationships and the cultural and linguistic environments of such persons should be recognised,
(f) such persons should be encouraged, as far as possible, to be self-reliant in matters relating to their personal, domestic and financial affairs,
(g) such persons should be protected from neglect, abuse and exploitation,
(h) the community should be encouraged to apply and promote these principles.
"Whilst [the appellant] may have the objective skills and experience that would enable her to manage an estate, we were ultimately persuaded that her longstanding views and strongly expressed preference to retain the [Investment] property, could ultimately influence her ability to make decisions that are not in [the mother's] best interests. In that regard, we could not be satisfied that [the appellant] could make decisions that would advance the interests of [the mother], rather than to eventually increase the assets of the family."
(1) whether the Tribunal failed to afford the appellant procedural fairness:
(a) by failing to give her a reasonable opportunity to be heard, by limiting the time she had to respond to allegations made against her;
(b) by permitting daughter A to give evidence and not offering the appellant an adjournment to fully respond to that evidence;
(2) whether the finding made by the Tribunal that the appellant "gave inconsistent evidence about [the mother's] current circumstances" was a "wrong finding" and, if so, whether that finding was material to the decision to appoint the NSW Trustee to manage the mother's estate.
"SNR MEMBER HAMILTON: Yeah, [appellant], we'll give you an opportunity to respond, but we do need to move on and to get [the attorney's] view, because we are almost out of time. I'll give you just a short opportunity to respond to [daughter A]."
Tcpt, p 30(17-20)
Failing to provide the appellant an opportunity to respond to the allegations made by daughter A
(1) that the appellant took the mother to lawyers to have her Will changed and the investment property left to her: Tcpt, p 27(6-7).
(2) that about 12 months ago, the mother confided to her that she wanted to sell the investment property, she could no longer visit the property, she had lost her driver's licence and her partner was "growing sick": Tcpt, p 27(5-6), 29(26-29).
(3) that the appellant made the mother "sign off" on her tax affairs: Tcpt, p 24(12-13).
(4) the appellant is "very manipulative": Tcpt, p 24(18-20).
Ground 2: "wrong finding", finding made without evidence
(1) The payment of the RAD. Under the contract with the aged care facility, the mother was required to pay a RAD of $750,000.
(2) The rental status of the two residential properties owned by the mother.
"50 In her oral evidence, [the appellant] said:
...
(2) since the application was made, [the mother's] RAD has been paid out of her cash savings and both properties are being rented out. She believes that the rental income from those properties is sufficient to pay [the mother's] ongoing aged care fees. She said she obtained independent financial advice, and her other daughters are also in favour of keeping the two properties;
(3) however, she later gave contrary evidence, stating that the RAD is not yet paid in full (the RAD is $750,000 and $200,000 still needs to be paid). She said [the mother] still has approximately $100,000 in the bank and that neither property is currently rented out. In that regard, she said the [investment] property is in need of some repair. She expects rent of $600 per week for that property and $550 per week for [the mother's] [family] home;
..."
(1) whether the finding that the appellant gave inconsistent evidence about the payment of the RAD and the rental status of the mother's properties (the impugned finding), was made without evidence; and
(2) if so, whether the impugned finding was 'central' or 'a critical step' material to the Tribunal's decision to appoint the NSW Trustee to manage the mother's estate: see Mark Aronson, Matthew Groves, and Greg Weeks, Judicial Review of Administrative Action and Government Liability (7th ed, 2021, Thomson Reuters) at 5.280, fn 218.
Did the appellant give inconsistent evidence about the payment of the RAD?
Did the appellant give inconsistent evidence about the properties owned by the mother being rented out?
Was the impugned finding material to the decision to appoint the NSW Trustee to manage the mother's estate?
"[The appellant's] longstanding views and strongly expressed preference to retain the [investment property], could ultimately influence her ability to make decisions that are [not] in [the mother's] best interests. In that regard, we could not be satisfied that [the appellant] could make decisions that would advance the interests of [the mother], rather than to eventually increase the assets of the family."
"On balance, we preferred the evidence of [the attorney], particularly in circumstances where [the appellant] gave inconsistent evidence about [the mother's] current circumstances, as evidenced at paragraph 51(3) [sic] above."
Our emphasis
(1) all of the evidence filed in the original proceedings;
(2) the transcript of the hearing on 28 June 2024, tendered by the appellant in this appeal; and
(3) if the Tribunal decides it to be appropriate, any fresh evidence, or evidence in addition to or in substitution for the evidence that was before the Tribunal at the hearing on 28 June 2024.
(2) The question of who should be appointed as the manager of the estate of YMA pursuant to s 25M of the Guardianship Act 1987 (NSW) is remitted to the Tribunal for reconsideration in accordance with these reasons, on the basis of the evidence that was before the Tribunal at the hearing on 28 June 2024, and any fresh evidence, or evidence in addition to or in substitution for the evidence that was before the Tribunal.
(3) Pursuant to s 45(4)(c) of the Civil and Administrative Tribunal Act 2013 (NSW), YMA is to be separately represented in the proceedings remitted to the Tribunal.
I hereby certify that this is a true and accurate record of the reasons for decision of the Civil and Administrative Tribunal of New South Wales.
YKV
YJI [2025] NSWCATAP 96
(1990) 170 CLR 321
(2010) 241 CLR 390
(2024) 98 ALJR 610
(1985) 159 CLR 550
(1987) 163 CLR 54