austlii:nsw/NSWPICMP/2025/533
General information, not legal advice.
NSWPICMP
2025-07-22
Original judgment source is linked above.
Tindall v State of New South Wales (NSW Police Force) [2025] NSWPICMP 533
WORKERS COMPENSATION - ; review of Medical Assessment Certificate (MAC); assessment of primary psychiatric injury; appellant submitted that the Medical Assessor (MA) failed to address evidence, carry out appropriate tests, made a demonstrable error and applied incorrect criteria in assessment of the psychiatric impairment rating scale (PIRS) scales of self-care and personal hygiene, travel and concentration, persistence and pace; Appeal Panel found no error in consideration of the evidence and no failure to carry out appropriate testing; Appeal Panel found error in assessment of PIRS scales of self-care and personal hygiene and travel but no error in assessment of concentration, persistence and pace; MAC revoked.
1 March 2021 (the Guidelines) and the American Medical Association Guides to the Evaluation of Permanent Impairment, 5th ed (AMA 5).
30 November 2021. The appellant alleged he had suffered a psychological injury as a result of the nature and conditions of his employment with the respondent. 2. The appellant commenced proceedings in the Personal Injury Commission (Commission) claiming 19% whole person impairment (WPI) pursuant to s 66 of the Workers Compensation Act 1987 (the 1987 Act) in respect of a psychiatric and psychological disorder deemed to have occurred on 30 November 2021. 3. The Medical Assessor examined the appellant on 3 March 2025. The Medical Assessor assessed 7% WPI. The total WPI was 7% as a result of the injury deemed to have occurred on 30 November 2021.
(a) Ground 1 -There was a demonstrable error in failing to address the evidence submitted by both the appellant and respondent in the Application to Resolve a Dispute (ARD) and Reply in respect to the Psychiatric Impairment Rating Scale (PIRS).
(b) Clause 1.6(a) of the Guidelines provides that assessing permanent impairment involves clinical assessment of the claimant as they present on the day of assessment taking account the claimant's relevant medical history and all available relevant medical information.
(c) Clause 11.6 of the Guidelines makes various provision including clinical assessment of the person may include information from the injured worker's own description of his or her functioning and limitations, and from family members and others who may have knowledge of the person. Cl 11.6 also provides that medical reports, feedback from treating professionals and the results of standardised tests, including appropriate psychometric testing performed by a qualified clinical psychologist and work evaluations, may provide useful information to assist with the assessment. Appropriate tests were not performed, and proper consideration of the evidence was not considered.
(d) An unsupportable reasoning process can be made out (Ferguson v State of New South Wales [2017] NSWSC 887), and there is more than a mere difference of opinion.
(e) Ground 2 - self care and personal hygiene - the Medical Assessor assessed the appellant in the Class 1 category in accordance with the PIRS scale.
(f) Dr Graham George in his report dated 19 April 2023 assessed a Class 2 impairment for self care and personal hygiene, as did Dr Judith Clarke in her report dated 18 October 2024. The Medical Assessor provided no detailed reasons as to why his assessment in this category differed from those assessors.
(g) There is no indication by the Medical Assessor as to what is meant by 'regularly' when he described the appellant as "cleaning his teeth and showering regularly".
(h) At point 10 of his Reasons for Assessment, the Medical Assessor in reciting the documents taken into account in making the assessment at pages 4 and 5, did not make any reference to the appellant's signed statement dated 17 December 2024 and his evidence concerning self care and personal hygiene.
(i) Despite making indications of varying deficits that would align with a Class 2 category, the Medical Assessor assessed Class 1 citing that there is "a minor deficit attributable to the normal variation in the general population". He did not provide any reasoning or explanation as to how the appellant's deficits in this category align with the general population.
(j) The medical and lay evidence available suggests that the appellant has decreased self care and hygiene. It is unclear how his deficits are the same of the general population to render a Class 1 category in the area of self care and personal hygiene.
