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[2024] HCA 3
High Court of Australia
2023-10-12
Gageler CJ, Jagot JJ, Edelman JJ
Original judgment source is linked above.
E H Ruddle KC with J B Warren for the appellant (instructed by Solicitor for Public Prosecutions (Vic))
T Kassimatis KC with G F Connelly for the respondent (instructed by Greg Thomas Barrister & Solicitor)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Criminal law - Appeal against conviction - Criminal liability - Statutory complicity - Where s 324(1) of Crimes Act 1958 (Vic) provided, "if an offence ... is committed, a person who is involved in the commission of the offence is taken to have committed the offence" - Where s 323(1)(c) of Crimes Act provided person is "involved in the commission of an offence" if person "enters into an agreement, arrangement or understanding with another person to commit the offence" - Where respondent convicted of offences of supplying drug of dependence to a child and sexual penetration of a child under 12 on basis of ss 323(1)(c) and 324(1) - Where prosecution relevantly alleged respondent and two co‑accused entered into agreement, arrangement or understanding to supply cannabis to two complainants (aged 11 and 12), and then sexually penetrate complainant (aged 11) - Where element of supply offence that child in fact be under 18 years of age - Where element of sexual penetration offence that child in fact be under 12 years of age - Where knowledge of age not an element of either offence - Whether prosecution required to prove that accused knew, at time of entering agreement, ages of complainants or that complainants were under specified age - Whether substantial miscarriage of justice resulted from failure to direct jury to be satisfied beyond reasonable doubt that parties to agreement knew ages of complainants - Whether fault element in Giorgianni v The Queen (1985) 156 CLR 473 applicable to s 323(1)(c) - Whether prosecution required to prove that accused knew or believed, at time of entering into agreement, essential facts that made conduct an offence, where knowledge or belief not an element of the offence itself.
Words and phrases - "accessorial liability", "agreement", "agreement, arrangement or understanding", "agreement to commit an offence", "complicity", "derivative liability", "essential facts", "group activity", "involved in the commission of an offence", "joint criminal enterprise", "primary liability", "statutory complicity".
Crimes Act 1958 (Vic), s 49A, Subdiv 1 of Div 1 of Pt II.
Drugs, Poisons and Controlled Substances Act 1981 (Vic), s 71B.
"Subject to subsection (3), if an offence (whether indictable or summary) is committed, a person who is involved in the commission of the offence is taken to have committed the offence and is liable to the maximum penalty for that offence." (emphasis added)
"For the purposes of this Subdivision, a person is involved in the commission of an offence if the person -
(a) intentionally assists, encourages or directs the commission of the offence; or
(b) intentionally assists, encourages or directs the commission of another offence where the person was aware that it was probable that the offence charged would be committed in the course of carrying out the other offence; or
(c) enters into an agreement, arrangement or understanding with another person to commit the offence; or
(d) enters into an agreement, arrangement or understanding with another person to commit another offence where the person was aware that it was probable that the offence charged would be committed in the course of carrying out the other offence." (emphasis added)
"(2) In determining whether a person has encouraged the commission of an offence, it is irrelevant whether or not the person who committed the offence in fact was encouraged to commit the offence.
A person who committed an offence may include 2 or more persons who entered into an agreement, arrangement or understanding to commit the offence.
(3) A person may be involved in the commission of an offence, by act or omission -
(a) even if the person is not physically present when the offence, or an element of the offence, is committed; and
(b) whether or not the person realises that the facts constitute an offence." (emphasis added)
"(1) The law of complicity at common law in relation to aiding, abetting, counselling or procuring the commission of an offence is abolished.
(2) The doctrines at common law of acting in concert, joint criminal enterprise and common purpose (including extended common purpose) are abolished.
The common law concerning the circumstances in which a person may withdraw from an offence in which the person would otherwise be complicit is not abolished by this section."
"[Y]ou must be satisfied the accused agreed with at least one other person to commit the offence. ...
The agreement must have been to commit the particular offence charged. This element will not be satisfied if the accused agreed to pursue some other form of activity that is not criminal or a different offence. However, it is not necessary that they knew they were agreeing to commit a crime, as long as they agreed to do something which was, in fact, criminal. ...
You do not even have to find that they all agreed on the precise terms of the agreement. For this element to be satisfied you only need to find that they agreed to commit the particular criminal offence together.
If you are satisfied beyond reasonable doubt that the three accused had an agreement to supply [Daisy] and [Katie] with cannabis, that would be sufficient to satisfy this part of the element in relation to Charges 1 and 2.
If you are satisfied beyond reasonable doubt that the three accused had an agreement to engage in sexual activity, including penetration, with [Daisy] and [Katie], that would be sufficient to satisfy this part of the first element in relation to the sexual offence charges."
"The prosecution must prove that when the accused agreed to commit the offence he had the necessary state of mind to do so.
