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[2020] WASCA 182
Court of Appeal (WA)
2020-10-30
Buss P
Original judgment source is linked above.
The prosecution and defence cases in a nutshell
(2) the evidence of the appellant's companions that night, particularly Mr Lim and Mr Chong;
(3) the appellant's possession of L's mobile telephone; and
[Y]ou've mentioned her clothes. Did you see what Henry was doing?---It appeared that he was having sex.
And when you mean 'appears that he was having sex', did you actually see sex?---Yes, you know it when you see it.
Sure. But did you see Henry's penis?---No close-ups, no.
No. What distance were you away?---Four or five feet away, or six, seven. Like you and me are now.
All right. So would you say that would be about four or five metres away?---Yes.
And did you see any private parts of her?---No.
So it appeared to you like he was having sex?---Yes.
(a) his (exculpatory) account of events was given to protect himself, Mr Lim and Mr Kong;
(b) Mr Lim had asked him to give an account of events which falsely implicated the appellant; and
(c) he had discussed his account of events with Mr Kong and Mr Lim.[72]
(b) two areas of bruising and an abrasion on her back;
(c) bruises on her left arm and right elbow crease;
(e) an abrasion and redness in the area of the posterior fourchette; and
(f) three small abrasions on the right side of the lower vagina.[79]
(a) Prior to going to Northbridge, he left his house in Cloverdale and picked up Mr Kong and Mr Lim from Mr Kong's house in Leeming.[85]
(b) After leaving Mr Kong's house, he went to Mr Chong's house and picked him up.[86]
(c) From Mr Chong's house, he drove to the city and parked his car near the Perth Entertainment Centre.[87]
(d) He, Mr Lim, Mr Chong and Mr Kong first went to the Mustang Bar, but they were refused entry.[88]
(e) From the Mustang Bar, he and the others went to the Brass Monkey and then to the DV8 nightclub.[89]
(f) At DV8, he drank 'just one bottle of Corona, about two or three cups'.[90]
(g) He and the others left DV8 at about 2.00 am on 7 May 2006.[91]
(h) He and the others walked in the direction of where he had parked his car. In doing so, he walked past Paramount on James Street.[92]
(i) He reached the corner of James Street and Milligan Street where he saw about 20 people lining up at a taxi rank near a pub (Rosie O'Grady's).[93]
(j) He saw a group of people at the taxi rank that he described as 'wearing like punk and a lot of piercings' who were hitting a crying girl.[94] The appellant said that he saw the girl throw her mobile telephone, wallet 'and everything' on the 'floor'.[95] The appellant said he saw 'two guys' pick the girl up and walk her away.
(l) He picked up the mobile telephone the girl had thrown away from the 'front of the carpark'.[98]
(m) He took the mobile telephone home. Later, on the afternoon of 7 May 2006, he received a telephone call from a girl (A). The appellant said that he told the girl that he wanted to return the mobile telephone.
(n) He arranged with the girl to meet at the Belmont cinema. It was at the Belmont cinema the appellant said that he met Detective Vesperman and Constable Forrest.[99]
(o) On the night in question he wore a blue and yellow reversible jacket, blue denim jeans and orange sports shoes.[100]
(a) He had a good understanding of English.[115]
(b) He understood that he was under no obligation to speak to the police and that what he said could be used against him in court.[116]
(c) He did not need an interpreter.[117]
(d) In answer to many questions concerning the alleged offences, he had no comment, or he could not remember.
(iii) although he had a Malaysian driver's licence, it was not valid in Western Australia;
(iv) he had no Western Australian driver's licence; and
(v) he did not drive and he just took public transport.
(f) When he was reminded of what he had said in the 2006 interview, he claimed either that he could not remember or he had no comment.[119]
(g) On the night in question he found a mobile telephone which he later returned 'to the person'.[120]
(h) The names Michael Kong, Aaron Lim and Timmy Chong did not mean anything to him.[121]
(i) He did not recall going to Bentley TAFE, but he may have done so.[122]
(j) When shown a photograph taken from CCTV footage outside DV8 nightclub at 12.56 am on 7 May 2006, he denied that he was the person shown in the photograph.[123]
(k) He did not go to nightclubs in 2006.[124]
(l) He had no recollection of telling the police in the 2006 interview that he had seen an altercation involving 'punks' in the vicinity of Rosie O'Grady's.[125]
(m) He could not recall being at DV8 nightclub, nor indeed attending Northbridge, although he could remember finding and returning a mobile telephone.[126]
(n) When it was put to the appellant that he carried L and helped her to his car, he stated, 'No comment. I, as far as I know, I didn't do it'.[127]
(o) His family did not own a small two-door car in 2006.[128]
(p) He had no comment about and no recollection of premises in Willetton known as the Curry Kitchen.[129]
(r) He denied driving L from the city to 'the Curry Kitchen', saying, 'No, never happened in my life to, I think'.[132]
(s) When it was put to him that he had taken L from Northbridge to a laneway near the Curry Kitchen in Willetton and assaulted her, the appellant responded:[133]
Whatever story you tell me, I don't know, to be honest with you. I didn't do it, and it's not that, ah, the story you tell me, like, as I said, again, which is, I just know right now. I know nothing.
