[2025] NSWCATOD 35
General information, not legal advice.
NCAT Occupational
2025-04-09
Member Decision
Original judgment source is linked above.
Secretary, Department of Customer Service (Respondent)
(1) Administrative review application form filed on 28 November 2024.
(2) Character reference dated 11 November 2024, by a person who has known the Applicant for 10 years.
(3) Applicant's affidavit affirmed on 6 December 2024.
(4) Affidavit of Applicant's son affirmed on 6 December 2024.
(5) Character reference dated 7 February 2025, by a person who has known the Applicant since 2021.
(6) Applicant's affidavit affirmed on 20 February 2025.
(7) Applicant's submissions dated 20 February 2025.
(1) Bundle of documents filed pursuant to s 58 of the Administrative Decisions Review Act 1997 (NSW) (ADR Act).
(2) Respondent's submissions dated 14 March 2025.
(3) Unredacted, unsigned and undated copy of the Respondent's Prosecution Report by the Senior Investigator.
(4) Letters of Advice of complaints, addressed to the Applicant from the Respondent dated 28 August 2018 and 20 June 2019.
(5) Video recording of incident occurring on 22 June 2021.
(a) Section 42(1)(b) of the TTI Act - that the Applicant had been charged with an indictable offence, and
(b) Section 42(1)(f) of the TTIA Act - that the Respondent was of the opinion that the Applicant was no longer a fit and proper person to hold a licence or a drivers certificate.
(1) The Applicant had been charged and convicted of an indictable offence, namely an offence against s 61 of the Crimes Act, and
(2) The Respondent was of the opinion that the Applicant was no longer a fit and property person to hold a licence or a drivers certificate.
(1) In determining an application for an administrative review under this Act of an administratively reviewable decision, the Tribunal is to decide what the correct and preferable decision is having regard to the material then before it, including the following:
(a) any relevant factual material,
(b) any applicable written or unwritten law.
(2) For this purpose, the Tribunal may exercise all of the functions that are conferred or imposed by any relevant legislation on the administrator who made the decision.
(3) In determining an application for the administrative review of an administratively reviewable decision, the Tribunal may decide:
(a) to affirm the administratively reviewable decision, or
(b) to vary the administratively reviewable decision, or
(c) to set aside the administratively reviewable decision and make a decision in substitution for the administratively reviewable decision it set aside, or
(d) to set aside the administratively reviewable decision and remit the matter for reconsideration by the administrator in accordance with any directions or recommendations of the Tribunal.
(1) Whether a ground for disciplinary action has been made out under s 42(1) of the TTI Act, noting that the following two grounds are relied on by the Respondent:
(a) The Applicant has been charged with an indictable offence (s 42(1)(b)),
(b) The Applicant is not a fit and proper person to hold a licence or drivers certificate, respectively (s 42(1)(f)).
(2) Whether it is contrary to the public interest for the Applicant to hold a licence or drivers certificate.
(3) If a ground for disciplinary action has been made out, whether there are any reasons advanced by the Applicant as to why disciplinary action should not be taken.
(4) If a ground for disciplinary action has been made out and there are not sufficient reasons advanced by the Applicant for why disciplinary action should not be taken, what disciplinary action should be taken.
(1) Although the Applicant was charged and found guilty of common assault for the incident on 22 June 2021, this does not affect his position as a fit and proper person to hold a licence or drivers certificate, nor does it jeopardise his ability to perform his role in the best interests of the public. It was one-off matter that involved his son being perceived to be in danger, it did not involve consumers and was aggravated by other parties. The Police laid no charges, it was the Respondent that laid charges and the Applicant pleaded guilty as part of the plea deal.
(2) The Applicant denies intimidating the Senior Investigator on 11 March 2024. This also does not affect his position as a fit and proper person to hold a drivers certificate or licence, nor does it jeopardise his ability to perform his role in the best interests of the public.
(3) The previous compliance history between 2009 and 2019 involved minor breaches, resulted in limited action, and a number of them were dealt with at Court and dismissed or had no conviction recorded.
