[2024] AATA 29
General information, not legal advice.
Administrative Appeals Tribunal of Australia
2024-01-16
Senior Member P, Clauson AM
Original judgment source is linked above.
(a) Increase in the Core Support - Daily Activities budget to access 1:1 support at the high intensity (level 2) rate for 16 hours per day between 8am and 10pm; > > (b) Increase in the Core Support - Daily Activities budget to access 1:1 overnight care support at the high intensity (level 2) rate for eight hours of active overnight care, seven nights a week; > > (c) Increase in the Core Support - Social, Community and Civic Participation budget to access social groups up to six hours per day Monday to Friday including 2:1 support worker assistance; > > (d) Approval for Home Modifications involving the addition of an ensuite bathroom to a bedroom in the main house, quoted at a total of $61,204.00; and > > (e) For the applicant's plan to be changed to a 24-month plan.
(a) Increase in the Core Support - Daily Activities budget to access 1:1 support at the high intensity (level 2) rate for 14 hours per day; > > (b) Increase in the Core Support - Daily Activities budget to access 1:1 overnight care support at the high intensity (level 2) rate for eight hours of active overnight care, seven nights a week and eight hours of inactive overnight care per fortnight; > > (c) Support worker assistance for two hours per week for social activities in addition to the regular support worker assistance; > > (d) Funding for an updated complex home modification assessment; > > (e) 48 weeks speech pathology; > > (f) 1 hour per week occupational therapy for 48 weeks - stated support; and > > * (G) All other supports in the applicant's current plan be replicated.
Reasonable and necessary supports > > (1) For the purposes of specifying, in a statement of participant supports, the general supports that will be provided, and the reasonable and necessary supports that will be funded, the CEO must be satisfied of all of the following in relation to the funding or provision of each such support: > > (a) the support will assist the participant to pursue the goals, objectives and aspirations included in the participant's statement of goals and aspirations; > > (b) the support will assist the participant to undertake activities, so as to facilitate the participant's social and economic participation; > > (c) the support represents value for money in that the costs of the support are reasonable, relative to both the benefits achieved and the cost of alternative support; > > (d) the support will be, or is likely to be, effective and beneficial for the participant, having regard to current good practice; > > (e) the funding or provision of the support takes account of what it is reasonable to expect families, carers, informal networks and the community to provide; > > (f) the support is most appropriately funded or provided through the National Disability Insurance Scheme, and is not more appropriately funded or provided through other general systems of service delivery or support services offered by a person, agency or body, or systems of service delivery or support services offered: > > > (i) as part of a universal service obligation; or > > > > (ii) in accordance with reasonable adjustments required under a law dealing with discrimination on the basis of disability. > > (2) The National Disability Insurance Scheme rules may prescribe methods or criteria to be applied, or matters to which the CEO is to have regard, in deciding whether or not he or she is satisfied as mentioned in any of paragraphs (1)(a) to (f).
(5) In deciding whether or not to approve a statement of participant supports under subsection (2), the CEO must: > > (a) have regard to the participant's statement of goals and aspirations; and > > (b) have regard to relevant assessments conducted in relation to the participant; and > > (c) be satisfied as mentioned in section 34 in relation to the reasonable and necessary supports that will be funded and the general supports that will be provided; and > > (d) apply the National Disability Insurance Scheme rules (if any) made for the purposes of section 35; and > > (e) have regard to the principle that a participant should manage his or her plan to the extent that he or she wishes to do so; and > > (f) have regard to the operation and effectiveness of any previous plans of the participant.