(t) When it was put to the appellant that he placed his penis into L's mouth, the appellant said:[134]
Probably someone else, not me, Carlo. Yeh, because I don't know anything about this story, whatever you tell me, the whole thing, you see.
(u) When it was put to the appellant that he put his penis into L's vagina, held a knife to her throat and threatened to kill her, the appellant said:[135]
I don't know about all this story, Carlo. Sorry. I can't comment on anything.
(v) There was 'no way' Mr Lim saw L with the appellant without her pants on, when he drove back from the Curry Kitchen.[136]
(w) He never came into contact with L.[137]
(y) Not only did he not sexually assault a female in May 2006, he 'wouldn't do this kind of thing'.[140]
(a) DNA is not necessarily recovered upon contact between two individuals.[152] It may depend upon the surface of the item examined, or whether the area containing the DNA was missed in sampling, or the item was touched or handled by a person but a barrier such as a glove prevented the transfer of any cellular material. Ms Cooper explained that some people may shed more cellular material than others, and that the transfer of cellular material may depend upon a person's level of personal hygiene.[153]
(b) Using the PowerPlex 21 DNA kit,[154] which enabled the recovery of DNA from lower amounts of cellular material, than the previously used test kit, Profiler Plus, L's grey top and black boob tube were examined. Cellular material was recovered from both items, and a DNA examination was conducted of that material using reference DNA profiles obtained from the appellant, Mr Kong, Mr Lim, Mr Chong and L.
(c) With respect to the grey top, Ms Cooper recovered a mixed DNA profile. On the assumption that L was a contributor to that mixed DNA profile, Ms Cooper compared the DNA profiles of the appellant, Mr Kong, Mr Lim and Mr Chong to the mixed DNA profile. Mr Lim and Mr Chong were both excluded as possible contributors. The appellant and Mr Kong could not be excluded as possible contributors to the mixed DNA profile. In order to determine the significance of this non‑exclusion, Ms Cooper performed a statistical analysis of two separate hypotheses. The first hypothesis is that the DNA profile originated from L, the appellant and an unknown individual. The second hypothesis is that the DNA profile originated from L and two unknown individuals. This analysis revealed that the DNA profile is greater than 100 billion times more likely if it originated from L, the appellant and an unknown individual than if it originated from L and two unknown individuals.[155] The same statistical analysis was performed using Mr Kong's reference DNA sample. This demonstrated that the DNA profile was more likely if Mr Kong was not a contributor and the profile originated from L and two unknown individuals.[156]
(d) With respect to the black boob tube, Ms Cooper recovered a mixed DNA profile consistent with having come from four individuals. Once again, she assumed that L was a contributor to that mixture. Ms Cooper testified that the appellant, Mr Lim, Mr Chong and Mr Kong could not be excluded as possible contributors to the mixture. After performing a statistical analysis, Ms Cooper said that it was more likely that Mr Kong, Mr Chong and Mr Lim were not contributors. However, it was 6.7 billion times more likely that L, the appellant and two unknown individuals were contributors.[157]
(e) Ms Cooper said that evidence supporting inclusion can range from two to greater than 100 billion, where two is the weakest support for the explanation, and greater than 100 billion is the strongest support for the explanation. She said that 6.7 billion fits in between these two.[158]
(f) Ms Cooper also explained that DNA could be transferred to an item, or a surface, or a person via either direct or indirect transfer. Ms Cooper said that indirect transfer involved the transfer of DNA from a person to a surface via another person or a surface.[159]
(g) If the only direct touching of the two tops worn by L was to the outside top, Ms Cooper said that it was possible that DNA could have been recovered from the inside top, depending on how the tops were worn.[160] Ms Cooper said that it was possible that DNA could have been transferred from one top to the other when L removed her clothing and placed it on the floor.[161]
(h) Indirect transfer of DNA could occur via the use of a seatbelt, or from one person's clothing to another person, or by incidental contact between a group of people doing the same thing in the same place.[162]
(i) In re‑examination, Ms Cooper said that the various types of indirect transfer which had been suggested to her in cross‑examination were possible, but she was unable to comment on the likelihood of any such indirect transfer.[163]
(i) He was born in April 1985 in Langkawi Island, Malaysia.[165]
(ii) He arrived in Australia with his parents in early December 2004 and took up residence with them at an address in Cloverdale.[166]