In other words, for the supply of cannabis charge, that he intended it to be for the use of [Daisy] and [Katie], and in relation to the sexual penetration of a child charges, that he intended the child be sexually penetrated ... [F]urther, where relevant, that he had no defence of reasonable belief in age. Remember, the onus would fall on the accused to prove that."
"... a person is involved in the commission of an offence if the person -
(a) intentionally assists, encourages or directs the commission of the offence; or
(b) intentionally assists, encourages or directs the commission of another offence where the person was aware that it was probable that the offence charged would be committed in the course of carrying out the other offence; or
(c) enters into an agreement, arrangement or understanding with another person to commit the offence; or
(d) enters into an agreement, arrangement or understanding with another person to commit another offence where the person was aware that it was probable that the offence charged would be committed in the course of carrying out the other offence."
"New section 323(1)(a) covers the behaviour that would be covered by aiding, abetting, counselling and procuring at common law. The reference to 'intentionally' is consistent with the fault element required by Giorgianni v R (1985) 156 CLR 473. That is, the person must have intended to assist etc another to commit a particular offence.
New section 323(1)(c) covers group activity that would be covered by the common law doctrines of acting in concert, joint criminal enterprise and common purpose.
New section 323(1)(b) and (d) extend paragraphs (a) and (c) by a form of recklessness. An accused may be liable where the offence committed differs from the offence that the accused originally encouraged etc, if the accused foresaw the probability that the offence would be committed in the course of carrying out the original offence.
It is clear that liability is derivative, as an offence has to have been committed for a person to be complicit in that offence. However, this does not require any other person to be prosecuted for, or found guilty of, the offence - see new section 324A."
(2) Set aside orders 2 to 10 made by the Court of Appeal of the Supreme Court of Victoria on 4 October 2022 and, in lieu thereof, order that the appeal against conviction is dismissed.
(3) The respondent's application for leave to appeal against sentence be remitted to the Court of Appeal of the Supreme Court of Victoria for rehearing.
A defence of reasonable belief as to age applied to the supply offences: Drugs, Poisons and Controlled Substances Act, s 71B(4). ↑
Crimes Amendment (Abolition of Defensive Homicide) Act 2014 (Vic), Pt 2, Div 2. See Victoria, Legislative Council, Crimes Amendment (Abolition of Defensive Homicide) Bill 2014, Explanatory Memorandum at 12-16. ↑
Victoria, Legislative Council, Crimes Amendment (Abolition of Defensive Homicide) Bill 2014, Explanatory Memorandum at 13. ↑
Victoria, Legislative Council, Crimes Amendment (Abolition of Defensive Homicide) Bill 2014, Explanatory Memorandum at 12. ↑
Victoria, Legislative Council, Crimes Amendment (Abolition of Defensive Homicide) Bill 2014, Explanatory Memorandum at 12, referring to Weinberg et al, Simplification of Jury Directions Project: A Report to the Jury Directions Advisory Group (August 2012). ↑
cf Weinberg et al, Simplification of Jury Directions Project: A Report to the Jury Directions Advisory Group (August 2012) at 93-98; Victoria, Legislative Council, Crimes Amendment (Abolition of Defensive Homicide) Bill 2014, Explanatory Memorandum at 13; Victoria, Legislative Council, Parliamentary Debates (Hansard), 25 June 2014 at 2129-2130; Crimes Amendment (Abolition of Defensive Homicide) Act 2014 (Vic), Pt 2, Div 2. ↑
Victoria, Legislative Council, Crimes Amendment (Abolition of Defensive Homicide) Bill 2014, Explanatory Memorandum at 15 (emphasis added). ↑
See also Victoria, Legislative Council, Crimes Amendment (Abolition of Defensive Homicide) Bill 2014, Explanatory Memorandum at 15. ↑
Drugs, Poisons and Controlled Substances Act, s 70(1) (definition of "child"). ↑
Drugs, Poisons and Controlled Substances Act, s 71B(4). ↑
Drugs, Poisons and Controlled Substances Act, s 71B(4). ↑
