[2025] VSCA 32
General information, not legal advice.
Court of Appeal (Vic)
2025-03-13
Dr J, Commission J, Priest JA, Kennedy JA, Walker JA
Original judgment source is linked above.
(a) Does a person against whom a family violence intervention order is made have an interest sufficient to pursue an appeal against that order after the order has expired?
(b) Did the first Form 3 comply, or substantially comply (within the meaning of s 53 of the Interpretation of Legislation Act 1984), with r 14.01 of the Magistrates' Court (Family Violence Protection) Rules 2018?
(c) Is a notice of appeal under s 116 of the Family Violence Protection Act 2008 that is lodged electronically in the Magistrates' Court within the time limited by s 116 for commencing an appeal to the County Court, but which is not accepted for filing by the Registrar until after that time has expired (including by reason of error or delay on the part of the Registrar), as a matter of law, filed within time?
(a) the point had not been taken before the trial judge, yet the respondent knew from the beginning of the proceeding that the applicant had not filed his notice of appeal in person at the Moorabbin Magistrates' Court; and
(b) the point was not truly responsive to anything put by the amicus.
(a) The trial judge erred in concluding that the applicant had not filed his notice of appeal within the statutory time period in circumstances where the first Form 3 and the second Form 3 were each signed, contained the necessary particulars and were provided to the Magistrates' Court within the statutory time period. The Court thus had jurisdiction to hear and determine the applicant's appeal against the FVIO.
(b) The applicant's appeal to this Court does not lack utility, in light of the impact of the existence of the FVIO on his reputation and the other legal consequences of a person having been the subject of a FVIO.
(1) A party to a proceeding under this Act may appeal against an order of the court in the proceeding ...
(1) A person makes an appeal under this Subdivision by filing notice of the appeal with the court that made the relevant decision.
(2) The notice must -
(a) include the prescribed particulars; and
(b) be signed by the appellant; and
(c) be filed within 30 days after the day the relevant decision was made.
(3) The appropriate registrar for the court must serve notice of the appeal on -
(a) the other parties to the proceeding in which the relevant decision was made; ...
- ...
(4) The appropriate registrar for the court must also cause the notice of appeal to be transmitted -
(a) to the County Court if the appeal is to that Court; and
(b) to the Supreme Court if the appeal is to that Court.
(2) On the appeal, the County Court ... may -
(a) confirm the relevant decision; or
(b) set aside the relevant decision; or
(c) vary the relevant decision and make any other order the Magistrates' Court ... could have made and exercise any other powers that the Magistrates' Court ... may have exercised; ...
(a) Rule 1.10 of the Magistrates' Court (Family Violence Protection) Rules 2018 ('the Rules'), relating to filing of documents, provides:
Except where otherwise provided by these Rules or unless the Court otherwise orders, a document is filed by being lodged with the registrar in the office of the Court at the proper venue of the Court.
- Note
- Proper venue is defined in section 3(1) of the Magistrates' Court Act 1989.
(b) Rule 3.02 of the Rules details how documents in proceedings are to be prepared and the consequences if they are not prepared in accordance with the Rules. It provides:
(1) The Court may require any document in a proceeding to be prepared in any manner it thinks fit.
(2) If a document for use in the Court is not prepared in accordance with these Rules or any order of the Court -
(a) the registrar may refuse to accept it for filing without the direction of the Court; or
(b) the Court may order that the party responsible is not entitled to rely on it in any manner in the proceeding until a document which is properly prepared is filed.
(c) Rule 14.01 of the Rules provides for the form of a notice of appeal as follows:
For the purposes of section 116 of the [FVP Act], a notice of appeal must be in accordance with Form 3.