(iii) At the time of the 2016 interview with police, he did not recall that he had obtained a Western Australian driver's licence in December 2004. In any event, he did not drive, and had no access to, a motor vehicle in May 2006.[167]
(iv) In February 2006, he began a retail baking course at Bentley TAFE.[168]
(v) Mr Kong and Mr Chong were classmates.[169]
(vi) In May 2006, the appellant was aware of two restaurants in a complex at Collins Road, Willetton, called the Singapore Hawker restaurant and the Curry Kitchen. The appellant worked for a short period around Easter 2006 at the Singapore Hawker restaurant. He knew Mr Kong worked at the Curry Kitchen.[170]
(vii) He said that in May 2006, Mr Kong invited him and others to Northbridge to celebrate Mr Kong's wedding anniversary.[171]
(viii) He took public transport from Cloverdale to Mr Kong's house in Leeming. There he met Mr Lim for the first time. Mr Kong drove the appellant and Mr Lim towards Northbridge in his (Kong's) Kia Carnival seven‑seater vehicle.[172] On the way to Northbridge, they picked up Mr Chong in Karawara.[173]
(ix) Mr Kong parked his vehicle at the carpark near the Perth Entertainment Centre, after which he, the appellant, Mr Lim and Mr Chong walked across a bridge.[174]
(x) He and his companions went to the Mustang Bar and then to the Brass Monkey and from there to the DV8 nightclub.[175]
(xi) He was wearing a long‑sleeved coat, long trousers and a black shirt.[176]
(xii) After being at the DV8 nightclub for approximately an hour, he and the others all decided to go home. They left the nightclub and, as a group, walked towards the carpark. The group remained together at all times.[177]
(xiii) The group proceeded along James Street to Milligan Street. On Milligan Street, the appellant saw a group of about 15 to 20 people whom he described as 'punks' beating up a girl. The girl was struggling and throwing her things away.[178]
(xiv) Two of the group of 'punks' took the girl to Roe Street.[179]
(xv) He did not touch the woman, take her anywhere or do anything sexual with her.[180]
(xvi) He saw two police officers and pointed his finger in the direction where the group of 'punks' and the girl had been and said, 'Something happened. Something happened'.[181]
(xvii) When he reached Roe Street, he picked up a mobile telephone and showed it to Mr Kong, Mr Lim and Mr Chong.[182]
(xviii) As he, Mr Kong, Mr Lim and Mr Chong were crossing the bridge to return to Mr Kong's car, Mr Kong told the appellant that he would not give him a lift to his home in Cloverdale. At this point, the appellant said goodbye to his companions and walked to a taxi rank near Fast Eddy's.[183] From there he caught a taxi home.[184]
(xix) He said that he got home around 3.00 am to 3.15 am and slept.[185]
(xx) Later on 7 May 2006, he went to work. When he returned from work at about 4.00 pm he noticed a missed call on the mobile telephone he had picked up on Roe Street. At around 6.00 pm, a female called the mobile telephone. The appellant and the female arranged to meet at the Reading Cinemas in Belmont.[186]
(xxi) He said he had never been given Mr Lim's telephone number and did not ring him.[187]
(xxii) He said that he met two police officers at the Reading Cinemas. He handed to the police officers the mobile telephone he found on Roe Street.[188]
(xxiii) He agreed that he was interviewed by the police on 7 May 2006. He said that he did not understand the caution and that his English was 'really poor'.[189]
(xxv) When he told the police in the 2006 VROI, 'I picked Michael and Aaron is the same place', he meant that he met Mr Kong at the same place.[192]
(xxvi) When he told the police in the 2006 VROI, 'I parked my car in front of Metro, across the bridge, in the big carpark down there', he meant that Mr Kong had parked the car.[193]
(xxvii) When he told the police in the 2006 VROI, 'Across the Paramount Club and then you turn left, yeah, because I want to cross the bridge and go to my car', he meant that he wanted to go to Mr Kong's car.[194]
(xxviii) When he told the police in the 2006 VROI that he saw the girl 'just leave her mobile on the floor', he meant that he saw the girl 'actually [throw] everything out from her bag, like even the mobile telephone ...'.[195]
(xxix) When he told the police in the 2006 VROI that he was wearing blue jeans, he did so because at that time he described all long pants as jeans. In fact, he was wearing suit pants and not denim.[196]
(xxx) The next contact he had with police after the 2006 VROI was in 2015 when he was asked by police to provide a DNA sample, which he did.[197]
(xxxi) At the end of 2015, he started his own deli and lunchbar business. One of his regular customers was a retired detective. The appellant became aware that he was a person of interest to police. The retired detective advised him not to comment or say anything to the police and to get legal advice.[198] The appellant obtained legal advice to the effect that he should not participate in an interview.[199]
(xxxii) His lawyers advised him 'to deny, deny everything during the interview. Not to say anything, not to comment anything and let him [the lawyer] deal with the issue afterward'.[200]
