[2016] VCAT 439
General information, not legal advice.
Victorian Civil and Administrative Tribunal
2016-03-23
Mr J
Original judgment source is linked above.
Application by Legal Services Commissioner pursuant to s 4.4.13(2) and (3)(a) of the Legal Profession Act 2004; Two charges of professional misconduct pursuant to s 4.4.3(1)(a) or alternatively misconduct at common law pursuant to s 4.4.3(1), Guilty Plea to unsatisfactory professional conduct only, Statement of Agreed Facts. Professional misconduct proven.
Victorian Legal Services Commissioner v Lewenberg (Legal Practice) [2016] VCAT 439
Pursuant to s 17 of the Open Courts Act 2013, the Tribunal orders that any material or information arising from this proceeding which could reasonably lead to the identification of the name of the Complainant, also referred to as AVB, shall not be published or broadcast or be made available to the public. In making this Order the Tribunal is satisfied that it would be contrary to the public interest for the name of the Complainant to be published.
Mr N Green QC with Mr J Snow instructed by Ms A Freeman, solicitor to the Victorian Legal Services Commissioner
Mr J Ruskin QC with Mr B Ihle instructed by Lewenberg & Lewenberg Solicitors
It is most disappointing when a person who has nothing to do with the case and being a fellow Jew does wilfully seek to hinder another Jew in his defence of criminal charges.
...cause someone said that you - that you had said that I jumped up in court and I was the one responsible for the police taking away his passport and I just said - I thought to myself, Alex wouldn't say something like that 'cause it's not what happened.
No, no, what I did say - I did say that I - there was apparent conversation between the informant and you concerning - about the passport because the coppers wouldn't have a clue. The question of a passport came up and I then observed you speak to the informant. The informant then moved to the prosecutor and mentioned about Jew able to get a passport from embassy and I said, "This is crap. Utter rubbish" ... And you remember in court - remember my rising. That's totally - there's a concept of returning - Jews returning to Israel but that - but that does not involve entitlement to a passport. You remember - that's - that's the only conversation I had with the person. I said to her, "I'm disappointed that you would participate", and that was my disappointment and that's why I'm not exactly delighted that another Yid would assist police against an accused no matter whatever he's accused of. That's the reason why I was very disappointed because there is a tradition, if not a religious implement, that you do not assist against Abraham, assisted by Yid and I was concerned about that.
[It is] [a] religious principle too. I mean Maser - principle of Maser is well known. I'm not suggesting you are but the fact that you were prepared to speak to the informant upset me enormously because it's - I didn't regard you - you - personally you who went through what you went through in Balaclava Road and what you lived through. I know you're Australian born and you came from Perth but to - for you to even to assist disappointed me.
30.1 A practitioner must not engage in conduct, whether in the course of practice or otherwise, which is:
30.1.2 calculated, or likely to a material degree, to:
(a) be prejudicial to the administration of justice;
- (b) diminish public confidence in the administration of justice;
- (c) adversely prejudice a practitioner's ability to practise according to these rules.
Professional misconduct, within the meaning of s 4.4.4(a) of the Act, in that the Respondent's conduct of, on 6 September 2011 at the Magistrates' Court of Victoria at Melbourne, namely, uttering the words alleged at paragraph 5 above, was conduct consisting of a contravention of rule 30 of the legal profession rules.
Alternatively to Charge 1, misconduct at common law, within the inclusive definition of professional misconduct of s 4.4.3(1) of the Act, in that the Respondent's conduct of, on 6 September 2011 at the Magistrates' Court of Victoria at Melbourne, namely, uttering the words alleged at paragraph 5 above would reasonably be regarded as disgraceful or dishonourable by Australian legal practitioners of good repute and competency.
Professional misconduct, within the meaning of s 4.4.4(a) of the Act, in that the Respondent's conduct of, on 6 October 2011 at 340 Little Lonsdale Street in Melbourne, namely, uttering the words alleged at paragraphs 11 and 12 above, was conduct consisting of a contravention of rule 30 of the legal profession rules.
