austlii:nsw/NSWPIC/2025/171
General information, not legal advice.
NSWPIC
2025-04-24
Original judgment source is linked above.
(a) Application to Resolve a Dispute and attached documents (with the exception of the reports of Dr Bommasani dated 5 September 2022 and 13 October 2022) ;
(b) Reply with attached documents (with the exception of the reports of Dr Bommasani dated 5 September 2022 and 13 October 2022);
(c) Application to Lodge Additional Documents filed by the respondent on 24 February 2025;
(d) Application to Lodge Additional Documents filed by the applicant on 25 February 2025;
(e) Application to Lodge Additional Documents filed by the applicant on 1 April 2025, and
(f) Application to Lodge Additional Documents filed by the respondent on 1 April 2025.
A brief statement is attached setting out the Commission's reasons for the determination.
(a) whether the psychological injury sustained by the was predominantly caused by reasonable action taken or proposed to be taken by the respondent with respect to discipline (s 11A (1) of the 1987 Act).
PROCEDURE BEFORE THE PERSONAL INJURY COMMISSION
(a) Application to Resolve a Dispute and attached documents (with the exception of the reports of Dr Bommasani dated 5 September 2022 and 13 October 2022) ;
(b) Reply with attached documents (with the exception of the reports of Dr Bommasani dated 5 September 2022 and 13 October 2022);
(c) Application to Lodge Additional Documents filed by the respondent on 24 February 2025;
(d) Application to Lodge Additional Documents filed by the applicant on 25 February 2025;
(e) Application to Lodge Additional Documents filed by the applicant on 1 April 2025, and
(f) Application to Lodge Additional Documents filed by the respondent on 1 April 2025.
18 September 2023, 18 June 2024, and 2 February 2025. 2. The first statement provided by the applicant was prepared by an investigator retained on behalf of the respondent. The applicant states that he was attested as a police officer in 2009 and was stationed at Bankstown Police Station until December 2017. He states that he then transferred to Police Transport and Public Safety Command until he ceased work with the respondent. 3. The applicant refers to several incidents during his employment with the respondent which caused the applicant to believe that he was not supported by the respondent and that he was being bullied and harassed:
(a) being placed on restricted duties for about 18 months during his period of employment at Bankstown Police Station while a complaint made against him by a family member was investigated, and which the Professional Standards Command ultimately found was a complaint which could not be sustained;
(b) having himself and his family threatened on several occasions while working at Bankstown Police Station by a person whom the applicant was investigating for a serious assault;
(c) being placed on an Interim Risk Management Plan for several months in 2019 and 2020 while two internal complaints against him were investigated, but which the applicant considered to be based on false accusations by other police officers;
(d) being under the supervision of a junior officer while being placed on that Interim Risk Management Plan, which caused the applicant to feel embarrassed and humiliated;
(e) finding out that charges were withdrawn against a person who had assaulted the applicant while the applicant was undertaking his policing duties, and
(f) being the subject of an investigation in regard to the applicant having secondary employment, but which was ultimately found not to be sustained.
"The main issue that has brought me to where I am today is the issue surrounding my increment and my progression through the ranks as a Police Officer."
8 May 2019 and he was issued with the epaulettes of two chevrons and a bar indicating those ten years of service. However, the applicant was told by Acting Inspector Harvey Sauran on 12 October 2020 that the epaulettes had to be removed because the applicant was not at a rank which allowed him to wear them. 2. The applicant states that he was not provided with a reason as to why he could not wear the epaulettes confirming ten years of service. He states that he made his own enquiries and ascertained that his incremental progression had been deferred by 1,090 days due to his failure to sit an IT test in 2014. The applicant states that he completed the test in August 2018 when he was informed that this test was a mandatory requirement for further advancement within the NSW Police Force. 3. The applicant states that he sought the assistance of the Police Association regarding the deferral of an increment and written submissions were eventually made by the Association to the respondent in March 2022. He states that Superintendent Bradbury replied with a one page response to those submissions in a letter dated 11 April 2022, which did not identify any of the issues which needed to be addressed. 4. The applicant states that in late April 2022 he attended for a night shift at work when he felt stressed and emotionally upset, and he could not talk because he was crying and shaking. He states that the supervising sergeant advised him to go home because he was not in any condition to complete his duties. 5. The applicant states that he had about 11 days away from work, during which time he "felt emotionally depressed over the whole increment issue." 6. The applicant states that he spoke with Inspector Cantrell concerning his increment on
8 June 2022. He states that he was still feeling emotionally upset regarding this issue. He states that after the morning briefing on that day:
"I was informed by Superintendent Bradbury that the current complaint which was a Non Criminal Complaint was now turned into a Criminal Complaint. I broke down within this meeting and informed her that I would be leaving due to being emotionally upset and depressed."
"If she had said it, the claimant would have been within his rights to accept what she said due to the position she was in."
re-classified the complaint from non-criminal to criminal. Ms Bradbury states that the applicant was upset, but that this is normal for people. She states that she explained to him the processes moving forward and told him where he could seek advice and support. Ms Bradbury states that there was an offer to take the applicant to his home, but that the applicant stated that he wanted to drive home.