(xxxiv) In the interview, he acknowledged that he was shown two photographs (exhibits 6.1 and 6.2). He agreed that he told the police that he said that he was not shown in those photographs, but this was not the truth.[203] He said that he denied that he was in the photographs as a result of the legal advice he had been given.[204]
(xxxv) He acknowledged that in the 2016 VROI, he told the police that he did not place a woman in the back of the car in which he was travelling. He confirmed that this was the truth.[205]
(xxxvi) He accepted that, contrary to what he had said in the 2016 VROI, he did have a driver's licence in 2006, but he did not remember this at the time of the interview.[206]
(xxxvii) The appellant said that in the 2016 VROI, every time he said that he did not remember something, that was the truth.[207]
(xxxviii) The appellant denied that he had committed the offences charged in the indictment.[208] He also denied being in the vicinity of the Curry Kitchen on the evening of 6 May 2006 or the early morning of 7 May 2006.[209] The appellant said that at no time in the early hours of 7 May 2006 was he in the company of a girl in Collins Road, Willetton, nor did he drop L at the BP service station in that vicinity. Furthermore, he did not telephone Mr Lim early on 7 May 2006 because he did not have Mr Lim's telephone number.[210]
(xxxix) He did not see Mr Lim take L from the vicinity of the carpark at the Curry Kitchen.[211]
(xl) The appellant denied having any sexual contact with any female in the vicinity of the taxi stand on Milligan Street in the early hours of 7 May 2006 or with any female on 6 or 7 May 2006.[212]
(xli) The appellant denied that he was circumcised.[213]
(1) L's description of the offender was generally consistent with the appellant.
(2) The appellant admitted that he was in Northbridge on the night in question and that the appellant's path crossed with L in the area of the taxi rank near Rosie O'Grady's.
(3) Mr Chong testified that the appellant met a woman on Milligan Street, got her to the car at the Perth Entertainment Centre carpark and that she was with them when Mr Chong was driven home.
(4) Mr Lim testified that he saw the appellant with a woman, apparently having sex outside Rosie O'Grady's; that the appellant took her to the car at the Perth Entertainment Centre carpark, from where she was driven to Willetton. Mr Lim later saw the appellant with the girl in the vicinity of the Curry Kitchen and noticed she was upset and naked from the waist down.
(5, 6 & 7) The appellant knew the location in Willetton where Mr Lim said he saw the appellant and L together. The appellant had been employed at the Singapore Hawker in or around April 2006 and Mr Kong worked at the Curry Kitchen. Although L was unfamiliar with the area in which she said she had been assaulted and did not recognise it, it is clear that it was some distance from Perth. Because of reasons 5, 6 and 7, the jury could be satisfied that the offences in fact occurred in the vicinity of the Curry Kitchen.
(8) The DNA analysis of L's grey top and black boob tube implicated the appellant and not Mr Kong, Mr Lim or Mr Chong.
(9) The appellant was found in possession of L's mobile telephone and that when he arranged the meeting at the Reading Cinemas in Belmont he hoped that he would see the complainant 'to see how this woman had reacted and whether she was going to be [in] an okay state'.[219]
(10) The appellant told multiple lies in the course of his interviews with the police and his testimony. As a result of these lies, the jury should reject his evidence.
So to use the presence of (the appellant's) DNA on (L's) clothing as part of the proof that he sexually assaulted her, you would have to be absolutely certain, I suggest to you, that the only way that DNA got on those tops was by personal contact by (the appellant) with those tops.
[B]ecause the DNA evidence is relied upon by the State to - as part of the identification of (the appellant) as the person who sexually assaulted [L], I suggest that you can't safely rely upon it to conclude that (the appellant) had physical contact with [L], unless you can exclude those other possibilities.
(3) The appellant's possession of L's mobile telephone.
And again, as with Ms Kelly, Ms Cooper's expert evidence wasn't challenged so you might think it can be accepted and that the real issue is what you make of it in the context of the other evidence in this trial.
Now, the State submits to you that in combination with Aaron Lim and Timmy Chong's evidence and the phone evidence, it is strong evidence of the accused's involvement in the offending.
After all, the offender, in this case, straddled [L], put his penis in her mouth and then lay on top of her with his hands on her chest, one of which was holding a knife at her throat, and whilst he penetrated her.
The contact with [L's] clothing therefore included multiple direct contacts with the offender's skin for a sustained period in an abrasive way. It also included, of course, indirect contact with the offender's clothing which was also sustained and abrasive given the nature of the activity taking place.
