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[2006] HCA 60
High Court of Australia
2006-12-14
Marshall J, Crennan J, Heydon JJ, Gleeson CJ, Kirby J
Original judgment source is linked above.
VBAO v Minister for Immigration and Multicultural and Indigenous Affairs
R M Niall with C G Fairfield for the appellant (instructed by Arnold Bloch Leibler)
P J Hanks QC with C J Horan for the first respondent (instructed by Clayton Utz)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
VBAO v Minister for Immigration and Multicultural and Indigenous Affairs
Immigration - Refugees - Well-founded fear of persecution - Section 91R(1) of the Migration Act 1958 (Cth) required that persecution involve "serious harm to the person" - Serious harm defined to include "threat to the person's life or liberty" - Whether "threat to the person's life or liberty" referred to likelihood of death or deprivation of liberty, or communication of intention to kill or deprive of liberty - Whether expression of intention to harm sufficient to constitute "serious harm".
Immigration - Refugees - Application for protection visa - Whether Refugee Review Tribunal made findings of fact favourable to the appellant so as to call into operation s 91R of the Migration Act 1958 (Cth).
Words and phrases - "threat", "threat to the person's life or liberty", "serious harm".
"17. This item inserts new section 91R into the Act which deals with 'persecution'.
"The definition of 'refugee' in Art 1A(2) of the Convention contains four key elements: (1) the applicant must be outside his or her country of nationality; (2) the applicant must fear 'persecution'; (3) the applicant must fear such persecution 'for reasons of race, religion, nationality, membership of a particular social group or political opinion'; and (4) the applicant must have a 'well-founded' fear of persecution for one of the Convention reasons."
"For the purposes of the application of this Act and the regulations to a particular person, Article 1A(2) of the Refugees Convention as amended by the Refugees Protocol does not apply in relation to persecution for one or more of the reasons mentioned in that Article unless:
(a) that reason is the essential and significant reason, or those reasons are the essential and significant reasons, for the persecution; and
(b) the persecution involves serious harm to the person; and
(c) the persecution involves systematic and discriminatory conduct."
"In Chan [v Minister for Immigration and Ethnic Affairs][5], Mason CJ referred to persecution as requiring 'some serious punishment or penalty or some significant detriment or disadvantage'. One other statement of his Honour in that case is also relevant to this appeal. His Honour said[6]:
'Discrimination which involves interrogation, detention or exile to a place remote from one's place of residence under penalty of imprisonment for escape or for return to one's place of residence amounts prima facie to persecution unless the actions are so explained that they bear another character.'
'there is general acceptance that a threat to life or freedom for a Convention reason amounts to persecution ... Some would confine persecution to a threat to life or freedom, whereas others would extend it to other measures in disregard of human dignity.'"
"Without limiting what is serious harm for the purposes of paragraph (1)(b), the following are instances of serious harm for the purposes of that paragraph:
(c) significant physical ill-treatment of the person;
(d) significant economic hardship that threatens the person's capacity to subsist;
(e) denial of access to basic services, where the denial threatens the person's capacity to subsist;
(f) denial of capacity to earn a livelihood of any kind, where the denial threatens the person's capacity to subsist."
The arguments on this appeal gave particular attention to the phrase "a threat to the person's life or liberty" in par (a) of s 91R(2).
"In making such a determination under the Convention, a logical starting point in the examination of an application for refugee status would generally be the reasons which the applicant gave for leaving his country of nationality. Those reasons will necessarily relate to an earlier time, since when circumstances may have changed. But that does not deny the relevance of the facts as they existed at the time of departure to the determination of the question whether an applicant has a 'fear of persecution' and whether that fear is 'well‑founded'."
The legislation
"owing to well-founded fear of being persecuted for reasons of race, religion, nationality, membership of a particular social group or political opinion, is outside the country of his nationality and is unable or, owing to such fear, is unwilling to avail himself of the protection of that country; or who, not having a nationality and being outside the country of his former habitual residence as a result of such events, is unable or, owing to such fear, is unwilling to return to it."
(1) For the purposes of the application of this Act and the regulations to a particular person, Article 1A(2) of the Refugees Convention as amended by the Refugees Protocol does not apply in relation to persecution for one or more of the reasons mentioned in that Article unless:
(a) that reason is the essential and significant reason, or those reasons are the essential and significant reasons, for the persecution; and
(b) the persecution involves serious harm to the person; and
(c) the persecution involves systematic and discriminatory conduct.