(k) It is clear from all of the evidence, including that of the Medical Assessor, that there is at least some deficit in his personal hygiene. As per the Guidelines, there is an expectation that the assessor will provide a rationale for the rating which is assigned. Further, the Guidelines indicate that assessing permanent impairment involves clinical assessment of the claimant as they present on the day of assessment taking account the claimant's relevant medical history and all available relevant medical information to determine impairment.
(l) This matter is one where there is more than a mere difference of opinion. Whilst the Medical Assessor's opinion does differ to those of the assessors, he does not clarify the difference. Further, the Class 1 category has not been indicated in a reasoned way. There has been no explanation put forward as to how the appellant's class aligns with the general population.
(m) The evidence suggests, and as confirmed by the Medical Assessor, that there is some deficit. The Medical Assessor assesses a minor deficit attributable to the normal variation in the general population. Where there is evidence of some deficit, the Medical Assessor ought to have provided reasoning as to how such deficit aligns with the normal variation in the general population.
(n) The Medical Assessor has made a demonstrable error/applied incorrect criteria in applying the Guidelines by failing to class the appellant's self care and personal hygiene as a Class 2 impairment where the Medical Assessor's findings together with the medical evidence is consistent with a Class 2 impairment of the PIRS.
(o) Ground 3 - travel. Dr George, in his report dated 19 April 2023, assessed a Class 2 impairment for travel. Dr Clarke, in her report dated 18 October 2024, assessed a Class 2 impairment for travel. The Medical Assessor assessed a Class 1 category, without any comparison to the reports of Dr George and Dr Clarke in relation to this category, both of whom assessed a Class 2 for travel.
(p) On page 8 the Medical Assessor reports that 'he could follow the GPS and get to a new place if needed'. The Medical Assessor does not indicate that the appellant actually has or does follow a GPS to a new place but rather that 'he could'. This is merely speculation.
(q) In coming to a categorisation of Class 1 the Medical Assessor does not indicate that there is no deficit but specifies 'a minor deficit attributable to the normal variation in the general population' in accordance with the guidelines. There is no explanation as to how the appellant's circumstances could be categorised such as to fit in the "a minor deficit to the normal variation in the general population". An individual who drives his car 'in emergency situations' who goes to the shops accompanied by his wife, is 'triggered' whilst driving and has to take 'the back way' to the shops would not be akin to a travel deficit attributable to general population. It is clear from all of the evidence, including that of the Medical Assessor, that there is at least some deficit in his ability to travel.
(r) Applying the Medical Assessor's findings on examination on 18 March 2025 to the Guidelines, the Medical Assessor made a demonstrable error/applied incorrect criteria in applying the Guidelines by failing to categorise the appellant's travel as a Class 1 impairment where the Medical Assessor's findings together with the medical evidence is consistent with a Class 2 impairment of the PIRS.
(s) Ground 4 - concentration, persistence and pace. The Medical Assessor assessed the appellant in the Class 2 category in accordance with the PIRS scale.
(t) Dr George in his report dated 19 April 2023, assessed a Class 3 impairment for concentration while Dr Clarke in a report dated 18 October 2024 assessed a Class 2 impairment.
(u) As previously noted, the Medical Assessor does not appear to have given any consideration to the statement of the appellant and his evidence relevant to the concentration, persistence and pace class.
(v) Despite the Medical Assessor's findings on the appellant's difficulty with concentration, the Medical Assessor did not say in his mental state examination findings that he had undertaken concentration tests with the appellant. Concentration can be assessed by objective tests and the failure of the Medical Assessor to undertake these tests - such as 'serial sevens' (counting down from 100 by sevens) or the Trial Making test, or to record the results of those tests was in error and requires a re-assessment of the appellant.
(w) The Medical Assessor's reasons in support of rating Class 2 are inconsistent with Class 2. Based on his examination, the Medical Assessor considered that the appellant had difficulties with concentration and had memory issues. The difficulties the appellant reports with reading, instruction and memory connote a class 3 impairment. Applying the Guidelines to the Medical Assessor's findings on examination, the medical evidence and the appellant's statement, the Medical Assessor made a demonstrable error and/or applied incorrect criteria in assessing a Class 2 impairment and it is appropriate that this category be rated as a Class 3 impairment.
