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[2023] WASCA 161
Court of Appeal (WA)
2023-11-15
Buss P
Original judgment source is linked above.
There was a miscarriage of justice when the primary judge failed to properly direct the jury on the effect of the delay between the alleged offence and the prosecution and trial of the Appellant, in that:
(a) it was necessary to guard against a miscarriage of justice by directing the jury to have regard to the forensic disadvantage suffered by the Appellant as a result of the delay between the alleged offence and trial;
(b) the primary judge directed the jury to take into account the forensic disadvantage suffered by the Appellant as a result of, relevantly, evidence which was unavailable by the time of trial, including:
(i) a witness 'Luke';
(ii) a vacuum pipe; and
(iii) the separated tip of a condom;
(c) however, the primary judge also directed the jury not to speculate as to the evidence that was not before them, and in the course of doing so specifically directed the jury:
(i) not to speculate about what evidence 'Luke' may have been able to give; and
(ii) not to speculate as to whether the separated tip of the condom may have been cut, as opposed to torn or otherwise damaged during the course of the incident, and said that there was no evidence that the condom was cut;
(d) the primary judge did not give the jury any explanation as to how to reconcile the directions referred to at paragraphs (b) and (c) above;
(e) the impact of that failure was to rob the direction concerning the forensic disadvantage suffered by the Appellant as a result of the delay between the alleged offence and trial of all meaning and effect; and
(f) in all the circumstances and when considered as a whole, the directions to the jury failed to adequately warn the jury of the risk of a miscarriage of justice arising from the forensic disadvantage suffered by the Appellant as a result of the delay.
Paul Alexander Wilson admits that on or about 2 February 2001 at East Victoria Park, [the complainant] engaged in fellatio on me.
On 10 November 2020 I was interviewed by police about the charges on this indictment.
During the course of the 2020 interview I told the police the following:
I could not recall the account I provided to police in 2001;
I could not recall the incident itself;
I can't remember because it was from a number of years ago and I have since suffered a brain injury that affects my memory;
The brain injury was 10 - 12 years ago;
I do remember the allegations;
I recall going to the Cannington Police Station at the time, possibly with my father;
I did not have sex with [the complainant];
I remember Luke and the block of flats he lived in; and
I remember having contact with someone's neighbour.
Would the condom that Paul Wilson gave to you to get rid of - you retrieved that condom from the rubbish bag, didn't you? --- I did.
And you cut the tip of the condom and inserted it into your high vagina using your fingers or a stick, didn't you? --- No, I did not. No.
Can the witness be shown exhibit 5.5, please - sorry, 5.7?
THE WITNESS: Thank you.
[DEFENCE COUNSEL]: Can that be put on the document camera as well, please?
The pink item on the corner of the table is the pink condom? --- Yes.
What is that purple stick above it? --- I don't know.
It's your house, [complainant]? --- It's 21 years ago, [defence counsel].
Was it one of those sticks that women get for inserting suppositories for things like thrush? --- No.
I'm putting to you that you put the tip of the condom into your high vagina either using your fingers or that stick? --- That's ridiculous. (emphasis added)
STEVENSON DCJ: It is important, particularly having regard to the issues in this trial, when the Longman direction will make it very plain to the jury that obviously there is evidence which is not available by reason of the delay, and in part, perhaps, by reason of the way the matter was investigated, that they fully understand that simply because a proposition is put, that it is not part of the evidence unless it is accepted or there is some other part of the evidence which would support that proposition.
[PROSECUTOR]: Yes, no difficulty with those examples.
STEVENSON DCJ: Equally, in the course of my directions, to the extent that there's been reference to the condom having been cut, there is again no evidence that the condom was in fact cut. The position remains, of course, that the condom is available for forensic testing by either party, even though the tip is no longer available, but there is no evidence, forensically, that the condom was in fact cut. So again, I mention that as a matter of fairness in case anyone wishes to be heard in relation to that proposition.
It appears not. (emphasis added)
extent of the delay and the impact that that has had on memories but there are a number of other forensic disadvantages suffered in particular by [the appellant] by reason of the delay ... [including] the absence of some evidence, obviously the tip of the condom, the fact that statements were not obtained, even if witnesses had been prepared to make statements at the time.
The jury of course have heard the evidence that the police were able to contact Luke but that he was not prepared to provide a statement or cooperate with their investigation. And of course there are the other forensic matters, including the telephone which has been referred to, not having been fingerprinted or tested.[11]
[DEFENCE COUNSEL]: Now, in relation to what your Honour said about the condom, that it is available for the State or defence to examine, of course we - the defence don't have to prove anything and I don't want the jury to believe that because the condom is still available, we wanted to, we could have, and I accept that we could have tested it but we don't carry any burden of proof.
STEVENSON DCJ: I understand that and the jury will be told not to speculate about whether it was cut or torn or nicked because there is no evidence.