(2) Without limiting what is serious harm for the purposes of paragraph (1)(b), the following are instances of serious harm for the purposes of that paragraph:
(c) significant physical ill-treatment of the person;
(d) significant economic hardship that threatens the person's capacity to subsist;
(e) denial of access to basic services, where the denial threatens the person's capacity to subsist;
(f) denial of capacity to earn a livelihood of any kind, where the denial threatens the person's capacity to subsist.
(3) For the purposes of the application of this Act and the regulations to a particular person:
(a) in determining whether the person has a well-founded fear of being persecuted for one or more of the reasons mentioned in Article 1A(2) of the Refugees Convention as amended by the Refugees Protocol;
disregard any conduct engaged in by the person in Australia unless:
(b) the person satisfies the Minister that the person engaged in the conduct otherwise than for the purpose of strengthening the person's claim to be a refugee within the meaning of the Refugees Convention as amended by the Refugees Protocol."
The facts
The Tribunal
"It is in my view not plausible that a person who had been actively involved in the way described by the [appellant] - in particular his involvement in organising and attending rallies and pasting posters and attending meetings - could fail to recall the 1999 Presidential election and could not know what the long-standing PA leader of the Provincial Council left the role to do. I do not accept that the [appellant] had any active involvement in politics outside election campaigns or that he had any practical involvement with organisational aspects of the PA or its component parties and note that he told me he attended meetings at other times only when I told him that meetings of political parties at other times occurred. The [appellant's] knowledge about the policies of the main parties in Sri Lanka was very limited and in my view supports a conclusion that while he was a supporter of the PA, or a member, his involvement was limited to voting for it, assisting with practical support tasks during election campaigns and to attending rallies and providing musical entertainment on some of these occasions."
Federal Magistrates Court
"The fact of the matter is, however, that s 91R(2)(a) clearly states that 'a threat to (a) person's life or liberty' is an instance of serious harm for the purposes of s 91R(1)(b). The other sub-paragraphs of s 91R(2) use adjectives or descriptive phrases to qualify or elucidate the scope of the relevant behaviour described within them. For example, s 91R(2)(b) and (c) refer to significant physical harassment or ill treatment of a person, and s 91R(2)(d) refers to significant economic hardship that threatens the persons [sic] capacity to subsist. But no such descriptive or qualifying words or phrases adhere to s 91R(2)(a). In my view, the absence of such qualifying or descriptive words or phrases is of importance. I can see no reason why the plain meaning of the relevant words should be read down in the manner urged ... Whilst the term 'threat' may cover any actual (objective) risk, danger, hazard or peril to a person's life or liberty, it clearly cannot exclude the making of oral or written threats against the person." (original emphasis)
Appeal to the Federal Court of Australia
"[C]laims of persecution have been determined by Australian courts to fall within the scope of the Refugees Convention even though the harm feared fell well short of the level of harm accepted by the parties to the Convention to constitute persecution".
"The principles of statutory construction, applied to s 91R(2)(a), favour the definition of 'threat' advanced by the [respondent]. When regard is had to extrinsic material, in particular the Explanatory Memorandum referred to ... the position is put beyond doubt.
Section 91R is a relatively recent addition to the Act, designed to set the parameters and raise the threshold of what can properly amount to 'serious harm', within the spirit of the Refugees Convention. Against this backdrop, the word 'threat', in the context of s 91R(2)(a), cannot sensibly be construed to have the meaning contended for by the [appellant].
It could not, in my view, have been the intention of Parliament that threats in the form of declarations of intent, could prima facie constitute serious harm. Even with the qualification to s 91R(2)(a), which the [appellant] submits must operate to exclude from its scope, threats which do not have the capacity to instil fear, it is clear that application of the [appellant's] definition would be productive of anomalous consequences.
For example, a threat to kill, inadvertently directed to an individual in a case of 'mistaken identity', may well engender fear in the unsuspecting recipient not appraised of the circumstances in which the threat has been made. However, this could not be serious harm of the type contemplated by either Parliament or the Refugees Convention."
The appeal to this Court
"Had there been a serious intent to harm him [during the van incident, he would have been harmed] ... Nor am I satisfied, against the background of all of the [appellant's] evidence, that it was his political involvement which led him to lose his job as a musician ... I found very unconvincing the [appellant's] evidence about why he did not report the incidents to the police". (emphasis added)
"I have concluded that the chance of the [appellant] coming to serious harm upon return to Sri Lanka because of his past involvement - which I have found was limited to voting for the PA, attending rallies during election campaigns, providing musical entertainment at some gatherings and undertaking practical support tasks during election campaigns - is remote." (emphasis added)
VBAO
Minister for Immigration and Multicultural and Indigenous Affairs
(2005) 141 FCR 435
(1997) 191 CLR 559
(1989) 169 CLR 379
(2004) 182 FLR 446
(2004) 139 FCR 405