[2024] VSCA 238
General information, not legal advice.
Court of Appeal (Vic)
2024-10-16
Mr P, Quigley J, Beach JA, Lyons JA
Original judgment source is linked above.
I asked [the applicant] whether he was contributing rent to his mother and brother, as owners of the property where he has lived since December 2019. [The applicant] advised that he was paying rent to his mother. When asked 'how much?' he was vague and said he would need to check - he thought $240 per fortnight. [The applicant] acknowledged that he had not paid this money to [the second respondent] nor disclosed the payment. He claimed the money was paid into an account in his mother's name and the funds were to engage a lawyer to challenge [the second respondent]. [The applicant] claimed to have written up and signed a lease and that his mother now had enough funds to engage a lawyer to try and protect her house from being sold.[19]
I was satisfied on the issue of fees and commissions chargeable by professional administrators that [the second respondent] charge the least. Given the level of [RP's] savings, a move to an alternative administrator would have a serious negative financial effect.[20]
It is my view that the appointment of an administrator will not adversely affect [RP's] existing relationships of importance. I understand that [RP's] two younger sons do not have contact with their mother. [The applicant] is committed to care for his mother and that undertaking has not been affected by the administration order.
I accept that it would be [RP's] will and preferences to have [the applicant] appointed as her administrator, however, I am not bound by that. Furthermore, VCAT can only make an order if satisfied that the order will promote [RP's] personal and social wellbeing.
It is my view that the reappointment of [the second respondent] as administrator for [RP] promotes her personal and social wellbeing by protecting her from the consequences which would follow if [the applicant] was appointed to that role. I predict that [the applicant] would involve her in litigation seeking to undo the order made by the FCA[26] and this would have negative consequences for her financially.
I do not accept the submissions made by [the applicant] that [the second respondent] has acted dishonestly and incompetently. [The second respondent has] acknowledged several errors and, in the case of the local government rates, the error has been corrected at the administrator's own expense. [RP] has not suffered harm as a consequence. I was satisfied that [the second respondent] has complied with the requirements as stated in section 55 of the Act. I do not accept [the applicant's] argument that in failing to challenge the orders made by the FCA, [the second respondent] has failed to act as an advocate for [RP]. A competent administrator must make an assessment of the merits or otherwise of such a proposition. [The second respondent] has determined it would be futile and a waste of [RP's] resources to mount such a claim. I agree with their assessment of the merits of making such a claim.
I have considered the principles of the legislation. Section 8 applies to VCAT, so I am required to consider [RP's] will and preferences. In my oral reasons, I explained that my consideration of [RP's] will and preferences is made in a context, and that context includes [RP's] disability and impaired capacity, what might have been said to [RP] by [the applicant] that might influence her, and her ability to form an independent view about the matters.
I have considered possible alternate administrators. [RP's] finances are such that the appointment of any alternate administrator would be financially disadvantageous to [RP].
For these reasons, I have reappointed [the second respondent] as administrator for [RP] for a period of three years.[27]
Resolution of the application for leave to appeal to the Trial Division
(1) Whether the Tribunal properly considered RP's will and preferences in accordance with the GA Act and made sound findings of fact in that regard.
(2) If there was a need to appoint an administrator, what were the considerations relevant to the appointment of a particular party to that role?[31]
The appellant has not met the threshold of 'a real prospect of success' on the grounds he has raised.
I am satisfied, in reviewing the evidence before me and the reasons of the Tribunal, that the Tribunal properly considered the requirements of [the GA Act], in particular s 8 being the represented person's will and preferences. The Tribunal was correct in its analysis that consideration of a represented person's will and preferences is made in a context, which in this case includes a disability and impaired capacity and what might be said to be [the applicant's] influence and her ability to form an independent view about matters.
The matter before the Tribunal was a reassessment of the administration order. The Tribunal was not satisfied that there should be a variation to the existing order and set out its evidentiary findings as to that conclusion. I am of the view that the Tribunal did not make any error of law in its assessment of the application before it.
I am not satisfied that the Tribunal's decision exhibits any legal error in the principles applicable, nor their application to the relevant evidence that was before the Tribunal, and that the findings made by the Tribunal all had a legitimate evidentiary basis upon which the Tribunal could be satisfied as required by [the GA Act].
The application for leave to appeal will be dismissed.[32]
The application for leave to appeal to this Court
Question of Law 1.
Has the judge denied the represented person in the VCAT matter G82352 her human rights under the Convention on the Rights of Persons with Disabilities?
Question of Law 2.
Has the judge unfairly accepted the submission provided by State Trustees Ltd when it was around three weeks late?
Question of Law 3.
Has the judge unfairly accepted the argument put forward by State Trustees Ltd that the applicant's Affidavit filed and accepted by the Court on 18/10/2023 in relation to the potentially criminal conduct of State Trustees Ltd should not be allowed on the basis that it was late by 9 days?
Question of Law 4.
Has the judge erred in law in relation to any of the grounds put forward by the applicant in the Notice of Appeal dated 02/05/2023?
Question of Law 5.
Has Justice Quigley, having identified the requirements of section 30(2)(d) of the Guardianship and Administration Act 2019 failed to recognize and enforce the requirements of that section in relation to State Trustees Ltd who is aware (or should be aware) of the requirements of that legislation and the represented person's residential status?
Grounds for Appeal 1.