Now, ladies and gentlemen, I want to make a point very clearly to you. That DNA evidence is not by itself evidence that Mr Thong has sexual contact with [L] because the DNA was on her clothing not on any intimate samples.
That's not the State's case though. All right? The State's case is that it is one piece of evidence, albeit an important piece in a circumstantial case, in which they say the only reasonable inference you would draw is that the accused is the person who did these things.
Ladies and gentlemen, it is an equally, if not more important piece of evidence, in the State's circumstantial case and that is the evidence of Aaron Lim and that's because it is his evidence that puts Mr Thong with [L] in circumstances where he had the opportunity to commit the offence because he takes her from Northbridge and is left with her in Leeming.
And his account, of course, is supported in some respects by Timmy Chong. And further, it is Aaron Lim's evidence of what he saw at the back of The Curry Kitchen that puts Mr Thong alone with [L] when she's naked from the waist down in an area consistent with the description of the scene of the crime and very shortly after she had been sexually penetrated.
Without Mr Lim's evidence, the DNA evidence would be ambiguous. And it's because of the importance of Aaron Lim's evidence and that of Timmy Chong, given it supports it in part, that I gave you that warning or direction yesterday about the need to scrutinise his evidence with special care paying heed to the issues caused by the delay, the effects of memory and the disadvantages this has caused to Mr Thong in the loss of the means of testing the evidence and marshalling his defence.
The defence submit to you that the DNA evidence does nothing more than tell you that at some point, [L's] clothing came into contact with something that had Mr Thong's DNA on it.
Given that [L] had to travel in a car that Mr Thong had also been in at some point and that the other three men had also been in contact with Mr Thong, most notably Timmy Chong who had held his jacket at the DV8 Nightclub, there were other reasonable explanations for the presence of Mr Thong's DNA on [L's] clothing.
(2) On the night of the alleged offence he did not drive to and from Northbridge.
(5) He had no contact with L on the night of the alleged offences.
(6) He did not go to the Curry Kitchen on the morning of 7 May 2006.
(7) He was not familiar with the Curry Kitchen or the Singapore Hawker in 2006.
(8) He was not the person shown in the stills taken from the CCTV footage at DV8 nightclub in the early hours of 7 May 2006 (exhibit 6.1 and 6.2).
(9) He did not make a telephone call to Mr Lim on the morning of 7 May 2006 and he did not have Mr Lim's number.
Ground 2 - did the State need to prove beyond reasonable doubt that the DNA on L's clothes was directly transferred?
The learned trial judge erred in fact and in law in failing to direct the jury that before they could use the DNA evidence as part of the circumstantial evidence against the appellant they must be satisfied beyond reasonable doubt that the DNA detected upon [L's] clothing was deposited by direct transfer from the appellant, because the DNA evidence was the only objective evidence of physical contact between [L] and the appellant without which there was no evidence capable of proving beyond reasonable doubt the appellant's guilt.
[I]t may sometimes be necessary or desirable to identify those intermediate facts which constitute indispensable links in a chain of reasoning towards an inference of guilt. Not every possible intermediate conclusion of fact will be of that character. If it is appropriate to identify an intermediate fact as indispensable it may well be appropriate to tell the jury that that fact must be found beyond reasonable doubt before the ultimate inference can be drawn. But where - to use the metaphor referred to by Wigmore on Evidence, vol. 9 (Chadbourn rev. 1981), par. 2497, pp. 412-414 - the evidence consists of strands in a cable rather than links in a chain, it will not be appropriate to give such a warning. It should not be given in any event where it would be unnecessary or confusing to do so. It will generally be sufficient to tell the jury that the guilt of the accused must be established beyond reasonable doubt and, where it is helpful to do so, to tell them that they must entertain such a doubt where any other inference consistent with innocence is reasonably open on the evidence.
And, of course, it is quite correct to say that an intermediate fact which is an indispensable step upon the way to an inference of guilt, whether it be a fact derived from a single piece of evidence or a conclusion of fact drawn from a body of evidence, must be proved beyond reasonable doubt if the ultimate inference is to be the only reasonable hypothesis. To take the same example I gave previously, the presence of the accused when the crime was committed is in many cases an intermediate fact which is essential before an ultimate inference of guilt can be drawn. Often it may be unnecessary to identify it as an intermediate fact, but if it is necessary to do so then it is clearly correct to say that it must be proved beyond reasonable doubt before an inference of guilt can be drawn consistently with the criminal standard of proof.
Whether it is desirable for a trial judge to identify an intermediate conclusion of fact in his charge to the jury in order to instruct them that it must be proved beyond reasonable doubt will depend upon the particular case. Such an instruction will only be possible where the conclusion is a necessary link in a chain of reasoning. Even then, particularly when that is obvious, the instruction may not be helpful.