I am further satisfied that, on 16 December 2018 at 10.35am, the appellant sent an email to an email address designated by [the Registrar] for the Moorabbin Magistrates' Court. According to the appellant's affidavit, which was not challenged, that email attached to it the first Form 3. The filing details and space for provision of a signature at the end of the Notice of Appeal Form 3 appeared in a different way to the prescribed form.[7]
I accept that the form sent electronically on 16 December 2018 was substantially the same as the form prescribed by Form 3, in the sense that it contained the same essential details, even if they appeared in a manner which was different to that prescribed. However, notwithstanding the use of the words "in accordance" in r14.01 of the Rules, I do not agree with the appellant's submission, as long as the form he submitted substantially complied with the requirements of Form 3, that was sufficient to satisfy the terms of s116 of the Act.[9]
However, in my view, [the legislative intention] is also achieved by making provision for appeals to be commenced utilising prescribed forms. Where provision is made for a prescribed form to be used, and the provision is expressed to be in mandatory terms, in my view, the legislature intended appeals would only be able to be commenced utilising the prescribed form, as opposed to another, albeit substantially similar version of the prescribed form.[11]
I asked the respondent whether any point was taken about the document having been received outside business hours on 17 December 2018. The respondent's counsel, quite properly, indicated to the Court that, because the email was received prior to 11.59pm, it was received by the Moorabbin Magistrates' Court on 17 December 2018. Reference was made to the fact that a day includes the entire day and not fractions or parts of a day. The concession made by the respondent was appropriate.[15]
The respondent argued that r1.10, which provides that a document is 'filed by being lodged with the registrar' at the proper venue of the court, had to be read together with r3.02(2)(a) of the Rules. Rule 3.02(2)(a) provides that the Registrar has power to 'refuse to accept ... [a document] for filing' where it was not prepared in accordance with the Rules. The respondent said that occurred when Mr Eastman emailed the appellant at 9.31am on 17 December 2018, refusing to accept the Form 3 he had lodged with Moorabbin Magistrates' Court by email on 16 December 2018.
The respondent submitted that the existence of a power in the registrar to refuse to accept a document for filing, indicated that the document was not 'filed' until it was accepted for filing. 'Filing' for the purposes of s116(2)(c) of the Act was thus more than the mere forwarding of a document by a party to the court. It was the act of the court accepting the document for filing.
The respondent submitted that the meaning of 'filed' for, which it contended, was consistent with the policy of the Act as reflected in s116, including by promoting certainty and finality of orders. Requiring acceptance by the court of a document for filing, such as a notice of appeal, provided certainty as to when a notice was filed in circumstances where there is no capacity to extend the time for filing.
The respondent further submitted that this interpretation was consistent with longstanding authority, to the effect that 'filing' is an act of the court, not a party, and consists of the act or process of placing documents in the records of the court. Reference was made to various authorities, including Purden Pty Ltd v Registrar in Bankruptcy, where the Full Court of the Federal Court, with reference to a creditor's petition in a bankruptcy matter, noted that there was a distinction between the presentation and the filing of a bankruptcy petition. Presentation was said to be the act of a party and the act of 'filing' was an act of the court. Because 'filing' was an act of the court, namely when the court accepted the document, the Form 3, was consequently 'filed' on 18 December 2018, when it was accepted for filing by the registrar of the Moorabbin Magistrates' Court.[17]
First, the respondent's submissions are consistent with the policy of the Act, which is to ensure finality and certainty in family violence proceedings. The policy of the Act can only be achieved if strict time periods are enforced, and the date of filing is capable of being ascertained with certainty. The date of filing is ascertained with certainty when the court date stamps the document.
Second, although an appellant is required to comply with the Rules when seeking to file a document, the act of 'filing' the Notice of Appeal is an act of a different character. It is internal to the registry. The registrar may determine to refuse to accept the document for 'filing'. Until a notice of appeal is accepted by the registrar, it is not 'filed'.
Third, before an appeal can be accepted by the registrar for 'filing', a date and time for the appeal hearing must be obtained by the Magistrates' Court from the County Court. This is because, although a notice of appeal against a final order made by the Magistrates' Court in a family violence proceeding may be sent to the Magistrates' Court, the appeal is an appeal to the County Court. Form 3 makes provision for the Magistrates' Court to insert details of the appeal on the Form 3, including the County Court proceeding number and the date and time of the appeal, before the Form is stamped by the Magistrates' Court and returned to the appellant. Those details can only be obtained from the County Court and there was no evidence that the County Court attended to provision of the requisite details on 17 December 2018 between 11.28pm and 11.59pm, that time period being outside the business hours of the County Court.
Fourth, the evidence discloses that the initial Form 3 lodged by the appellant with the Moorabbin Magistrates' Court was refused by the registrar for filing.
The subsequent Form 3 document was lodged at 11.28pm on 17 December 2018. The Magistrates' Court at Moorabbin considered that to have been received by the Court on 18 December 2018.