(4) The Applicant has worked in the tow truck industry for approximately 40 years and has had no consumer complaints.
(5) The real circumstances of the matter do not disclose any danger that the Applicant poses to the public. The primary focus is on the interest of the public and whether the public will have confidence that the Applicant can hold a drivers certificate and perform his role safely and competently, which the Applicant maintains he can.
(1) The Applicant pleaded guilty and was convicted of common assault for the incident on 22 June 2021 in which the Applicant displayed aggressive behaviour towards his colleagues, the tow truck drivers, while performing his duty as a tow truck driver.
(2) The Applicant was involved in a further incident on 11 March 2024 at Belmont Court, in which the Applicant continued 'his pattern of aggressiveness towards member of the public'.
(3) The Applicant's integrity in handling situations where his ability to manage and prevent escalation is questioned and subject of concern. The incidents on 22 June 2021 and 11 March 2024 are cited as examples of the Applicant's 'poor judgement'.
(4) The Applicant has not accepted responsibility for his offending or for the incident on 11 March 2024. The demonstrates a lack of remorse for the impact and consequences his conduct could have on member of the public.
(5) The Applicant exhibits significant anger management issues, posing a considerable risk to public safety, particularly when performing duties as a tow truck driver. The Applicant has not provided any evidence of addressing these difficulties, nor has he attended any courses, therapies or a program to manage his anger.
(1) The Applicant tends to behave aggressively, and has displayed this conduct towards his colleagues, tow truck drivers, as well as members of the general public, even in the presence of young children.
(2) The Applicant's behaviour as described in the facts for the common assault incident on 22 June 2021 and the incident at Belmont Court on 11 March 2024, jeopardise the Applicant's ability to perform his role in the best interest of the public as his aggressive behaviour is a concern in relation to public protection, public safety and public confidence.
(3) The Applicant's compliance history between 2009 and 2019, and the prosecution of the common assault on 22 June 2021 that concluded with a sentence on 11 March 2024, is a relevant consideration and the Tribunal cannot be satisfied that similar conduct will not be repeated.
The evidence before the Tribunal and findings of fact
Applicant's compliance history between 2009 and 2019
(1) 5 April 2019 - not behave in orderly and civil manner (Advice letter sent)
(2) 14 September 2018 -
(a) Not behave in orderly and civil manner (Applicant fined $550 by Respondent, Applicant elected to have matter heard at Court, Applicant found guilty with no conviction recorded. Matter dismissed pursuant to s 10(1)(a) of the Crimes (Sentencing Procedure) Act 1999 (NSW)).
(b) Not notify that licence/drivers certificate had been lost/stolen/damaged/destroyed/altered/defaced (Applicant fined $110 by Respondent, Applicant elected to have matter heard at Court, Applicant found guilty with no penalty imposed pursuant to s 10(A) of the Crimes (Sentencing Procedure) Act 1999 (NSW)).
(c) Not return damaged/altered/defaced licence/certificate (Applicant fined $440 by Respondent, Applicant elected to have matter heard at Court, Applicant found guilty with no conviction recorded. Matter dismissed pursuant to s 10(1)(a) of the Crimes (Sentencing Procedure) Act 1999 (NSW)).
(3) 5 April 2018 -
(a) Driver contravene condition of drivers licence (Disciplinary caution).
(b) Not notify that licence/drivers certificate had been lost/stolen/damaged/destroyed/altered/defaced (Disciplinary caution).
(c) Not return damaged/altered/defaced licence/certificate (Disciplinary caution).
(4) 2 April 2018 - Not behave in orderly and civil manner (Warning).
(5) 9 December 2017 - Tow contrary to towing authorisation (Disciplinary caution).
(6) 24 April 2016 - Not wear drivers certificate (Applicant fined $550 by Respondent, Applicant elected to have matter heard at Court, Applicant found guilty with no conviction recorded. Matter dismissed pursuant to s 10(1)(a) of the Crimes (Sentencing Procedure) Act 1999 (NSW)).