Whether a fact on which the Crown relies as part of a circumstantial case is or is not 'indispensable' may be tested by asking whether, in the absence of evidence of that fact, there would nonetheless be a case to go to the jury. If the answer is in the affirmative, even if the Crown case is weakened even considerably, the fact is not 'indispensable'. Where the answer is in the negative, the fact is 'indispensable' and the jury should be directed accordingly.
The principles governing a ground of appeal that the verdict is unreasonable or cannot be supported by the evidence are well known. They may be summarised as follows.
(1) the appeal court must undertake its own independent assessment of the sufficiency and quality of the evidence. It is not simply a matter of deciding whether as a matter of law there was evidence to support the verdict. The appeal court must determine whether, in all the circumstances, it would be dangerous to permit the verdict to stand;
(2) the question for the appeal court is whether, upon the whole of the evidence, it was open to the jury to be satisfied beyond reasonable doubt that the accused was guilty;
(3) that question requires consideration of whether the jury must, as distinct from might, have entertained a reasonable doubt about the accused's guilt;
(4) in answering that question, the appeal court must pay full regard to the consideration that the jury was entrusted with the primary responsibility of determining guilt or innocence, and to the advantage that the jury had of seeing and hearing the witnesses;
(5) a doubt experienced by an appellate court would be a doubt which a jury ought also to have experienced, unless the jury's advantage in seeing and hearing the evidence is capable of resolving that doubt;
(6) if the evidence, upon the record, contains discrepancies, displays inadequacies, is tainted or otherwise lacks probative force in such a way as to lead the appellate court to conclude that, even making full allowance for the advantages enjoyed by the jury, there is a significant possibility that an innocent person has been convicted, then the appellate court must set aside the verdict;
(7) the setting aside of a jury's verdict on the ground that it is unreasonable within the meaning of s 30(3)(a) of the Criminal Appeals Act 2004 (WA) is a serious step, not to be taken without regard to the advantage enjoyed by the jury over a Court of Appeal which has not seen or heard the witnesses called at trial.
The principles relating to criminal cases that turn upon circumstantial evidence were recently restated by French CJ, Kiefel, Bell, Keane and Gordon JJ in R v Baden‑Clay as follows:
(1) When the case against an accused rests substantially upon circumstantial evidence, the jury cannot return a verdict of guilty unless the circumstances are such to be inconsistent with any reasonable hypothesis other than the guilt of the accused.
(2) The jury can be satisfied of the guilt of the accused only if guilt is not simply a rational inference, but the only rational inference that the circumstances permit.
(3) For an inference to be reasonable, it must rest upon something more than mere conjecture. The bare possibility of innocence should not prevent a jury from finding an accused person guilty if the inference of guilt is the only inference open to reasonable people on a consideration of all the facts in evidence.
(4) In considering a circumstantial case, all of the circumstances are to be considered and weighed in deciding whether there is an inference consistent with innocence reasonably open on the evidence. The evidence is not to be looked at in a piecemeal fashion. (citations omitted)
The function of the Court of Appeal in determining a ground that contends that the verdict of the jury is unreasonable or cannot be supported having regard to the evidence, in a case such as the present, proceeds upon the assumption that the evidence of the complainant was assessed by the jury to be credible and reliable. The court examines the record to see whether, notwithstanding that assessment - either by reason of inconsistencies, discrepancies or other inadequacy, or in light of other evidence - the court is satisfied that the jury acting rationally ought nonetheless to have entertained a reasonable verdict as to proof of guilt. (citations omitted)
See, also, the recent outline of the principles in MEN v The State of Western Australia.[277]
1.1 The State case on both charges relied upon circumstantial evidence in four groups alleged to provide identification of the appellant, which was the sole issue at trial. Her Honour, the trial judge identified the groups as:
1.2 [L] description of the offender.
1.3 The evidence of the Appellant's companions that night, Aaron Lim, Timmy Chong and Michael Kong.
1.4 The appellant's possession of [L's] phone.
1.5 The DNA evidence.
(1) Late on 6 May 2006, the appellant, along with Mr Lim, Mr Chong and Mr Kong, drove to Perth, where the appellant parked the vehicle at the carpark near the Perth Entertainment Centre.
(2) The appellant and his companions walked from the carpark into Northbridge and, ultimately, to the DV8 nightclub, arriving there in the early hours of 7 May 2006.
(3) After spending some time at the DV8 nightclub, the appellant and his companions left there and walked towards the carpark at the Perth Entertainment Centre. While on this journey, the appellant encountered L in the vicinity of the taxi rank near Rosie O'Grady's pub.
(4) By reason of her intoxication, L was in a highly vulnerable state.
(5) The appellant took L to the car with the intention to take sexual advantage of her.
(6) The appellant ultimately took L to the vicinity of the Curry Kitchen, a location with which he was familiar.