**3.4 In deciding whether funding or provision of the support takes account of what it is reasonable to expect families, carers, informal networks and the community to provide, the CEO is to consider the following matters:
(a) for a participant who is a child:
(i) that it is normal for parents to provide substantial care and support for children; and
(ii) whether, because of the child's disability, the child's care needs are substantially greater than those of other children of a similar age; and
(iii) the extent of any risks to the wellbeing of the participant's family members or carer or carers; and
(iv) whether the funding or provision of the support for a family would improve the child's capacity or future capacity, or would reduce any risk to the child's wellbeing;
(b) for other participants:
(i) the extent of any risks to the wellbeing of the participant arising from the participant's reliance on the support of family members, carers, informal networks and the community; and
(ii) the suitability of family members, carers, informal networks and the community to provide the supports that the participant requires, including such factors as:
**
(A) the age and capacity of the participant's family members and carers, including the extent to which family and community supports are available to sustain them in their caring role; and
(B) the intensity and type of support that is required and whether it is age and gender appropriate for a particular family member or carer to be providing that care; and
(C) the extent of any risks to the long term wellbeing of any of the family members or carers (for example, a child should not be expected to provide care for their parents, siblings or other relatives or be required to limit their educational opportunities); and
(iii) the extent to which informal supports contribute to or reduce a participant's level of independence and other outcomes;
(c) for all participants - the desirability of supporting and developing the potential contributions of informal supports and networks within their communities.
**5.1 A support will not be provided or funded under the NDIS if:
(a) it is likely to cause harm to the participant or pose a risk to others; or
(b) it is not related to the participant's disability; or
(c) it duplicates other supports delivered under alternative funding through the NDIS; or
(d) it relates to day-to-day living costs (for example, rent, groceries and utility fees) that are not attributable to a participant's disability support needs.
5.2 The day-to-day living costs referred to in paragraph 5.1(d) do not include the following (which may be funded under the NDIS if they relate to reasonable and necessary supports):
(a) additional living costs that are incurred by a participant solely and directly as a result of their disability support needs;
(b) costs that are ancillary to another support that is funded or provided under the participant's plan, and which the participant would not otherwise incur.
**
**3.1 In deciding whether the support represents value for money in that the costs of the support are reasonable, relative to both the benefits achieved and the cost of alternative support, the CEO is to consider the following matters:
(a) whether there are comparable supports which would achieve the same outcome at a substantially lower cost;
(b) whether there is evidence that the support will substantially improve the life stage outcomes for, and be of long‑term benefit to, the participant;
(c) whether funding or provision of the support is likely to reduce the cost of the funding of supports for the participant in the long term (for example, some early intervention supports may be value for money given their potential to avoid or delay reliance on more costly supports);
(d) for supports that involve the provision of equipment or modifications:
(i) the comparative cost of purchasing or leasing the equipment or modifications; and
(ii) whether there are any expected changes in technology or the participant's circumstances in the short term that would make it inappropriate to fund the equipment or modifications;
(e) whether the cost of the support is comparable to the cost of supports of the same kind that are provided in the area in which the participant resides;
(f) whether the support will increase the participant's independence and reduce the participant's need for other kinds of supports (for example, some home modifications may reduce a participant's need for home care).
**
"... the NDIA must also be satisfied, amongst other matters, that the home modification being considered represents value for money in that the costs of the support are reasonable relative to both the benefits achieved and the cost of alternative support (section 34(1)(c)). > > When determining whether home modifications represent value for money, the NDIA will specifically consider: > > • whether the proposed home modification represents value for money when compared to the cost of other lower cost alternatives, for example less costly home modifications which reasonably achieve the same intended benefits or outcomes, or assistive technology; > > • whether the proposed home modification is cost effective when compared to the cost of other supports such as assistance with the cost of moving to accessible premises; and > > • the expected length of tenure for participants and whether this is commensurate to the cost of the home modifications. > > ... > > Generally, the NDIA will fund reasonable and necessary home modifications: > > • to the participant's primary residence where, due to the impact of the participant's > > disability, the participant or their carers are unable to reasonably access and use > > frequently used rooms and spaces using standard fixtures and fittings; > > • when the participant's primary residence, in its current condition, has a significant and adverse impact on the sustainability of current living and care arrangements; and > > • where a suitably qualified Occupational Therapist has performed an assessment and recommended home modifications considering all possible alternatives, including the use of equipment. > > ... > > The NDIS will generally not fund: > > ... > > • capital building additions such as additions of rooms, stories or lifts or inclinators to allow access to multiple levels of a home or steep blocks of land. However, when considering whether the funding of items of this kind is reasonable and necessary the NDIA will also consider: > > (i) whether other parts of the house can be reasonably organised as an alternative; > > (ii) whether alternate accommodation which is more accessible or more easily > > modified is available and the cost; > > (iii) whether there are compelling factors related to the participant, their family, > > community or employment which makes moving premises unrealistic; and > > (iv) the long term costs and benefits of alternative funded supports against the costs > > and benefits of the modifications to the home."