(x) The MAC contains demonstrable errors and application of incorrect assessment criteria and should be set aside.
(a) Ground 1 - self care and personal hygiene. At point 10 under "Reasons for assessment", the Medical Assessor he had taken account of the" following matters" and at pages 4 and 5 he then went on to make reference to a number of medical reports and documents considered when making in his assessment.
(b) The appellant's criticisms reflect more a question of weight as opposed to a failure to consider relevant material. In terms of the appellant's statement, this is likely to have been regarded as self-serving evidence with limited probative value, particularly given that it was prepared with a view to challenging the respondent's determination of WPI. It was open for the Medical Assessor to assign that evidence limited weight.
(c) Further, having examined the worker, the Medical Assessor was in a position to obtain a history directly from the appellant relevant to the PIRS categories.
(d) In terms of the assertion that the Medical Assessor did not account for the assessments of Dr Clarke and Dr George, this is without merit as he clearly refers to both assessments in his reasoning. He was not required to do a side-by-side comparison of both reports. It is sufficient that he considered the material and arrived at an assessment of his own based on the history and his own examination of the worker.
(e) As to the reasoning process, the Medical Assessor has provided a clear basis for assessing Class 1 asset out in the reasons for Decision in Table 11.8.
(f) A key criticism is the fact that the Medical Assessor ignored the appellant's comment that he did not pay much attention to his appearance. This is not the same as suggesting that he looks unkempt on occasions. Further, the Medical Assessor took a history that the appellant's physical health was maintained. Indeed, the omission to clip his beard regularly would amount to a minor deficit attributable to normal variation in the general population. The appellant did not provide a history of meticulous grooming pre-dating the subject injury.
(g) In assessing the appellant into the various PIRS Classes, clinical judgment is very important. Further the Medical Assessor does not have to be satisfied of every nuance of the descriptor categorisation for each PIRS Class to place the appellant in that Class, as these descriptors are examples only. In other words, a Medical Assessor is not bound by the examples contained in the Guidelines (although they do provide assistance in making an assessment). The Medical Assessor's assessment under the category of self care and personal hygiene should stand.
(h) Concentration, Persistence and Pace - in relation to the Medical Assessor not undertaking a concentration test, this was not required in order for the assessment to have been valid. It was sufficient that upon examining the worker and reviewing his history, the Medical Assessor arrived at the assessment he provided.
(i) In relation to the rationale being inconsistent with Class 2, the Medical Assessor took a history of the appellant being able to repair his bikes and do gardening, and Class 2 is appropriate. The ability to repair bikes is inconsistent with Class 3.
(j) There was also clinical evidence (with which the Medical Assessor was briefed) to support the appellant being able to continue restoring his motorbike and having increased motivation and concentration so this class does seem appropriate.
(k) Ground 4 - travel. As already noted under self care and personal hygiene, the appellant's criticisms reflect more a question of weight as opposed to a failure to consider relevant material. In terms of the appellant's statement, this is likely to have been regarded as self-serving evidence with limited probative value. Further, having examined the worker, the Medical Assessor was in a position to obtain a history directly from the appellant relevant to the PIRS categories which would be more current evidence than the statement, which is somewhat outdated.
(l) In terms of the Medical Assessor not accounting for the assessments of Dr Clarke and Dr George, he clearly refers to both assessments in his reasoning. He was not required to do a side-by-side comparison of both reports. It is sufficient that he considered the material and arrived at an assessment of his own based on the history and examination.
(m) The appellant misconstrued the language of the Guidelines which are expressed in terms of what the appellant 'can' do as opposed to what he actually does. For example, Class 1 states "No deficit, or minor deficit attributable to the normal variation in the general population: Can travel to new environments without supervision".
(n) The MAC should be confirmed.
"Class 1: No deficit, or minor deficit attributable to the normal variation in the general population.
Class 2 Mild impairment: Able to live independently; looks after self adequately, although may look unkempt occasionally; sometimes misses a meal or relies on take-away food.
Class 3 Moderate impairment: Can't live independently without regular support. Needs prompting to shower daily and wear clean clothes. Does not prepare own meals, frequently misses meals. Family member or community nurse visits (or should visit) 2-3 times per week to ensure minimum level of hygiene and nutrition".
