[2009] VCAT 2191
General information, not legal advice.
Victorian Civil and Administrative Tribunal
2009-09-30
Original judgment source is linked above.
(i) the steps it has taken to comply with the above conditions;
(ii) the number of persons affected by this exemption order, the nature of the effects, and the steps taken to redress any adverse effects; and
(iii) implementation and compliance generally with the terms of this exemption order.
The Applicant's compliance with these orders as demonstrated in its reports will be a factor considered by the Victorian Civil and Administrative Tribunal in connection with any future renewal of these orders.
4. This exemption is to remain in force until 3 years from the date of Gazettal.
"The purpose of the exemption is to enable the VEC to request and consider information pertaining to the following criteria in determining whether or not a person should be offered employment or engagement as a contractor-
"So far as it is possible to do so consistently with their purpose, all statutory provisions must be interpreted in a way that is compatible with human rights."
In considering a s 83 application is the Tribunal acting as a public authority?
"(j) a court or tribunal except when it is acting in an administrative capacity."
"The duties of a returning officer include accepting or rejecting nominations, conducting polling, conducting the count, dealing with complaints, registering or refusing to register how-to-vote cards and making certain rulings and the performance of such duties which require that each returning officer be independent and be seen to be independent."
"From an examination of the legislative provisions governing the electoral commissioner and his staff, it is clear that the State Electoral office is intended to be independent, that its staff is intended to perform their functions impartially, and that its staff should not be directly involved in political affairs (such as membership of a political party or standing for election to Parliament.
There is an overriding public interest in ensuring that State and Municipal elections are conducted by officials who are, and are seen to be, impartial.)
"International observers at both federal and state elections marvel at the orderly way elections are conducted, the absence of violence, the level of trust in results and the orderly transition to government by previous opposition parties. This continued standard is reliant on the legislation and effective operational and personnel practices. A quick review of recent elections in Zimbabwe, Afghanistan, Iran, Papua New Guinea and Fiji demonstrates what can happen when administration is compromised or when public trust is lost. This is not only true in emerging and fragile democracies but in established ones such as the 2007 elections for the Scottish parliament and the 2004 US presidential elections."
These changes have been brought about by the increased use of information technology systems. This means that information is now far more accessible via computer applications within the electoral office itself than it has been in the past.
(a) One example he gave was of a person who was employed by him as a returning officer in a municipal electoral council election. The staff member had been employed by that council as a casual receptionist over 10 years before. An allegation was made that this period of employment had compromised the independence of her role as a returning officer.
(b) Another example was given that in a municipal election the brother of a candidate was employed by the Commission as a programmer during the development of the Commission's computer count application. The complaint was made that this may potentially have compromised the independence of the count.
(c) In a local government review panel established by the Commission there was a complaint that a member of the panel was a resident of the municipality under review.
(d) And, lastly, in a local government election an allegation was made that a returning officer had recently been a school council president for a school which had lobbied that council, and that this had compromised that officer's impartiality. The conduct complained of had occurred many years prior to his appointment as a returning officer.
Firstly he would expect that current or previous membership of any political party in Victoria, any state or territory or the Commonwealth would normally totally preclude employment within the Commission. He acknowledged that this would not be an inflexible rule but said he could not conceive of any situation in which current or past membership of a political party, carrying with it the obligation of a member to advance the interests of that party, could be consistent with the impartiality required of his staff.
He suggested that if a time limitation was to be imposed between membership of a political party and the application for employment, there may be some situations where activities that have taken place quite a long time ago may compromise impartiality, where others may not.
He gave a hypothetical example of a person who might be a well known campaign director of a political party but who had retired from that role and from the party over 10 years ago, and then applied for employment at the Commission. Such a person would be potentially well qualified in the operation of elections, but with such a previous high profile would be a highly undesirable appointment for the VEC because of the potential for perception of political bias regardless of whether the person involved did in fact act in a partisan manner in carrying out his or her responsibilities.
2) Current membership or association with a lobby group (excluding membership of a union or professional association) promoting a political position on an issue before the electorate at an election.
The Commissioner emphasised that this criterion was to apply to the promotion of a political position on an issue which was squarely before the electorate at the election in which the person was to be employed. He would not be using this criterion in relation to lobby groups a person may have been involved with at any previous elections.
He acknowledged that the rationale of this prohibition was not easy to define. It may be that a lobby group exists over many successive elections to lobby for the same or similar issues. He did not give an example but examples come readily to mind - Save Our Suburbs, or the Right to Life lobby are but two of them. A staff members past membership of a controversial high profile lobby group may in some circumstances significantly impact on perceptions of impartiality, even if that membership had ceased prior to his or her employment.
In the Commissioner's view it would be too arduous to require disclosure of membership of all lobby groups during a person's life. The privacy implications of such a requirement would be enormous. He had therefore confined the second requirement to concern itself only with issues arising in the election for which that person was employed.