Alternatively to Charge 3, misconduct at common law, within the inclusive definition of professional misconduct of s 4.4.3(1) of the Act, in that the Respondent's conduct of, on 6 October 2011 at 340 Little Lonsdale Street in Melbourne, namely, uttering the words alleged at paragraphs 11 and 12 above would reasonably be regarded as disgraceful or dishonourable by Australian legal practitioners of good repute and competency.
4.4.4 Conduct capable of constituting unsatisfactory professional conduct or professional misconduct
Without limiting section 4.4.2 or 4.4.3, the following conduct is capable of constituting unsatisfactory professional conduct or professional misconduct -
(a) conduct consisting of a contravention of this Act, the regulations or the legal profession rules;
unsatisfactory professional conduct includes conduct of an Australian legal practitioner occurring in connection with the practice of law that falls short of the standard of competence and diligence that a member of the public is entitled to expect of a reasonably competent Australian legal practitioner.
Section 4.4.4 specifies conduct that is capable of constituting unsatisfactory professional conduct and section 4.4.5 specifies conduct that constitutes unsatisfactory professional conduct.
(a) unsatisfactory professional conduct of an Australian legal practitioner, where the conduct involves a substantial or consistent failure to reach or maintain a reasonable standard of competence and diligence; and
(b) conduct of an Australian legal practitioner, whether occurring in connection with the practice of law or occurring otherwise than in connection with the practice of law, that would, if established, justify a finding that the practitioner is not a fit and proper person to engage in legal practice.
Section 4.4.4 specifies conduct that is capable of constituting professional misconduct and section 4.4.6 specifies conduct that constitutes professional misconduct.
The truth is that, when the law requires proof of any fact, the Tribunal must feel an actual persuasion of its occurrence or existence before it can be found. It cannot be found as a result of mere mechanical comparison of probabilities independently of any belief in its reality ... Except upon criminal issues to be proved by the prosecution, it is enough that the affirmative of an allegation is made out to the reasonable satisfaction of the Tribunal. But reasonable satisfaction is not a state of mind that is attained independently of the nature of the fact or facts to be proved. The seriousness of the allegation made, the inherent unlikelihood of an occurrence of a given description, or the gravity of the consequences flowing from a particular finding are considerations which must affect the answer to the question whether the issue has been proved to the reasonable satisfaction of the Tribunal in such matters, 'reasonable satisfaction' should not be produced by inexact proofs, indefinite testimony or indirect influences.[2]
Accepting that the standard of proof expressed in Briginshaw requires actual persuasion on the part of a fact-finder - and that is materially different to an assessment based only on a mere mathematical probability - s 140(2) of the Evidence Act reflects the conceptual principles underpinning that standard. Significantly, nothing was said to cast any doubt on the line of authority to which we have referred that has construed s 140(2) as embracing the principle in Briginshaw. We consider that line of authority plainly correct. In any event, such a view is now so settled that this Court should not now depart from an accepted construction of a uniform legislative provision of the Commonwealth and a number of States.
Accordingly, whether it be by virtue of the common law or s 140, the civil standard of proof subject to the principle in Briginshaw is the relevant conceptual standard to which a fact-finder must satisfy him or herself in proceedings of this nature.[5] Mere mechanical comparison of probabilities independent of a reasonable satisfaction will not justify a finding of fact. The fact finder must feel an actual persuasion of the occurrence or existence of the fact in issue before it can be found.
...provided that the Tribunal acted fairly and on the basis of relevant evidence (ie evidence rationally affecting the assessment of the probabilities of the facts in issue), it could not be readily concluded that it acted contrary to the law...it was entirely proper for the Tribunal to take the approach that it did and require that it be 'comfortably satisfied' of the facts in issue.[8]
It is quite possible that he (Mr Cyprys) is at high risk of flight
[Mr Cyprys] is still connected with people who would probably make it possible for him to leave the country if that's what was required for him to do.