[DEFENCE COUNSEL]: There's no evidence except from Dr Maureen Phillips.
STEVENSON DCJ: So they'll be told not to speculate about that.
[DEFENCE COUNSEL]: Yes, except from Dr Maureen Phillips in her report and what I said to the jury was a direct quote of Dr Phillips' report.
STEVENSON DCJ: Yes.
[DEFENCE COUNSEL]: And your Honour pulled me up when I did ask one of the witnesses whether the condom was cut and you said there's no evidence that it was cut and that I should refrain from using the word 'cut' and I did.
STEVENSON DCJ: Yes, and - - -
[DEFENCE COUNSEL]: All I said today to the jury was that it's a matter for them to determine how the condom came to be in two pieces.
STEVENSON DCJ: But do you accept that in this trial, it's important that the jury be told that they should not speculate as to whether or not the condom was cut, because there is no evidence that it was cut? They've heard evidence from Dr Phillips that it may have separated by being nicked or torn, but there is no evidence that it was cut.
[DEFENCE COUNSEL]: Or that it was by its use by date. Yes, I agree with your Honour that the jury should not speculate and I did specifically tell them not to speculate, or that your Honour would direct them not to speculate. But what's important is that the State has not done any forensic testing of the condom, to ascertain its durability, its age and all that kind of things that is - - -
STEVENSON DCJ: Well, when did the State become aware that it would be left before the jury that the complainant cut the end off the condom?
[DEFENCE COUNSEL]: Well, it's not only the cut, your Honour, it is the durability and the age of the condom and - - -
STEVENSON DCJ: Well, I appreciate you're now distancing yourself from that proposition, but you left - you planted the seed.
[DEFENCE COUNSEL]: Well, I was entitled to cross-examine and your Honour pulled me up and I backed away from that.
STEVENSON DCJ: I understand. All right. (emphasis added)
Do not guess or speculate about matters that are not in evidence.
For example, in relation to Luke, you heard evidence from the investigating officer during the trial that when she spoke to him recently he declined to make a statement.
You also know from the evidence that he was spoken to at the relevant time in 2001 and you know that the police file does not contain any statement made by him at that time.
Do not speculate why and do not speculate about what Luke might have been able to say if he had given evidence in this trial.
Do not speculate whether he is in contact with the accused still, bearing in mind, of course, he was with the accused initially at the relevant time on 3 February 2001.
Equally, members of the jury, do not guess or speculate about whether the tip of the condom was cut off after the incident, as opposed to torn or damaged during the incident.
You must not speculate about this.
There is no evidence before you that the condom was cut.
It is a fact that a part of a condom was recovered from the complainant's vagina in the manner described by Dr Phillips.
But there is no forensic evidence and there's no other evidence that the condom was cut.
And that therefore that [sic] is the explanation for the location of part of the damaged condom in the high vagina of the complainant.
Members of the jury you must decide this case on the evidence that is before you and you must not, as I have told you, speculate about any evidence that isn't before you.
(a) Even though the complainant made an immediate complaint, there has been a delay between when the incident occurred and the trial.[15]
(b) The human memory is fallible. The longer the delay, the more opportunity there is for error. It is a matter of common experience that the longer you believe something to have happened, the more convinced you are that it has happened. That can be so even if you are mistaken in your recollection.[16]
(c) The defence case was that the complainant fabricated her evidence (apart from the act itself that was the subject of count 1), possibly because she had no income and was behind in her rent or, in any event, possibly because she was looking to be paid for the oral sex the subject of count 1.[17]
(d) The passage of time means that naturally some details will be lost to the memory of all the witnesses, including the complainant and the accused, if he had given evidence.