3) A person who has held office of councillor for a Victorian local council
The third requirement - a person who has held the office of councillor for a Victorian council election - should, he thought, attract the same approach as that for a member of a political party. That is, it should be an absolute bar. He described the office of councillor as being an extremely political position and a position inconsistent with the perception of impartiality.
4) A person who has published or publicly expressed a political opinion on an issue before the electorate at an election
The Commissioner stressed that this criterion was designed to apply only to the election for which that employee was employed. The example he gave was of writing a letter to a newspaper on a current issue squarely raised before the electorate in that election.
Mr Tully acknowledged that this criterion would potentially disqualify all persons from employment who had written a letter to the newspaper or spoken on talk-back radio, or been interviewed in any way about any matter affecting government policy in the lead-up to the election. He also acknowledged that it would be difficult to identify the commencement to this period. Should it apply only after the election date was announced? Or should the exemption cover a fixed period of time before an election? Mr Tully acknowledged that fine distinctions might need to be made by him in interpreting this part of the proposed exemption.
How should the Charter be applied to the facts set out so far in this application?
Section 7 factors
"A human right may be subject under law only to such reasonable limits as can be demonstrably justified in a free and democratic society based on human dignity, equality and freedom, and taking into account all relevant factors including -
(a) the nature of the right; and
(b) the importance of the purpose of the limitation; and
(c) the nature and extent of the limitation; and
(d) the relationship between the limitation and its purpose; and
(e) any less restrictive means reasonably available to achieve the purpose that the limitation seeks to achieve."
The importance of the purpose of the proposed exemption
The relationship between the limitation and its purpose
Any less restrictive means reasonably available to achieve the purpose
"making decisions and providing advice on merit and without bias, caprice, favouritism or self interest, and
acting fairly by objectively considering all relevant facts and fair criteria, and
implementing Government policies and programs equitably."
"Public sector employees conduct themselves in an apolitical manner. They implement and administer the policies and programs of the elected government. They avoid in the course of their work, any participation in activities which support a political party or independent candidates including attendance at fundraising or similar events"
"Public sector employees only make public comment when specifically authorised to do so in relation to their duties, a public sector body, or government policies and programs. Such comment is restricted to factual information and avoids the expression of personal opinion. Public comment includes providing information or comment to any media (electronic and print), the internet and speaking engagements.
When making a comment in a private capacity, public sector employees ensure their comments are not related to any government activity that they are involved in or connected with as a public sector employee and make it clear they are expressing their own view. They ensure personal comments do not compromise their capacity to perform their public sector role in an unbiased manner, and that their comments are not seen or perceived to be an official comment."
"I declare that I am not, and have not, engaged in any activity that would compromise my impartiality, or which could be seen to compromise my impartiality, in the exercise of the duties of an election official."
"As far as s 7(2)(b) is concerned, it is common ground that, in considering whether there is any less restrictive means available, there is no obligation on a public authority to choose the least intrusive means possible. Rather, the court is required to consider whether the chosen measure falls within a range of reasonable alternatives."
My conclusions as to the application of s 7 of the Charter to this application
"This exemption is granted only for the purpose of enabling the respective employer of electoral officials to take into account the fact that those seeking employment as electoral officials hold or do not hold political beliefs or views or engage refuse or fail to engage in political activities."
Membership of a political party or the holding of a political office
Past holding of political office or membership of a political party
A course of conduct supporting a political party or independent candidate
Conduct promoting a political position on an issue in an election
"of a political kind which differ in kind from beliefs which underpin the existing social structure, such as beliefs in honesty, an assumption on which our social structures including government are erected."
"Personally rewarding and satisfying as it undoubtedly would be for me to resolve for philosophers and political scientists alike the problem of defining the nature and ambit of politics in present day society, it is not by reason of a thoroughly justified sense of humility that I do not propose to embark upon such an enterprise."
"The exemption is granted to enable the VEC to request and consider information pertaining to the following criteria in determining whether or not a person should be offered employment or engagement as a contractor or be appointed as a member of the audit committee of the VEC:
(i) Current membership or membership within the past 15 years of any political party in any State or Territory or the Commonwealth.
(ii) A course of conduct within the past 15 years directed to supporting the aims of a political party or an independent candidate in a State, Territory or Federal election.
(iii) A person who has held the office of councillor for a Victorian local council within the past 15 years".
(iv) A course of conduct within the past 15 years directed towards supporting the political aims of a local councillor.
(v) A person who has publicly engaged in conduct promoting a political position in respect of an issue currently before the electorate in the election for which that person is to be employed".
(vi) A person who is a member of a lobby group (not being a union or professional association) which promotes a political position in respect of an issue currently before the electorate in the election for which that person is to be employed.