I think [Mr Cyprys's] parents were born in Israel ... I think he's just entitled automatically to a passport to travel to Israel .... That's my belief.
The Informant has concerns in relation to the possibility of a passport being - - an additional passport being obtained if one is in fact surrendered, and concerns that the accused may have access to friends or associates who are able to assist him if he chooses to leave the jurisdiction.
Your Honour, the information that's been provided to me... is that there is a right to apply for an Israeli passport for any Jewish person.
lt is most disappointing when a person who has nothing to do with the case and being a fellow Jew does wilfully seek to hinder another Jew in his defence of criminal charges.
Mr LEWENBERG: Oh [AVB], I don't know whether I can speak to you. ...you assisted the police in the matter that I appeared in court and I don't really - [think that there is] any purpose my speaking to you, is there?
I don't think that I should be discussing anything involving the proceeding. If there's some questions you want to ask put it in writing or get the person to check with me.
Mr LEWENBERG: Well if Norman [Rosenbaum] wants to speak to me I'm happy to speak to Norman at any time.
Mr LEWENBERG: Yeah, No. Speak to Norman. I'm happy to speak to him.
AVB: Well so Alex, all I just wanted to say was that everyone says you've got this great reputation ... and as you said there's a [sic] unfortunate reality in the world what's called a broken telephone where what ends up here... and I hold by that notion and I didn't - I wouldn't - and I don't think at all for one moment that -
Mr LEWENBERG: Ask Norman [Rosenbaum] to speak to me. I'd be delighted to speak to Norman. Norman and I have been friends for a long time.
AVB: Yeah... 'cause someone said that you - that you had said that I jumped up in court and I was the one responsible for the police taking away his passport and I just said - I thought to myself, Alex wouldn't say something like that 'cause it's not what happened.
Mr LEWENBERG: No, no, what I did say - I did say that I - there was apparent conversation between the Informant and you concerning - about the passport because the coppers wouldn't have a clue. The question of a passport came up and I then observed you speak to the informant. The informant then moved to the prosecutor and mentioned about Jew able to get a passport from embassy and I said, "This is crap. Utter rubbish"
And you remember in court - remember my rising. That's totally - there's a concept of returning - Jews returning to Israel but that but that does not involve entitlement to a passport. You remember - that's - that's the only conversation I had with the person I said to her [sic], "I'm disappointed that you would participate", and that was my disappointment and that's why I'm not exactly delighted that another Yid would assist police against an accused no matter whatever he's accused of. That's the reason why I was very disappointed because there is a tradition, if not a religious implement that you do not assist against Abraham, assisted by Yid and I was concerned about that.
Mr LEWENBERG: [It is] [a] religious principle too. I mean Maser - principle of Maser is well known. I'm not suggesting you are but the fact that you were prepared to speak to the Informant upset me enormously because it's - I didn't regard you - you - personally you who went through what you went through in Balaclava Road and what you lived through. I know you're Australian born and you came from Perth but to - for you to even to assist disappointed me.
AVB: [T]he whole issue of the passport was - was separate and distinct from anything to do with me.
Mr LEWNEBERG: It's only that I observed it as I turned around and to my dismay I saw you speaking to the informant and don't tell me you haven't spoken to the informant
AVB: [Why] I'm troubled is (indistinct) the whole conditions of bail was to do with the passport and travel documents was nothing to do with [me, AVB]
Mr LEWENBERG: Well I suggest, but if someone tells the informant that in fact there's a - for a person of particular state of background they could go to embassy and travel without passport therefore the surrender of passport would be inconclusive -
Mr LEWENBERG: I don't know what you said to her but a question arose was to whether the course suggested would occur subsequent to your discussion with - your discussing with the policewoman or the informant.