(7) There was no evidence which indicated that Mr Lim, Mr Chong or Mr Kong had a sexual interest in L.
(8) L was sexually assaulted in the vicinity of the Curry Kitchen as she alleged.
(9) The appellant's DNA was found on L's clothing at a location consistent with the commission of count 1 as described by L.
(10) L's description of her attacker was generally consistent with that of the appellant.
(11) L and the appellant were seen together by Mr Lim at a time when L was naked from the waist down and distraught.
(12) The appellant was in possession of L's mobile telephone after the commission of count 1 and count 2.
The appeal against sentence The grounds of appeal
(a) There was no more physical injury caused than that involved in the penetration.
(b) The penetration was of short duration.
(c) When the victim pushed the offender off her there was no attempt to pursue her.
(d) The offender's relative youth at the time of the offence. (26 years) [sic]
(e) The offender had no criminal history.
(f) The time that had expired between the offending and prosecution (over 10 years) during which the offender committed no offences and may be regarded as completely rehabilitated.
(g) The failure of the police properly to investigate the offence at the time.
(h) The absence of any need for personal deterrence.
(i) The empathy with the victim demonstrated by the decision not to contest the fact of sexual penetrations at trial.
(j) The range of sentences for similar offences.
- The learned sentencing judge erred in law by imposing a total effective sentence of 8 years and 6 months imprisonment that infringed the first limb of the totality principle.
The community needs to know that women are entitled to enjoy themselves, to go out and be confident that they will not be preyed upon. They should be able to socialise and to even drink too much and know that they can get home safely.
The legal principles applicable to the grounds of appeal
The general principles governing appeals contending that error should be inferred on the basis that an individual sentence is manifestly excessive or inadequate, or that a total effective sentence infringes the totality principle, are well established:
(1) Sentencing is a discretionary exercise. An appellate court can intervene only if the appellant demonstrates either an express or implied material error. Express error involves acting on a wrong principle, for example by mistaking the law or facts or taking into account an irrelevant matter. Implied error arises where the end result is so unreasonable or unjust that the court must conclude that a substantial wrong has occurred. Thus, an appellate court cannot substitute its own opinion for that of the sentencing court merely because the appellate court would have exercised a sentencing discretion differently.
(2) In order to determine whether a sentence for an individual offence is manifestly excessive or inadequate, the offence should be viewed in light of the maximum sentence prescribed by law for the crime, the standards of sentencing customarily imposed with respect to it, the place that the criminal conduct occupies in the scale of seriousness of crimes of that type, and the offender's personal circumstances.
(3) The first limb of the totality principle requires that the total effective sentence imposed on an offender who has committed multiple offences bears a proper relationship to the overall criminality involved in all of the offences (including those, if any, in respect of which the offender is still serving or is yet to serve a term of imprisonment), viewed in their entirety, having regard to all relevant facts and circumstances including those referable to the offender personally (and including, for example, the desirability of accommodating any wish to rehabilitate), all relevant sentencing factors and the total effective sentences imposed in comparable cases.
(4) The range of sentences customarily imposed for a crime does not establish the range of a sound exercise of the sentencing discretion. Sentences customarily imposed in comparable cases provide a yardstick or reference point for ensuring broad consistency in sentencing, bearing in mind the scope for significant variations in relevant sentencing factors, and that there is no single correct sentence. What is important is the unifying principles which sentences imposed in comparable cases reveal and reflect.
(5) When this court dismisses an appeal against sentence and when it resentences on a successful appeal, its decision does not fix the upper or lower limit of the range.
(6) Where there is a challenge on totality grounds, the severity of a sentence imposed on an individual count generally falls to be assessed in light of the sentences imposed in respect of the other counts and its contribution to the total effective sentence. A heavy individual sentence (which is not manifestly excessive) may be softened by an order that it be served concurrently with sentences imposed in relation to the other counts. A relatively light sentence (which is not manifestly inadequate) may, as a practical matter, have increased severity if it is ordered to be served cumulatively. The real question is whether the total effective sentence is unreasonable or plainly unjust.
As might have been anticipated, this review of the cases reveals that the circumstances of sexual offending, and of sexual offenders, are almost infinitely variable. That, in turn, means that the sentence imposed in one case can provide only very limited guidance in deciding what sentence should be imposed for a similar offence in another case. However, some conclusions can be drawn, as follows:
(1) An average starting point for a case of penile penetration of the vagina without consent, absent circumstances of aggravation, is in the order of 7 years' imprisonment under the former sentencing regime, or around 4 years and 8 months' imprisonment under the transitional regime. That starting point takes no account of any factors in mitigation.