(7) 22 October 2009 -
(a) Certified driver not comply with direction of authorised officer (Applicant fined $1,100 by Respondent, Applicant elected to have matter heard at Court, matter was dismissed/withdrawn).
(b) Unauthorised passenger in tow truck (Applicant fined $1,100 by Respondent, Applicant elected to have matter heard at Court, Applicant found guilty with no conviction recorded. Matter dismissed pursuant to s 10(1)(a) of the Crimes (Sentencing Procedure) Act 1999 (NSW)).
(1) TD1 and TD2 attended the Applicant's business premises to retrieve some vehicles. TD1 and TD2 were asked by the Applicant and the Applicant's son to park so that they were not blocking the driveway. TD1 and TD2 did this initially but then moved a car that they were collecting so it was blocking the driveway. The Applicant's son asked them to move it.
(2) During this time, another tow truck driver from the Applicant's business attempted to gain access to the premises but could not gain access because the tow truck of TD1 and TD2 and the car they were collecting had blocked access.
(3) At this point, there was shouting and swearing from all parties involved. At this point, either TD1 or TD2 (the Applicant is not sure who it was), grabbed the Applicant's son and pinned him against the nearby fence.
(4) This caused the Applicant to feel very angry as he thought that his son was in danger of violence. The Applicant approached both TD1 and TD2 and yelled at them. The Applicant does not recall exactly what he yelled, however he believes that it was words to the effect of: "Don't fucking grab him or I'll fix you too".
(5) This is the only time in the Applicant's career that he has been involved in such an incident or has felt the need to act in such a manner. The Applicant felt that it was necessary in the circumstances to protect his son. The Applicant would not have acted in that way unless the circumstances were extreme enough to warrant it.
(6) The Applicant did not physically assault TD1 or TD2 and did not have any intention to. The Applicant only wished for them not to harm his son and leave the premises.
(7) In the Applicant's view, it was TD1 and TD2 that caused the situation and aggravated it to the point that the Applicant needed to act in the manner he did to protect his son.
(8) NSW Police investigated the incident and did not proceed with any charges against the Applicant. The charges were laid by the Respondent. The Applicant plead guilty as part of a plea deal. He had been advised of a representation between his lawyer and the lawyer for the Respondent that if he plead guilty, that would be the last of the matter and no further action would be taken regarding the assault. If the Applicant had known that his guilty plea would be relied on by the Respondent in deciding to cancel his drivers licence, he would have plead not guilty and fought the charges.
(9) On 11 March 2024, the Magistrate fined the Applicant $800 and professional costs of $2000. When making this decision, the Applicant recalls the Magistrate saying words to the effect that the assault was of low severity and as such the penalty imposed would be on the low end of what can be ordered.
(10) The Applicant does not believe that the assault that he was charged with has anything to do with his ability to perform as a tow truck driver. The Applicant was not dealing with members of the public or consumers and he does not present a risk to the public.
(1) A heated discussion occurred between himself, the Applicant, TD1 and TD2 in relation to moving the truck that was obstructing his business.
(2) This had occurred before.
(3) He was pushed into a fence by one of the drivers and the Applicant tried to defend him without physical contact by yelling at them to get off.
(4) The incident was reported to NSW Police. No criminal action was taken by Police.
(5) He declined to press charges against the driver that assaulted him.
(1) This was a one-off incident,
(2) He reacted in the way that he did because of the conduct of TD1 and TD2 and the danger he perceived his son to be in, and
(3) The incident did not involve any consumers, but two drivers from another tow truck company.
(1) He was required to attend Court on this date as he was the informant for the matter.
(2) As the matter was being heard, he was seated at the right hand side of the Court in the middle row with the Applicant at the front of the public area on the left hand side. At this time, he had no contact with the Applicant or the Applicant's son, on that day.
(3) Also present in Court where approximately 10 teenage school children and a number of other persons.