Regardless of the view of the Magistrates' Court, for the reasons I have explained already, lodgement differs from 'filing'. In my view, 'filing' only occurs when the document is accepted by the registrar. This occurred on 18 December 2018, after the registrar had obtained an appeal hearing date and court reference number from the County Court and had inserted those details into the Notice of Appeal document, stamped it, and returned the document to the appellant. Because the Notice of Appeal was not "accepted" by the registrar of the Moorabbin Magistrates' Court until 18 December 2018, it was not "filed" until that date. That being the case, the appeal was not "filed" as required by s116(2), within thirty days after the day the relevant decision was made.[18]
(1) A person makes an appeal under this Subdivision by filing notice of the appeal with the court that made the relevant decision.
(2) The notice must -
(a) include the prescribed particulars; and
(b) be signed by the appellant; and
(c) be filed within 30 days after the day the relevant decision was made.
(3) The appropriate registrar for the court must serve notice of the appeal on -
(a) the other parties to the proceeding in which the relevant decision was made; ...
- ...
(4) The appropriate registrar for the court must also cause the notice of appeal to be transmitted -
(a) to the County Court if the appeal is to that Court; and
(b) to the Supreme Court if the appeal is to that Court.
(a) if a person gives a notice of appeal to the appropriate court; and
(b) the notice of appeal includes the prescribed particulars, is signed by the person, and is filed within 30 days after the relevant decision, as required by s 116(2);
then the person will have made an appeal by 'filing' a notice of the appeal for the purposes of s 116(1).
What is the act of filing? We refer to what was said by Stout CJ in Re Commercial Union Assurance Co (Ltd) ... '" ... What is the meaning of the word 'filed'? Filing, it has been said, is the means adopted of keeping Court documents (see Tomlin's Law Dictionary and Sweet's Dictionary). The method of filing, or of putting the documents on a file of thread, wire, or string, has, in all Courts, it is said, but the English Bankruptcy Court, been discontinued, but the word has been kept. In its primitive meaning 'filing' means putting the documents on a file (see American and English Encyclopedia of Law: Title 'File'); but now documents are kept together by other methods. 'Filing' now really means depositing in a Court office. It has, in my opinion, acquired this secondary meaning; and in Wharton's Law Lexicon it is said that 'to file' means to deposit at an office ... I am bound, in my opinion, to interpret the word 'filed' in its popular and usual sense. In none of the Supreme Court offices of this colony are any documents filed, using that word in its primitive sense."' If the word 'file' be used in its primitive sense, it must be the registrar or his clerks who alone can 'file' the document. In its popular and usual sense, 'filing' means no more than depositing the document at the relevant court office for the purpose of its use in the court. Obviously, in s 30(2)(a), the word has the popular meaning.[24]
Strict compliance with prescribed forms not necessary
Where a form is prescribed by an Act or subordinate instrument for any purpose, any form in or to the like effect of the prescribed form shall, unless the contrary intention appears, be sufficient in law.
[T]his includes being a 'prohibited person' under the Firearms Act 1996 (Vic) for five years after the person ceased to be subject to the order.[27] Other statutory consequences can arise in the field of residential tenancies,[28] freedom of information,[29] bail,[30] and imprisonment;[31] as well as the information-sharing provisions in Part 5A of the Act. A past family violence order may also have ongoing significance for other regulatory decisions about a person, such as whether they are 'fit and proper' to hold an occupational licence;[32] whether they have committed 'unprofessional conduct' or 'professional misconduct' in a regulated profession;[33] or whether they should be excluded from certain regulated activities.[34]
[1] In light of the restriction on publication imposed by s 166(2) of the Family Violence Protection Act 2008, pseudonyms have been used in place of the names of the applicant and respondent.
[2] We note that the proceeding in the Magistrates' Court was in federal jurisdiction because the applicant was a resident of Western Australia at the time and the respondent was a resident of Victoria, thus engaging s 75(iv) of the Constitution. Ultimately, however, nothing turns on this.
[3] The 30-day period specified in s 116 expired on Sunday 16 December 2018, however the effect of s 44(3) of the Interpretation of Legislation Act 1984 was that the time expired on Monday 17 December 2018. There was no dispute about that proposition before this Court or, indeed, before the County Court.
[4] Carroll (a pseudonym) v Browne (a pseudonym) [2018] VSC 253, [46]-[48], [62] (Richards J). There was no challenge to this decision on the appeal.
[5] We note that the trial judge heard the matter on 15 September 2023 and handed down her decision promptly on 25 October 2023. It is unclear why the preliminary question concerning jurisdiction took so long to come on for hearing.