Felt bullied, embarrassed, defamed & humiliated over the last 2.5 years from colleagues & superiors
Had a meltdown in the Commander's office (Superintendent Bradbury) on the morning 8th June 2022
"Haven't being ok for years battling an issue with cops for 2 ½ years they haven't actioned my concern"
"Have internal non-criminal complaint...Last Wednesday now told it is an external criminal complaint"
"In my opinion, your client's injury arose from his cumulative exposure to traumatic events and the lack of support from his management and also the demeaning treatment from your client's supervisors and colleagues including bullying, harassment, criticising and degrading behaviour. My rationale is Mr Vassallo has been exposed to traumatic incidents all through his career with NSW Police Force. He has had symptoms intermittently for many years. However, he had a strong coping style to deal with exposure to traumatic incident, but his coping mechanism broke down due to the lack of support from management and the demeaning treatment from his colleagues and supervisors which was bullying, harassment, criticising and degrading behaviour."
"...while it appears that Mr Vassallo does present with a level of symptomatology related to traumatic exposure, the substantial core features of his presentation appear more in keeping with a mood episode and emotional response, as opposed to a trauma condition with associated physiological features of prominent hyperarousal, prominent traumatic reminders and a focus on impact from said traumatic incidents and exposures. I certainly believe that Mr Vassallo has been exposed to significant trauma through his work with the NSW Police Force. However, I believe that, diagnostically, he does not present with post-traumatic stress disorder."
"Having reviewed all of the above, as well as assessing Mr Vassallo, I am satisfied that the predominant cause of Mr Vassallo's psychological disease is related to disciplinary action proposed to be taken by his employer, specifically the criminal charges laid against him on 8 June 2022 and associated disciplinary actions that would result. The chronology of his mental health symptomatology and presentation appears to indicate some impact in the months preceding this date, with subsequent significant deterioration following 8 June 2022."
A summary of the submissions by the parties to the dispute
s 11A (1) of the 1987 Act. Section 11A (1) provides:
"No compensation is payable under this Act in respect of an injury that is a psychological injury if the injury was wholly or predominantly caused by reasonable action taken or proposed to be taken by, or on behalf of the employer with respect to transfer, demotion, promotion, performance appraisal, discipline, retrenchment or dismissal of workers or provision of employment benefits to workers."
16 June 2022. There is also only a brief reference by the applicant to "visions of suicides" in his first statement dated 11 August 2022 when compared to the extensive details he provides in that same statement regarding difficulties he has had with management over several years. 5. Dr Smith is also aware from that first statement provided by the applicant of various incidents over the years which the applicant perceived to involve unfair and unfavourable treatment towards himself by fellow officers. 6. However, in Hamad v Q Catering Limited [2017] NSWWCCPD 6 (Hamad), DP Snell emphasised at [77] the "issue of the competing causal roles of the various work matters" in the determination of a s 11A defence. He observed that the worker "of course, carried no onus in this regard". 7. Deputy President Snell then said at [88]:
"...There may be cases in which causation of a psychological injury can be established without specific medical evidence, for example where there is a single instance of major psychological trauma, with no other competing factors. The need for medical evidence, dealing with the causation issue in s 11A (1) of the 1987 Act, will depend on the facts and circumstances of the individual case. In the current case, as in most, there are a number of potentially causative factors raised in the appellant's statement and the medical histories. Proof of whether those factors, which potentially provide a defence under s 11A (1), were the whole or predominant cause of the psychological injury, required medical evidence on that topic. The extent of any causal contribution, from matters not constituting actions or proposed actions by the respondent with respect to discipline, could not be resolved on the basis of the Arbitrator's common knowledge and experience."
"a single instance of major psychological trauma" (Hamad), even though the applicant's cessation of work coincides with him being given notice of an investigation into possible criminal charges. 2. This is a case where there are "a number of potentially causative factors raised in the appellant's statement and the medical histories" (Hamad). 3. Both Dr Smith and Dr Nagesh accept to varying degrees that the applicant suffers from symptoms related to exposure to traumatic events. 4. The applicant also sets out, especially in his first statement dated 11 August 2022, various incidents over the years which he perceived to amount to unfair treatment. 5. Dr Smith observes that the applicant's thought content had a larger emphasis on the alleged actions taken by work colleagues and the applicant's perception of these matters as being unfair when compared to the impact from traumatic events. However, as DP Roche observed in Attorney General's Department v K [2010] NSWWCCPD 76 (Attorney General's Department v K) at [54]:
"The critical question is whether the event or events complained of occurred in the workplace. If they did occur in the workplace and the worker perceived them as creating an 'offensive or hostile working environment', and a psychological injury has resulted, it is open to find that causation is established. A worker's reaction to the events will always be subjective and will depend upon his or her personality and circumstances. It is not necessary to establish that the worker's response was 'rational, reasonable and proportional'."
Vassallo
State of New South Wales