(4) Once the matter was finalised, he rose from his seat to exit the Court, and as he did, he saw the Applicant lunge towards him from the other side of the public area. He noted that the Applicant had an angry look on his face and was looking straight at the Applicant. The Applicant then shouted at him through gritted teeth and said "you fucken cunt".
(5) He was quite taken aback at this and said to the Applicant "say it again, go on, say it again".
(6) He then saw that the Applicant was grabbed by the Applicant's son and his legal team.
(7) The Respondent's solicitor appearing in the matter came by his side and said to the other persons "control your client". The solicitor then ushered him from the Courtroom and escorted him to his vehicle.
(8) The actions and words of the Applicant "shook him up quite a bit". He was "extremely intimidated, his conduct and behaviour was aggressive and threatening and not what I would consider to be the proper behaviour to a representative of the oversight body of the tow truck industry".
Applicant's reasons for why disciplinary action should not be taken
Whether a ground for disciplinary action has been made out
Whether the Applicant is a fit and proper person to hold a licence or drivers certificate
The expression "fit and proper person", standing alone, carries no precise meaning. It takes its meaning from its context, from the activities in which the person is or will be engaged and the ends to be served by those activities. The concept of "fit and proper" cannot be entirely divorced from the conduct of the person who is or will be engaging in those activities. However, depending on the nature of the activities, the question may be whether improper conduct has occurred, whether it is likely to occur, whether it can be assumed that it will not occur, or whether the general community will have confidence that it will not occur. The list is not exhaustive but it does indicate that, in certain contexts, character (because it provides indication of likely future conduct) or reputation (because it provides indication of public perception as to likely future conduct) may be sufficient to ground a finding that a person is not fit and proper to undertake the activities in question.
The question whether a person is fit and proper is one of value judgement. In that process, the seriousness or otherwise of particular conduct is a matter for evaluation by the decision maker. So too is the weight, if any, to be given to matters favouring the person whose fitness and propriety are under consideration.
In my opinion what is meant by that expression is that the Applicant must show not only that he is possessed of a requisite knowledge of the duties and responsibilities devolving upon him as the holder of a particular licence ... but also that he is possessed of sufficient moral integrity and rectitude of character as to permit him to be safely accredited to the public ... as a person to be entrusted with the sort of work which the licence entails.
The issue of whether a person is fit and proper due to past criminal conduct is a matter of judgement. In considering that issue the Tribunal is required to take into account the nature and seriousness of the original misconduct, any events relevant to an assessment of the Applicant's fitness which have occurred since then, the candour with which the Applicant has approached the issue of past misconduct, the Applicant's explanation of the misconduct, the impact of the effluxion of time, and the Applicant's present circumstances and reputation.
Whether a person is `fit and proper' to hold a licence in a regulated industry will be affected by general considerations relating to the character of the person, special considerations that take account of the nature of the industry in issue and the public policy objective leading the legislature to regulate the industry.
Assessment of Applicant's fitness and propriety
The 'public interest' allows, we consider, for issues going beyond the character of the applicant to be taken into account. These may include concerns in relation to public protection, public safety and public confidence in the administration of the licensing system.
The purpose of the reference to "public interest" is to ensure that private interests are not the only matters taken into account; to make clear that the interests of the whole community are matters for the Commission's consideration. The effect of the reference is to amplify the "scope and purpose" of the legislation.
Whether the Applicant has shown sufficient reasons why disciplinary action should not be taken
The purpose of disciplinary action is to be protective rather than punitive. The main objective is to protect the public and their interests with the additional objective of protecting the integrity of the industry as well as the interests of the Licensee. This must be considered during the disciplinary process.
I hereby certify that this is a true and accurate record of the reasons for decision of the Civil and Administrative Tribunal of New South Wales.
Toohill
Secretary, Department of Customer Service [2025] NSWCATOD 35
(1990) 170 CLR 321
(1995) 131 ALR 657
(1980) 44 FLR 41
(1987) 8 NSWLR 436
(1979) 22 SASR 70
(2014) 22 FCR 555
(1938) 60 CLR 316
(1955) 93 CLR 127