"Exercise can prevent a decline in general deconditioning, declining posture, which by itself frequently leads to further pain. Chronic pain if not addressed, is closely related to an increase in comorbidities. > > Chronic pain has been identified to be a risk factor for compromised self-care, physical functioning, mood and frequently reduces the quality of one's life."
"...because her seizures are so unexpected we can't plan for them. We can't anticipate when her next one is going to be. There's no - like event - that show us that she's going to have a large seizure and so - you know - always recommend that she has somebody with her 100 per cent of the time. And I guess that two-to-one support is in the event of the seizure."
"it depends every single day for that postictal period depending on the severity of her seizures on any given day at any given time will depend on the level of care that she requires at the time. Certainly through the day and through the night... > > And whether that happens during the day or through the night, it's hard to predict. I don't - there's not one person on this planet that could predict when she's going to need it."
"...how it's handled is very much active, some nights are active, definitely, a couple of nights a week and yes, and other nights not."
"No. I mean, there was certainly - if I can clarify that, when she had the seizure in the morning, certainly the two support workers were there and there was some interaction between them. But I did - in terms of say, for example, her needing to move and do things, no there was not any need for physically two people to be doing something at the time that I was observing."
"Seizures necessitate full time care, 24 hours per day, 7 days per week. The nature of VXVL's condition requires x2 full time carers, and a community nurse to manage her medication so that M can return to suitable employment to allow the family to resume to some normalcy financially."
On cross-examination Ms Core admitted that it was not within her scope of professional scope of expertise to comment on how many people were required to support the applicant and that the opinions in her report had also relied on information provided by other health professionals.
Evidence of Ms Kaitlyn Haugh, Occupational Therapist
"types of sport that carry no significant risk, such as team sports, dancing, and golf, can be recommended for all patients with epilepsy. An individual risk assessment should always be carried out for moderate-risk types of sport such as alpine skiing, gymnastics, and swimming, as well as high-risk sports such as climbing, motor sports, and surfing." [34]
"It is in VXVL's best interests that her mother's emotional and physical health be maintained, as she is the most important person in her life."
"If I'm going to have the life that I'm hoping to have and the life that she's hoping to have, I won't be able to do that if I'm tied to looking after her one-on-one care which she needs every second, as you know, it's not flexible to be there in that time and providing that care at that time in a very real way... I would prefer to look after her informally for both of our wellbeing and do the other jobs that are required to look after her because I'm really good at them and, you know, I don't believe that someone else can do those things."
"Overall, VXVL's function is impacted by physical and cognitive deconditioning and there are interventions available which are designed to increase her overall function and independence albeit in VXVL's case these improvements will only be to a minimal effect due to the nature of her disabilities. The above outlined interventions are noted to improve VXVL's quality of life and agency in her life; however, it is noted even with the implementation of these interventions VXVL will be unable to independently function without the requirement of 24/7 1:1 support provided in a combination of formal and informal supports."
"The worst part about this is that VXVL's quality of life is deeply diminished with a lack of outside care. Having family as a sole means of care means that we can't interact and treat her like a true member of the family. Despite mum's incredible capability and resilience, constant care and sleep deprivation drains the energy most mothers use to interact and be with their children. If VXVL is to get meaningful interactions and a greater quality of life a community of carers is essential."