(2) Because the circumstances of sexual offending and sexual offenders are so variable, nothing will be achieved by specifying a range of sentences customarily imposed. The range of potential aggravating features is so huge that features of that kind can either dramatically increase the sentence imposed (bearing in mind that the maximum sentence for an aggravated offence is 20 years' imprisonment: s 326 of the Criminal Code) or have little or no effect on the sentence imposed. The range of potential mitigating factors is at least equally extensive. They might result in a very large reduction in sentence or little or no reduction.
(3) Nor will anything be achieved by specifying a different starting point for each category of sexual penetration without consent. It should not be assumed that one form of sexual penetration is necessarily more, or less, serious than another. As Wheeler JA pointed out in C v The State of Western Australia [2006] WASCA 261 [35], there is no 'hierarchy of sexual penetration'. For example, although digital penetration will ordinarily be less serious than penile penetration, that is not inevitably so. It might, in particular circumstances, be no less serious or even more serious. The seriousness of every offence of unlawful sexual penetration must be determined by its own individual circumstances: C [35] (Wheeler JA); Cavill [266] ‑ [267] (Miller JA).
That seems to me to be about as much guidance as can be obtained from the cases. I appreciate that it is less than sentencing judges might wish. However, that is a necessary consequence of the court's obligation to tailor each sentence to the individual circumstances of the case, having regard for the maximum penalty provided by the legislature and, to the extent that they can be of assistance, sentences customarily imposed in similar circumstances.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
Research Associate to the Honourable Justice Murphy and the Honourable Justice Mazza
[16] ts 513 - 515; see also exhibit 12, BGAB 60.
[17] Exhibits 6.1 and 6.2, BGAB 51 - 52.
[19] ts 518 - 520; exhibit 7.1, BGAB 54.
[65] See, for example, ts 572, 574, 579, 587, 594.
[66] ts 574, 594 - 595, see also 566, 586 - 587.
[74] See the the evidence of Jamie Louise Chapman, ts 447, 449, and Scott Bradley Taylor, ts 442 ‑ 443.
[84] Exhibit 17. Prior to the trial, the appellant applied to exclude this interview from the evidence. On 22 November 2018, Goetze DCJ dismissed the application. There is no challenge to that decision.
[113] Exhibit 23.1, 23.2, BGAB 78 - 81.
[119] See, for example, BGAB 184 - 185.
[123] Exhibit 6.1, 6.2; BGAB 210 - 212.
[141] Exhibit 19, BGAB 73; ts 712 - 713.
[142] Exhibit 20, BGAB 74 - 75; ts 713 - 715.
[182] ts 926 - 927. See also exhibit 16, BGAB 72.
[258] Zoneff v The Queen [2000] HCA 28; (2000) 200 CLR 234.
[264] Shepherd v The Queen [1990] HCA 56; (1990) 170 CLR 573, 592 - 593 (McHugh J).
[269] Austic v The State of Western Australia [2010] WASCA 110 [2] - [3].
[270] DKA v The State of Western Australia [2019] WASCA 123 [171]. See also Shepherd v The Queen (579, 592 - 593).
[271] Davidson v The Queen [2009] NSWCCA 150; (2009) 75 NSWLR 150 [74].
[275] Wells v The State of Western Australia [2017] WASCA 27 [13] - [14].
[276] Pell v The Queen [2020] HCA 12; (2020) 94 ALJR 394 [39]. See also M v The Queen [1994] HCA 63; (1994) 181 CLR 487, 494 ‑ 495.
[277] MEN v The State of Western Australia [2020] WASCA 118 [403] - [410].
[321] Kabambi v The State of Western Australia [2019] WASCA 44 [21].
[324] The State of Western Australia v Akizuki [2008] WASCA 267; (2008) 192 A Crim R 373 [68] ‑ [69].
[325] The State of Western Australia v Richards [2008] WASCA 134; (2008) 37 WAR 229 [49].
[326] See, for example, Warburton v The State of Western Australia [2009] WASCA 113; (2009) 196 A Crim R 361 [21]; NPA v The State of Western Australia [2018] WASCA 131 [51].
[327] Warburton v The State of Western Australia [2009] WASCA 113; (2009) 196 A Crim R 361.
[328] The State of Western Australia v TLP [2019] WASCA 66.
[329] Thomas v The State of Western Australia [2019] WASCA 4.
[330] THG v The State of Western Australia [2012] WASCA 139.
[331] Atkinson v The State of Western Australia [2017] WASCA 154.
[332] FWB v The State of Western Australia [2016] WASCA 118.
[333] Eravelly v The State of Western Australia [2018] WASCA 139.
[334] KNY v The State of Western Australia [2019] WASCA 89.
[335] Williams v The State of Western Australia [2015] WASCA 110.
(2000) 200 CLR 234
(1990) 170 CLR 573
(2009) 75 NSWLR 150
(2020) 94 ALJR 394
(1994) 181 CLR 487
(2008) 37 WAR 229