[2016] VCAT 2056
General information, not legal advice.
Victorian Civil and Administrative Tribunal
2016-12-08
Original judgment source is linked above.
Legal practitioner, creation of false bills to clients, transfer of trust monies not in accordance with clients' directions, trust deficiencies, failure to make out trust receipts, failure to comply with request for itemised account, failure to comply with applicant's request for documents.
Victorian Legal Services Commissioner v Hession (Legal Practice) [2016] VCAT 2056
Unsatisfactory conduct within the meaning of the Legal Practice Act 1996 - failing to provide costs information and entering into a contingency fee arrangement. Outcome: reprimanded by consent.
Four counts of misconduct within the meaning of the Legal Practice Act 1996 - commencing proceedings on behalf of clients without instructions and without advising of relevant matters; substantial failure to reach a reasonable standard of competence and diligence with respect to that litigation; and failure to make cost disclosure as required by section 86(1) and (3) of the Legal Practice Act 1996. Outcome: $15,000 fine; costs of $5,192.80.
Unsatisfactory conduct within the meaning of the Legal Practice Act 1996 - failure to make cost disclosure. Outcome: caution by consent.
Professional misconduct - taking of an executor's commission without entitlement.
Unsatisfactory professional conduct - breach of fiduciary obligation with respect to advice or statements made about the claim for executor's commission.
Outcome: $30,000.00 fine and costs of $38,161.90. The respondent also undertook to complete 10 additional CPD units on probate and administration law; refrain from acting as an executor until completing the additional CPD; and that the respondent would ensure his familiarity with practice rules relating to deceased estates.
Unsatisfactory professional conduct - failure to make cost disclosure. Outcome: caution by consent; compensation paid.
[1] Victorian Legal Services Commissioner v Hession [2016] VCAT 1623.
Victorian Legal Services Commissioner
Hession