(a) 8 hours active overnight care, 7 nights per week for first 6 months; and > > (b) 8 hours inactive overnight care, 7 nights per week for following 6 months.
Social, community and civic participation supports
Goal 1: Increasing participation in social activities to develop a peer network. > > Goal 2: Improving health and fitness by engaging in physical activity
(a) The privacy, dignity and independence of her own bedroom; > > (b) The ability to independently mobilise to a bathroom; > > (c) To safely access all areas of her home by not needing to use stairs to access the internal bathroom or sliding to access the external bathroom; > > (d) To be sustainably integrated with her mother in her main home so that she can continue living with her in the long-term; and > > (e) Avoid the alternative of moving into formal SIL accommodation at a significantly higher cost.[52]
"she does need assistance to go to the toilet or anywhere at all times. But I'm asking for the ensuite to be within the house so she can have a bedroom in the house again without accessing the upstairs toilet through the night and during the day because it will just mean that when she's well enough, she'll be able to some extent self-mobilise between the bedroom, the toilet and the rest of the house, the kitchen and the lounge room. You know, she'll have someone with her but she won't need somebody going and opening doors for her and it's not as far, it's less taxing for her. But I think because it's such a frequent journey between the bedroom, bathroom and couch, you know, in the lounge room and kitchen that it's a really high value modification that will just facilitate her life and connection with the me and whoever else is here. You know, she doesn't have to be out the back and isolated."[55]
(a) modifications to the outdoor area are a comparable support that would achieve the same outcomes to those listed at [164] above; and > > (a) the cost of such modifications would be of a cost significantly lower than the ensuite bathroom.
(11) "Reasonable and necessary supports for people with disability should: > > (a) support people with disability to pursue their goals and maximise their independence; and > > (b) support people with disability to live independently and to be included in the community as fully participating citizens... > > (12) The role of families, carers and other significant persons in the lives of people with disability is to be acknowledged and respected. > > (12A) The relationship between people with disability and their families and carers is to be recognised and respected".
A. From 10 February 2021 the applicant's statement of participant supports specifies that the reasonable and necessary supports include:
(a) An increase in Core Support - Daily Activities budget to access assistance with self-care, comprising:
(i) 16 hours support worker at the high intensity (level 2) rate for 16 hours per day, seven days a week for 12 months;
(b) An increase in Core Support - Daily Activities budget to access:
(i) 8 hours active overnight care at the high intensity (level 2) rate for 7 nights a week for 12 months.
B. Within 28 days of this decision, the applicant's statement of participant supports specifies that the reasonable and necessary supports include:
(a) An increase in Core Support - Social Community and Civic Participation to access social groups for 20 hours per week with 2:1 support worker assistance, including travel time and including the activities of:
(i) Surfing
(ii) Horse riding
(iii) Dancing
(iv) Drama
(b) Approval for Home Modifications involving the addition of an ensuite bathroom to a bedroom in the main house as specified by Ms Tara Quinn in her Complex Home Modification assessment dated 16 June 2020 to the amount of $61,204.00;
C. The date by which the Respondent must reassess the applicant's plan is to be 12 months after the date on which the supports in paragraphs A-B above are included in the applicant's statement of participant supports.
I certify that the preceding 214 (two hundred and fourteen) paragraphs are a true copy of the reasons for the decision herein of Senior Member P J Clauson AM.
[1] R3, Document 17: Respondent's Statement of Facts, Issues and Contentions.
[5] Transcript of Proceedings, page 6 line 25 to page 7 line 5.
[6] ST1: "Plans for proposed building alterations prepared by Design Evolutions" dated 6 May 2020,
[7] Respondent's Statement of Facts, Issues and Contentions (SFIC) at [207]-[210].
[8] Transcript of Proceedings, page 198 at lines 33 to 36.
[9] Transcript of Proceedings, page 198 at lines 40 to 47.
[10] R3, Document 17: Respondent's Statement of Facts, Issues and Contentions at [221].
[14] R3, Document 1: Report of Ms Angelina Broer dated 9 June 2022, page 4.