[6] [Towns] v [Towns] [2023] VCC 1878 ('Reasons').
[7] Reasons, [39] (citations omitted).
[14] Reasons, [47]. Her Honour characterised this email as requiring 'further information' from the applicant, but it is not clear that that is an appropriate description of what the Registrar's email sought.
[17] Reasons, [51]-[54] (citations omitted).
[18] Reasons, [57]-[62] (emphasis added).
[19] SAS Trustee Corporation v Miles [2018] HCA 55; (2018) 265 CLR 137, 149 [20] (Kiefel CJ, Bell and Nettle JJ), see also 157 [41] (Gageler J), 162-3 [64] (Edelman J); [2018] HCA 55. See also Alcan (NT) Alumina Pty Ltd v Commissioner of Territory Revenue [2009] HCA 41; (2009) 239 CLR 27, 46-7 [47] (Hayne, Heydon, Crennan and Kiefel JJ) and the cases there cited at n 105; [2009] HCA 41.
[21] Ryan v Muir & Co [1912] ArgusLawRp 91; [1912] VLR 411; Murnane v Findlay [1925] ArgusLawRp 91; [1926] VLR 80; Simpson v Knowles [1974] VicRp 25; [1974] VR 190; Gower v Woodman Sales Pty Ltd [1988] 2 Qd R 15; Vignes v Clarke [1990] 2 Qd R 593; Australian Electoral Commission v Lalara (1994) 53 FCR 156; Marson v Network Ten Pty Ltd [2016] NSWSC 1245; Tu v Chang [2017] NSWDC 352.
[22] Ryan v Muir & Co [1912] ArgusLawRp 91; [1912] VLR 411, 413 (Madden CJ, Hood J agreeing at 414). This principle has been encapsulated in the Latin maxim actus curiae neminem gravabit: namely, that an act of the court shall prejudice no one: MAC v The Queen [2012] VSCA 19; (2012) 34 VR 193, 201 [34] (Nettle JA, Bongiorno JA agreeing at 204 [50]); [2012] VSCA 19.
[23] Reasons, [54]. The respondent referred to Angus Fire Armour Australia Pty Ltd v Collector of Customs (NSW) (1988) 19 FCR 477; [1988] FCA 339; Hong v Minister for Immigration and Multicultural Affairs (1998) 82 FCR 468; [1998] FCA 341; Johnston v Vintage Developments Pty Ltd [2006] FCAFC 171; Nugawela v Deputy Commissioner of Taxation [2016] FCA 578; Kimber v Owners Strata Plan No 48216 [No 2] [2018] FCA 406; Purden Pty Ltd v Registrar in Bankruptcy [1982] FCA 127; (1982) 43 ALR 512.
[24] [1993] VicRp 27; [1993] 1 VR 369, 372 (Fullagar, Tadgell and JD Phillips JJ) (emphasis added) (citations omitted). This passage does not appear to have been clearly drawn to the judge's attention, although a reference to it was contained in a footnote to the respondent's submissions below.
[27] Firearms Act 1996, ss 3 (definition of 'prohibited person'), 189.
[32] See, eg, Commercial Passenger Vehicle Industry Act 2017, s 253; Syed v Commercial Passenger Vehicles Victoria (Review and Regulation) [2021] VCAT 1108.
[33] See, eg, Health Practitioner Regulation National Law (Victoria) Act 2009; Nursing and Midwifery Board of Australia v GMR (Review and Regulation) [2020] VCAT 157; Pharmacy Board of Australia v JLH (Review and Regulation) [2024] VCAT 466.
[34] See, eg, Racing Act 1958, s 33; Nikolic v Chief Commissioner of Police [No 2] [2016] VSC 333.
Towns (a pseudonym)
Towns
[2023] VCC 1878 (Judge Robertson)
Ryan v Muir & Co [1912] ArgusLawRp 91; [1912] VLR 411; R v His Honour Judge Fricke [1993] VicRp 27; [1993] 1 VR 369; Ainsworth v Criminal Justice Commission [1992] HCA 10; (1992) 175 CLR 564; Carroll (a pseudonym) v Browne (a pseudonym) [2018] VSC 25, referred to.
(1992) 175 CLR 564
(2018) 265 CLR 137
(2009) 239 CLR 27
(1994) 53 FCR 156
(2012) 34 VR 193
(1988) 19 FCR 477
(1998) 82 FCR 468
(1982) 43 ALR 512