AVB: Yeah, look I don't - I don't - that's not my recollection and -
Mr LEWENBERG: [L]et me tell you, most certainly the question of a person going to embassy and securing - securing a passport was at the very end of debate when I had to argue that the right of return does not involve issue of passport.
BAIL HEARING AT MAGISTRATES' COURT ON 6 SEPTEMBER 2011
At no time have I expressed in conversation with the Complainant or any other person that "Jewish people should not assist the Police investigating another Jewish person" but rather what I said and what must be understood as said by me to a person purporting to be an observant Jew who by his conduct should not defame another person without justification or basis... A person should not defame another individual (especially not before a Court) whose names are being mentioned in Court so as to cause those individuals harm and embarrassment by adverse comments about those persons in open Court. It is those public utterings about people who are not before the Court that I take strong objection to and uttering those names in the manner uttered by the complainant was regarded by me as "reported" to Police without justification or basis.[9]
There appears to be a problem with him being unable to locate his passport, and it is quite possible that he is at high risk of flight...The accused is still connected with people who would probably make it possible for him to leave the country if that's what was required for him to do...He [the accused] said he was unable to locate his passport...I think if the accused's parents were born in Israel, I don't - - I think he's just entitled automatically to a passport to travel to Israel, so I'm not a hundred percent sure but that's my belief.[10]
...it was my belief that if his parents were born in Israel that he could obtain a passport to travel to Israel.[11]
PROSECUTOR: Your Honour, although there has been some media attention given to this matter, the concerns are that circumstances have now obviously changed, the charges having in fact been now laid.
The Informant has concerns in relation to the possibility of a passport being - - an additional passport being obtained if one is in fact surrendered, and concerns that the accused may have access to friends or associates who are able to assist him if he chooses to leave the jurisdiction.
HER HONOUR: Well, does the Informant or do you, through instructions, have any knowledge as to whether the accused is eligible for a passport other than an Australian passport by virtue of his heritage? I don't know the answer to that question, and it occurs to me that the information I've been given is vague in that respect.
PROSECUTOR: Your Honour, the only information that I can put to Your Honour is what was put by the Informant.
HER HONOUR: Do you have any means of determining whether this man has the ability, for example, to apply for and obtain a passport from another nation?
DET SNR CONST METCHER: Your Honour, we have attempted to make those enquiries and they are still being undertaken as we speak.
HER HONOUR: Would you like to just take a seat or have a word to that gentleman for me, please. Do you have any further instructions?
PROSECUTOR: Your Honour, the information that's been provided to me, Your Honour, is that there is a right to apply for an Israeli passport for any Jewish person [emphasis added].
The charge informant asked me about my understanding of the Israeli Government's Law of Return. I explained to her what I knew, which is that all Jews have an automatic right to Israeli citizenship. I believe she conveyed this to the police prosecutor, who in turn conveyed this to the Magistrate. The court subsequently ordered that Mr Cyprys remain in custody until his passports were located and surrendered.[13]
HER HONOUR: I'm not Jewish, as you know, Mr Lewenberg - -
HER HONOUR: My - - I said I'm certainly not Jewish, as you well know, but it certainly was my understanding from my own general knowledge that that was the case.
MR LEWENBERG: It's a right to return to the homeland - -
MR LEWENBERG: But it's not a right - - it's a position right to stay in Israel, but it's - - I'm not giving advice on Israeli law... But as a Jew who knows some of the matters it appears that the State of Israel may remove persons from the State of Israel and there have been a number of cases in the United States...[14]
It is most disappointing when a person who has nothing to do with the case and being a fellow Jew does wilfully seek to hinder another Jew in his defence of criminal charges.
Admits that on a date unknown between 6 and 10 September 2011 he expressed to [Mr AB] that he was disappointed that AVB, who had no involvement in the proceedings, should be actively aggressive and involved in opposing a bail application of his (the Respondent's) then client.