(e) The long delay between when the alleged offences occurred and the trial has meant that the appellant has lost opportunities to test the complainant's account. That is so even though the appellant was made aware of the allegations against him within days.[18]
(f) It is harder for defence counsel to explore the truthfulness of an account in cross‑examination by means of pinning down fine details when a complainant or other witness is testifying about something which occurred many years ago.[19]
(g) Because of the long delay between the occurrence of the alleged offences and the commencement of the prosecution, the appellant had lost the opportunity to explore and perhaps bring forward matters of defence and to test the details of the evidence of the complainant.[20]
(h) Some relevant witnesses were no longer available by reason of being deceased, uncontactable or not cooperating.[21]
(i) In accordance with Dr Phillips' evidence, the piece of condom that Dr Phillips located has been lost and is no longer available for examination. The same is true, from the evidence of the complainant, that the piece of vacuum pipe and the complainant's telephone are no longer available. That creates a forensic disadvantage for the appellant, in that it is not possible for those items to be tested for fingerprints or tested forensically.[22]
(j) The appellant has, in the intervening period, suffered a brain injury that affects his memory.[23]
(k) Consequently, the delay has put the appellant at a forensic disadvantage in the trial, not merely a theoretical disadvantage but a real disadvantage.[24]
(l) The direction was given based on the experience of the courts of the difficulty that accused people have in cases such as this, where there has been a delay of years between an alleged event and the matter coming to trial, in circumstances where some of the evidence is no longer available and there has, in any event, been a long passage of time between the events and the trial impacting upon memory.[25]
(m) Because of this delay and the forensic disadvantages to the appellant, it is important for the jury to scrutinise the evidence of the complainant with special care, and to evaluate her evidence bearing in mind the judge's direction. It would be unsafe for the jury to convict the appellant on the evidence of the complainant alone, unless, having looked at the evidence carefully and having taken the matters the judge mentioned into account, the jury were satisfied beyond reasonable doubt as to the truth and accuracy of the complainant's evidence as to the essential elements of each alleged offence.[26]
Consideration of the ground of appeal Appellant's submissions
(1) The judge's direction as to the forensic disadvantage suffered by the appellant as a result of delay was inadequate because the judge's direction not to speculate, including by specific reference to what evidence Luke may have been able to give or what a forensic examination of the condom might have revealed, undermined and detracted from the Longman direction, thereby preventing it from adequately guarding against the relevant risk of a miscarriage of justice.[27]
(2) The judge referred to specific missing evidence in the course of the warning not to speculate about what the evidence might have been, and reiterated the direction not to speculate immediately after giving the Longman direction. These aspects of the direction gave rise to a danger that the jury would have understood that they could not turn their mind to the specific missing evidence or consider the subject matter it could have borne upon when taking account of the delay. At the least, the combination of directions created a risk of confusion in the jury as to how the appellant's forensic disadvantage could be taken into account.[28]
(3) The jury was given no assistance in identifying the 'fine line' between what is required by a Longman direction and what may amount to an impermissible speculation; nor was it given assistance in 'staying on the right side' of that line in having regard to the appellant's forensic disadvantage.[29]
[A] jury might fail to appreciate that, as a result of a substantial delay between the occurrence of the alleged offence and the accused being informed of the complaint, the accused will have suffered forensic disadvantage by losing the chance adequately to test the complainant's evidence and the chance adequately to marshal a defence.
When a Longman direction is necessary, the trial judge must direct the jury to the effect that, as a result of the substantial delay, the accused has lost the chance adequately to test the complainant's evidence and the chance adequately to marshal a defence. The jury must be instructed to the effect that, although it can convict solely on the complainant's evidence if satisfied beyond reasonable doubt as to the truth and accuracy of his or her evidence, it must scrutinise the complainant's evidence with great care and take into account any facts and circumstances (including the forensic disadvantage suffered by the accused as a result of the substantial delay) which have a logical bearing on the truth and accuracy of that evidence. It is essential that the warning be given as a direction which the jury is bound to follow. A mere comment will not suffice.
However, a Longman direction has not been reduced to an immutable formula or a ritual incantation, divorced from the facts and circumstances of the particular case. When the warning is necessary it must be crafted, by reference to the facts and circumstances of the particular case, with the object of ensuring a fair trial and avoiding the perceptible risk of a miscarriage of justice. (footnotes omitted)
the piece of condom which Dr Phillips located has also been lost and not retained and is therefore not currently available for examination even thought the condom itself is still presently retained by the police.[44]
In terms of the broken condom piece were you able to ascertain what had happened to that? --- No, I was unsure what had happened. I believe it may possibly have been destroyed but I wasn't 100 per cent. There was no policy in 2001 to retain serious crime exhibits so it could have been destroyed.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[10] Longman v The Queen [1989] HCA 60; (1989) 168 CLR 79.
[14] A shorthand reference to the direction that was held to be required in Longman v The Queen 91.
[27] Appellant's submissions [5] - [8], [43](a).
[28] Appellant's submissions [43](b) - [44].
[31] SPB v The State of Western Australia [2012] WASCA 136.
[32] Eravelly v The State of Western Australia [2018] WASCA 139.
[34] SPB [51]; see also RMD v The State of Western Australia [2017] WASCA 70; (2017) 266 A Crim R 67 [129], [198].
[36] Tully v The Queen [2006] HCA 56; (2006) 230 CLR 234 [181], [186] (Crennan J, Heydon J agreeing).
[38] DWM v The State of Western Australia [No 2] [2019] WASCA 143 [36].
[42] R v BKK [2001] NSWCCA 525 [32].
[43] R v Ford [2006] SASC 311 [12].
[45] Mahmood v The State of Western Australia [2009] WASCA 220 [65].
[46] Da Silva v The Queen [2019] HCA 48; (2019) 268 CLR 57 [35].
[50] EPD v The State of Western Australia [2011] WASCA 264 [80].
[51] YNT v The State of Western Australia [2021] WASCA 89 [122].
(2019) 268 CLR 57
(1989) 168 CLR 79
(2006) 230 CLR 234