As described in the main body of the report, there is a minor deficit attributable to the normal variation in the general population. He describes cleaning his teeth and showering regularly. He also contributes to household chores. However, he does not pay much attention to his appearance. He has lost some weight since the injury but does not require prompting to eat."
"He says that he keeps himself clean "most days". He showers and cleans his teeth regularly. He says that he contributes his fair share in managing household chores. He does not think about his appearance or clip his beard regularly. He says that he is doing everything that he can for his mental health, including going for rides, yoga and breathing exercises. ...He takes his medications regularly, but his wife reminds him sometimes.".
"5. I only usually eat one meal a day, usually late in the afternoon and a majority of the time it is takeaway. I just drink coffee during the day.
6. I never prepare meals for myself, If I have to get my own food it'll be takeaway or a large drink of milk.
7. A lot of the time I have to be reminded to take my medication.
8. I wear the same clothes for several days in a row all the time".
"He said that he does shower regularly and put on fresh clothes as required. If his wife asks him to do some household tasks, he said he would do his best to help out. His sleep hygiene has been disturbed for, possibly, two years. His diet is poor and he might only have one meal a day. It appears that, often, he feels too agitated to eat or to sit down to have a meal."
"Reported decreased self-care but maintaining general hygiene. "Potters around" doing some housework."
18 March 2025 in respect of travel to the Guidelines, the Medical Assessor has made a demonstrable error/applied incorrect criteria in applying the Guidelines by failing to categorise the appellant's travel as a Class 2 impairment where the Medical Assessor's findings together with the medical evidence is consistent with a Class 2 impairment of the PIRS. 2. The examples under Table 11. 3 for "Travel" in the Guidelines are:
"Class 1: No deficit, or minor deficit attributable to the normal variation in the general population.
Class 2: Mild impairment: can travel without support person, but only in a familiar area such as local shops, visiting a neighbour.
Class 3: Moderate impairment: cannot travel away from own residence without support person. Problems may be due to excessive anxiety or cognitive impairment."
As described in the main body of the report, there is a minor deficit attributable to the normal variation in the general population. He rides his bike to the bush and can drive a car. He becomes anxious if triggered by places but could follow GPS and visit new places."
"He says that he is unable to relax when he goes out. He can go to the shops but not alone. He waits for his wife to finish work and goes with her.
He says that there are times when he is able to go to the shops, but takes the back way and says that "it is quick". He likes motorbikes and rides his in the bush. He says he drives a car in an emergency, but it is a chore. He says he "hates it" because he gets triggered with places. He says he could follow the GPS and get to a new place if needed".
"Mr Tindall is close to his parents and brothers. They live four hours away from him. He visited them over Christmas.
He says that he is doing everything that he can for his mental health, including going for rides, yoga and breathing exercises..."
"12. I only leave the house every 3-4 days and that is usually just to go to the local shop for bread and milk. Most times I will wait for my wife to finish work so she can come with me. I hate going alone for fear of meeting someone associated with my past in the police such as crooks, victims or other police officers. I get a butterfly feeling in my stomach at the thought of such encounters.
13. I can't even remember the last time I was out socially with my wife and kids in the same setting. My kids actually make remarks such as 'ah you won't want to go anyway, will you?" when discussing their intentions to go out.
14. The only places I will go alone is the local shops, Bunnings or a ride in the bush. I will wait for my wife to be available to come with me if I need to go to an unfamiliar place".
"He indicated that when he is driving his wife normally would accompany
him on a longer trip. He indicated that, normally, he drives short distances. He indicated that there are constant triggers provoking dissociative flashbacks for him when he drives a vehicle and it is worse for him because he has lived and worked in his local area".
"Drives independently to familiar places, including to Sydney for psychiatry appointments. Prefers to be accompanied by wife if not in familiar places."
"Class 2: Mild impairment: can undertake a basic retraining course, or a standard course at a slower pace. Can focus on intellectually demanding tasks for periods of up to 30 minutes, then feels fatigued or develops headache.