[15] R2, ST1: Letter from Ms van Oostenbrugge to the NDIA dated 14 April 2021, page 384-387.
[16] T-Documents, T8; R2, Documents ST1; ST5
[17] Transcript of Proceedings, page 22 lines 39 to 43.
[18] Transcript of Proceedings, page 25 lines 1 to 3.
[19] Transcript of Proceedings, pages 43 and 44.
[20] Transcript of Proceedings, page 44 lines 41 to 42.
[21] Transcript of Proceedings, page 49.
[22] Transcript of Proceedings, page 50 lines 41 to 44.
[23] R2, Document ST1: Statement of Berri Drum.
[24] Transcript of Proceedings, page 65 lines 1 to 30.
[25] Transcript of Proceedings, page 68 lines 11 to 13.
[26] Transcript of Proceedings, page 75.
[27] R3, Document 15: Report of Dr Robinson-Schulz dated 24 December 2021; Document 18, Supplementary report dated 19 April 2022.
[28] Transcript of Proceedings, page 81 lines 14 to 19.
[29] R3, Document 18: Supplementary report of Dr Schulz-Robinson, page 361.
[30] Transcript of Proceedings, page 92 lines 2 to 4.
[31] ST1: Psychometric Report of Dr Diane Core.
[32] R3, Document 16: Supplementary report of Dr Schulz-Robinson dated 19 April 2022.
[33] Transcript of Proceedings, page 126 at lines 25-26.
[34] R3, Document 16: Supplementary report of Dr Schulz-Robinson dated 19 April 2022.
[35] R2, ST1: Letter of Dr Carmen dated 1 April 2021, page 383; ST1: Letter of Dr Carmen dated 1 September 2021, page 604; ST6: Report of Dr Carmen dated 28 July 2021, pages 591-592.
[36] R3, Document 12: Applicant's response the Respondent's Statement of Facts, Issus and Contentions, page 124.
[37] R2, Document ST1: Report of Tara Quinn dated 6 March 2020, page 278.
[38] R3, Document 12: Applicant's response the Respondent's Statement of Facts, Issus and Contentions, page 160.
[39] Transcript of Proceedings, page 172 at lines 16 to 25.
[40] R2, ST1: Complex Home Modification Assessment Template dated 16 June 2020, pages 315 to 336.
[41] R2, ST1: Letter of Chris Walker Constructions, pages 288 to 289; R3, Document 13.
[42] R2, Document ST1: Byron Bay Planning - Floor Plan dated 6 May 2020, page 309.
[43] T5: Report of Dr Stephen Malone dated 11 March 2020; T6: Letter from Dr Stephen Malone dated 9 September 2020; ST2: Letter from Dr Stephen Malone, at page 542.
[44] T6: Letter from Dr Stephen Malone dated 9 September 2020; Transcript of Proceedings page 186 lines 10 to 14.
[45] R2, Document ST1: Statement of Lived Experience dated 20 April 2021, page 527.
[46] R3, Document 15: Report of Dr Schulz-Robinson, page 204.
[47] R3, Document 16: Report of Kaitlyn Haugh dated 6 May 2022, page 249.
[48] R2, ST1: Letter from Tora Crockford, undated, pages 512 to 513.
[49] R3, Document 1: Report of Ms Angelina Broer, dated 9 June 2022.
[50] R2, Document ST1: Surf School Invoice dated 7 November 2020, pages 518 to 519.
[51] R2, ST1: Dance Theatre quote, undated, pages 512-514.
[52] R2, ST1: Report of Ms Jana Loadsman dated 7 April 2021, page 343.
[53] R3, Document 12: Applicant's response to Respondent's Statement of Facts. Issus and Contentions, page 132.
[54] Transcript of Proceedings, page 152 lines 39-44.
[55] Transcript of Proceedings, page 153 lines 6-20.
[56] R2, ST1: Complex Home Modification Assessment Template dated 16 June 2020, page 332.
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