... Because I was interested in its outcome and felt a sense of responsibility for bringing the matter to that point.[18]
(d) AVB understood that the bail hearing mainly concerned what conditions a grant of bail would be made subject, as the police Informant was concerned that Cyprys had not surrendered his passports and therefore posed a flight risk;
(e) During the course of the bail hearing, the Magistrate asked the Prosecutor to take further instructions from the charge Informant:
The charge informant asked me about my understanding of the Israeli Government's Law of Return. I explained to her what I knew, which is that all Jews have an automatic right to Israeli citizenship. I believe she conveyed this to the police prosecutor, who in turn conveyed this to the Magistrate. The court subsequently ordered that Mr Cyprys remain in custody until his passports were located and surrendered.[19]
(f) AVB then refers to telephone calls which he received from his employer and his foster father and subsequent conversations with a number of other people in his community who had become aware that he had assisted police and expressed their strong disapproval and disappointment. He was told that what he did was wrong and he was effectively shunned within his own community;
(g) Concerned that his participation at the bail hearing had been misrepresented, he telephoned the Respondent, recording the conversation in a manner approved by police;
(h) AVB summarised his understanding of the telephone conversation as follows:[20]
During the telephone conversation Mr Lewenberg said to me words to the effect that he was disappointed that I had participated in the bail hearing because my assistance ran contrary to Jewish tradition. Mr Lewenberg referred to the principle of mesirah, a Hebrew term that refers to the prohibition of one Jew informing to, or assisting, non-Jewish authorities to assist in the investigation or prosecution of another Jew. A person who breaches the mesirah principle is known as a maser. The term is pejorative and carries the implication that the person assisting the non-Jewish authorities should be ostracised, at minimum. Historically, a maser could be killed as punishment for his or her transgression.
It was a moser. I was somebody that had gone against the community and I had brought it in great shame...
Lewenberg, I do not believe, would describe himself as an Orthodox or practising Jew. He is more likely, I believe, to be the type of Jew that go to synagogue if there is an occasion within the family or a high holiday. So the fact that a person of that nature, who is not like myself, as observant and necessarily engaging in religious practise every day, articulated the assertion that maser is a requirement, a tradition and part of who we are and our laws demonstrated the degree to which it permeated our culture and our beliefs; that it was central to who we are irrespective of whether you were religious or not religious. It was part of Royal Commission the make-up of a Jew... You can't get any lower than a maser.[22]
6 September 2011 Remark Made At Magistrates' Court Bail Hearing
I'm not giving advice on Israeli law... But as a Jew who knows some of the matters it appears that the State of Israel may remove persons from the State of Israel and there been a number of cases in the United States...
... I'm not exactly delighted that another Yid would assist police against an accused no matter whatever he's accused of [emphasis added].
A practitioner must not act as the mere mouthpiece of the client or of the instructing practitioner and must exercise the forensic judgments called for during the case independently, after appropriate consideration of the client's and any instructing practitioner's wishes where applicable.
Except where otherwise required by law or a court, a practitioner must not make submissions or express views to a court on any material evidence or material issue in the case in terms which convey or appear to convey the practitioner's personal opinion on the merits of that evidence or issue.
... there is a tradition, if not a religious implement [impediment/imperative?], that you do not assist against Abraham ...
[It is] [a] religious principle too. I mean Maser - principle of maser is well known.
[3] [2012] VSCA 198 (24 August 2012).
[5] Percy (1998) VSC 70, (Eames J); PL (No 4) [2004] VSC 21R, [45] (Kaye J); SKD [2009] VSC 363, [7] (Whelan J).
[13] Exhibit A: Para [7] of Statement.
[15] The transcript accords with my hearing of the audio.
[16] Law of Return 5710-1950 Section 2(b) as amended - http://www.mfa.gov.il/mfa/mfa-archive/1950-1959.
[23] [1960] VicRp 96; [1960] VR 617 at 620.
[24] Derived from the Hebrew verb mesira - to turn over.
Victorian Legal Services Commissioner
Lewenberg