As referred to above at [4], each co‑accused was acquitted of charges of sexual penetration of a child under 16 in relation to Katie (aged 12). A defence of reasonable belief in age applied to this offence: Crimes Act, ss 49B(1) and 49W(1). ↑
SZTAL v Minister for Immigration and Border Protection (2017) 262 CLR 362 at 368 [14] and the authorities there cited; R v Jacobs Group (Australia) Pty Ltd (2023) 97 ALJR 595 at 602 [23]; 411 ALR 202 at 208-209. ↑
Jacobs (2023) 97 ALJR 595 at 602 [25]; 411 ALR 202 at 209, and the authorities there cited. See also Pearce, Statutory Interpretation in Australia, 9th ed (2019) at 141-142 [4.6]-[4.7]; Herzfeld and Prince, Interpretation, 2nd ed (2020) at 117 [5.170]. ↑
See Kingswell v The Queen (1985) 159 CLR 264 at 292; R v Barlow (1997) 188 CLR 1 at 9. ↑
See, in respect of the common law, McAuliffe v The Queen (1995) 183 CLR 108 at 114; Miller v The Queen (2016) 259 CLR 380 at 388 [4]; Mitchell v The King (2023) 97 ALJR 172 at 183 [54]; 407 ALR 587 at 599. ↑
The person not having withdrawn from the offence: see Crimes Act, s 324(2). ↑
See, eg, Drugs, Poisons and Controlled Substances Act, s 71B(4). ↑
Victoria, Legislative Council, Crimes Amendment (Abolition of Defensive Homicide) Bill 2014, Explanatory Memorandum at 13. ↑
Victoria, Legislative Council, Crimes Amendment (Abolition of Defensive Homicide) Bill 2014, Explanatory Memorandum at 14. ↑
See, in respect of the common law, Osland v The Queen (1998) 197 CLR 316 at 343-344 [75], 383 [174], 402 [217]; IL v The Queen (2017) 262 CLR 268 at 282 [29], 311 [103], 323-324 [146]‑[149]; O'Dea v Western Australia (2022) 273 CLR 315 at 335 [55]; Mitchell (2023) 97 ALJR 172 at 184 [55]; 407 ALR 587 at 599‑600. ↑
Mitchell (2023) 97 ALJR 172 at 184 [55]; 407 ALR 587 at 599‑600. ↑
Rohan v The King [2022] VSCA 215 at [77]-[79]. ↑
Weinberg et al, Simplification of Jury Directions Project: A Report to the Jury Directions Advisory Group (August 2012). ↑
Victoria, Legislative Council, Parliamentary Debates (Hansard), 25 June 2014 at 2129. ↑
Victoria, Legislative Council, Parliamentary Debates (Hansard), 25 June 2014 at 2129‑2130. ↑
Victoria, Legislative Council, Crimes Amendment (Abolition of Defensive Homicide) Bill 2014, Explanatory Memorandum at 12. ↑
Victoria, Legislative Council, Crimes Amendment (Abolition of Defensive Homicide) Bill 2014, Explanatory Memorandum at 13‑14. ↑
Weinberg et al, Simplification of Jury Directions Project: A Report to the Jury Directions Advisory Group (August 2012) at 97 [2.277]. ↑
Weinberg et al, Simplification of Jury Directions Project: A Report to the Jury Directions Advisory Group (August 2012) at 97‑98 [2.279]‑[2.280]. ↑
Victoria, Legislative Council, Crimes Amendment (Abolition of Defensive Homicide) Bill 2014, Explanatory Memorandum at 13. ↑
Giorgianni v The Queen (1985) 156 CLR 473 at 479. ↑
Giorgianni v The Queen (1985) 156 CLR 473 at 487‑488, 493‑495, 506‑509. ↑
Victoria, Legislative Council, Crimes Amendment (Abolition of Defensive Homicide) Bill 2014, Explanatory Memorandum at 13. ↑
Miller v The Queen (2016) 259 CLR 380 at 398 [34], citing Clayton v The Queen (2006) 81 ALJR 439 at 444 [20]; 231 ALR 500 at 505. ↑
McAuliffe v The Queen (1995) 183 CLR 108 at 114. ↑
Osland v The Queen (1998) 197 CLR 316 at 343 [73]. ↑
Osland v The Queen (1998) 197 CLR 316 at 344 [75]. ↑
Osland v The Queen (1998) 197 CLR 316 at 345 [79]. ↑
Giorgianni v The Queen (1985) 156 CLR 473 at 494. ↑
Victoria, Legislative Council, Parliamentary Debates (Hansard), 25 June 2014 at 2129. ↑
Victoria, Legislative Council, Crimes Amendment (Abolition of Defensive Homicide) Bill 2014, Explanatory Memorandum at 13. ↑
Victoria, Legislative Council, Crimes Amendment (Abolition of Defensive Homicide) Bill 2014, Explanatory Memorandum at 13. ↑
Weinberg et al, Simplification of Jury Directions Project: A Report to the Jury Directions Advisory Group (August 2012) at 97 [2.277], 97‑98 [2.279]‑[2.280]. ↑
Victoria, Legislative Council, Crimes Amendment (Abolition of Defensive Homicide) Bill 2014, Explanatory Memorandum at 14. ↑
Osland v The Queen (1998) 197 CLR 316 at 341‑351 [70]‑[95], 400‑402 [207]‑[217]. ↑
The King
Rohan
[2022] VSCA 215
(1985) 156 CLR 473
(2017) 262 CLR 362
(2023) 97 ALJR 595
(1985) 159 CLR 264
(1997) 188 CLR 1
(1995) 183 CLR 108
(2016) 259 CLR 380
(2023) 97 ALJR 172
(1998) 197 CLR 316
(2017) 262 CLR 268
(2022) 273 CLR 315
(2010) 241 CLR 177
(2006) 81 ALJR 439