Class 3: Moderate impairment: unable to read more than newspaper articles. Finds it difficult to follow complex instructions (e.g. operating manuals, building plans), make significant repairs to motor vehicle, type long documents, follow a pattern for making clothes, tapestry or knitting."
As described in the main body of the report, there is mild impairment. He describes reduced memory and concentration. He has become forgetful and needs
reminders from his wife to take his medication. He was able to focus well throughout the assessment."
"He says that he likes fixing his bike as well. He says he likes rose gardening but has not looked after his plants well over the last season. He watches motorbike videos on YouTube. He says that he does not read because of lack of concentration. He says that he gets "fumbled up in the sentence". He has to reread sentences to understand. ...
He has never been involved in managing the family's finances.
He says that his memory is "horrible". He says his wife works from home but travels to Sydney on Fridays. However, he always forgets that. He forgets tasks such as taking their daughter somewhere..."
"23. I now struggle to complete the simplest of forms and documents in my day to day living. I get frustrated at having to think about and answer simple questions on documents. While attempting to understand a document either a bill or application I find myself having to read the same line of text numerous times before understanding its context. I also find myself not reading sentences from the start, starting off half way through the sentence or paragraph and getting lost in the text. I have reported this condition to my treaters on numerous occasions. After a few minutes I throw it down or give it to my wife to look at. A recent example of this is when my daughter asked me to help her with her drivers licence application form and drivers log book the other day. A basic form became a tedious task when I couldn't work out amount of hours, how to carry them over and where to write them down on the page. It turned into an argument and awkward situation with me my daughter and wife.
24. I used to refer to my owners manuals when performing maintenance on my motorbikes. I now hate having to read for an answer or method no matter how simple, I prefer to YouTube it.
25. I have so many unfinished jobs around the house to do. When I'm met with the slightest inconvenience in completing a task, I become highly agitated and frustrated and usually give up on it leaving it for another time. In recent rains the stormwater drain out the back became blocked. I dug down to find the pipes not aligned and blocked with mud. When the dirt in the hole kept falling down around the sides hampering me getting to the pipes, I got extremely agitated and left it. I just wanted to dig it out to expose the pipe so I could rejoin it. The back area floods every time it rains now and that small task remains incomplete for about a month.
26. Prior to my PTSD I was a highly accomplished investigator and able to complete the most complex of affidavits, warrant applications, risk assessments etc. I completed these documents within a couple of hours usually and to a standard accepted by senior police and magistrates. It has taken me five days to complete this simple statement".
"He can look at something on YouTube and take in some information. He cannot read information and retain it. He has to reread material to try to understand something. When he was at work, he could not comprehend what he was reading towards the end of his time at work."
"Reports decreased focus. Observed to maintain concentration and attention during examination. Able to concentrate to drive safely".
"Alcohol misuse is established as an exacerbator of psychiatric problems, and whilst
Mr Tindall does not endorse this being his experience, the timing of his quite significant improvement at the time of ceasing regular alcohol consumption and in the absence of any other changes in his care or his life, endorse this as the case for him".
"Reported cont. to work on restoring/repairing his motor bike and also attempted to do his personal tax return (not all the way through). Although reported he struggled to deal with dealing with a repairer he was able to collect himself and return to the place. Discussed the positives of both situations including increased motivation to do things, increased concentration and emotion regulation".
This Certificate is issued pursuant to s 328(5) of the Workplace Injury Management and Workers Compensation Act 1998.
The Appeal Panel revokes the Medical Assessment Certificate of Medical Assessor Ankur Gupta and issues this new Medical Assessment Certificate as to the matters set out in the Table below:
Chapter, page and paragraph number in NSW workers compensation guidelines
Chapter, page, paragraph, figure and table numbers in AMA 5 Guides
Proportion of permanent impairment due to pre-existing injury, abnormality or condition
Sub-total/s % WPI (after any deductions in column 6)
Total % WPI (the Combined Table values of all sub-totals)
The above assessment is made in accordance with the SIRA NSW Guidelines for the Evaluation of Permanent Impairment for injuries received after 1 January 2002.
Tindall
State of New South Wales