The Guardianship and Administration Act 2019 states at section 7 that 'the primary object of this Act is to protect and promote the human rights and dignity of persons with a disability'. It is submitted that the judge in this case did not meet the primary object of the Act by failing to protect the human rights of the represented person in this case. The represented person has exercised her human right to state in writing her will and preferences to the best of her ability which, due to her inability to write, has required her to seek the assistance of her eldest son (who is also the primary full-time carer) to put into words her will and preferences. However, the judge has determined on the basis of mere speculation (without any supporting evidence, whilst ignoring the written advice of two professional medical practitioners, that she knows what is happening with regard to the sale of her house) that the eldest son has put forward his own beliefs about her will and preferences, even though he has signed the relevant documents concerned to confirm that he has not done so. Furthermore, no other efforts (that adequately meet the requirements, conditions and expectations of sections 5 and 6 of the Act) to determine the represented person's will and preferences have been undertaken by either VCAT or the Court. Cursory and superficial half-hearted efforts have been made by the VCAT members in all hearings because, it is submitted the members have all sought to keep State Trustees Ltd as administrator even though they have all known that is against the will and preference of the represented person.
CASE:
- It is submitted that the judge has erred in law and been quite unfair in her rulings in this matter, for the reasons set out in the above questions of law and grounds for appeal.
- It is further submitted that the judge has thus possibly shown a potential bias in allowing the submission of the Respondent to be considered, even though it was quite late, and in not allowing the Applicant's Affidavit dated 18/10/2023 to be considered, thus potentially showing a favourable bias towards the VCAT Senior Member Hoysted, (noting that she was previously President of VCAT whilst Senior Member Hoysted served there), and also refused the Applicant's request to recuse herself from the case.
- It is submitted that all judicial officers of the Supreme Court of Victoria should in all situations not only act without bias, but should also endeavour to leave not even the slightest doubt open to such a possibility, as currently exists in view of the outcome of this case. It is also respectfully submitted that the reputation of the Supreme Court of Victoria should be zealously guarded by all judicial officers and so even the slightest doubt of potential bias should not be allowed to be open to question.
(1) Whether the judge erred in failing to recuse herself;
(2) Whether the judge erred in not permitting the applicant to rely on an affidavit sworn by him on 18 October 2023 ('the 18 October 2023 affidavit');
(3) Whether the judge erred in allowing the second respondent to advance submissions which had been filed three weeks late;
(4) Whether the judge denied RP her human rights;
(5) Whether the judge erred in rejecting any or all of the applicant's proposed grounds of appeal; and
(6) Whether the judge erred in failing to enforce the requirements of s 30(2)(d) of the GA Act.
... going to be taking certain actions, to go public with this matter, and - I'm afraid that once I go public, it's out of my control; people may ask some awkward questions.
Did the judge err in not permitting the applicant to rely on the 18 October 2023 affidavit?
Did the judge err in allowing the second respondent to advance submissions which had been filed late?
In terms of fairness, can I ask the question, should that be allowed?
Did the judge err in rejecting the applicant's proposed grounds of appeal?
(1) The Tribunal's construction of the relevant provisions of the GA Act (and in particular ss 8 and 9) was correct, and the judge was correct to so hold.
(2) The applicant has not identified any error of law made by the Tribunal in making the 5 April 2023 orders.
(3) The Tribunal's conclusion that it was RP's will and preferences that the applicant be appointed as her administrator did not require the Tribunal to arrive at that conclusion and appoint the applicant as administrator. While RP's will and preferences were a relevant matter to be taken into account, the Tribunal was required to consider that fact in the context of all of the evidence before it. The assertion that the failure to comply with RP's will and preferences was an error of law on the part of the Tribunal is, in the circumstances of the evidence before the Tribunal in this case, without foundation.
Did the judge err in failing to have regard to s 30(2)(d) of the GA Act?
Resolution of the application for leave to appeal to this Court
[1] Pursuant to orders made in the Trial Division on 24 October 2023, the applicant, the first respondent and their mother were referred to by the pseudonyms VHX, JZT and RP respectively. For convenience, we will adopt the pseudonyms ordered by the Trial Division (noting that on some occasions in that Court, pseudonyms have been confused and RP has been incorrectly referred to as JZT, although no party sought to take any point in relation to these misidentifications).
[2] VHX v JZT [2023] VSC 683 ('Quigley J Reasons').
[3] NJA (Guardianship) [2023] VCAT 572 ('VCAT Reasons'). 'NJA' was the pseudonym used by the Tribunal when it referred to RP.
[5] Orders were made in the Tribunal on 21 May 2020, 10 March 2021 and 31 May 2021.
[9] Orders 6, 7 and 8 of the 5 April 2023 VCAT Orders.
[26] Federal Circuit Court of Australia.
[28] The final version of which was dated 7 June 2023.
[29] As to which, see generally, Sandbach v Victorian Legal Services Commissioner [2024] VSCA 143 [54]-[58] (Niall, Lyons JJA and J Forrest AJA) ('Sandbach').
[30] During the course of which RP was sometimes incorrectly referred to as JZT (see, for example, Quigley J Reasons, [1], [11], [12], [14]-[18], [26], [44] and [51]-[55]) - which, as we have said, no party sought to make anything of in this Court: see n 1 above.
[33] As we have already observed, the VCAT orders of 5 April 2023 permit anyone (including the applicant) to apply to VCAT at any time to reassess those orders.
[34] See r 64.04(c)(i) of the Supreme Court (General Civil Procedure) Rules 2015. See further, Motor Accidents Board v Coutts [1984] VicRp 69; [1984] VR 790, 797 (per Brooking J); Australian Telecommunications Corporation v Lambroglou (1990) 12 AAR 515 (per Ryan J); Victoria v Bacon [1998] 4 VR 269, 285 (per Phillips JA); Lloyd v Healthscope Operations Pty Ltd [2021] VSCA 327, [74].
VHX (a pseudonym)
JZT