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[2012] VCAT 967
Victorian Civil and Administrative Tribunal
2012-07-10
Mr J
Original judgment source is linked above.
(i) The diary relates to appointments made in Mr Kapel's role as Chief of Staff to the Premier;
(ii) The diary was used by Mr Kapel to manage his time in performing his duties as Chief of Staff by recording his intentions as to future activities, but did not record whether the Chief of Staff in fact used his time as recorded;[2]
(iii) The diary was maintained in electronic form;
(iv) Mr Kapel or Ms Carney made all entries in the diary;
(v) The only persons with control of and access to the diary were Mr Kapel and Ms Carney; the diary was password protected; and
(vi) The diary was never provided to any department or other such public service entity or to any public servant.
(iii) Parliamentary management; and
(iv) Public policy across a number of areas, such as education; transport etc.
(c) He will deal with a range of stakeholders, both with and without the Premier; and both with and without public servants;
(d) He will assist the Premier by attending to many issues on his behalf, in accordance with his instructions, in the development of responses to issues or management of issues or conduct of affairs;
(e) He will interact with public servants at a senior level, both with and without the Premier, often within the Premier's private office;
(f) He will deal with all range of external contacts encompassing: parliamentary colleagues, unions, community, business and ethnic parties and organisations, etc;
(g) All of his dealings are within the context of a framework set by Government and in accordance with the instructions of the Premier;
(h) Parliamentary duties include dealing with questions to and speeches for the Premier; and all interactions between the Premier and other Parliamentary participants;
(i) As Chief of Staff he will generally supervise and manage responses to the very large volume of correspondence received by the OTP, but he will sometimes deal with it personally;
(j) He will deal with the media, as required, including input into a press release which deals with significant matters;
(k) Interactions with public servants and stakeholders encompass meetings, correspondence and telephone calls;
(l) His day to day activities encompass a range of capacities and different aspects of Government: Parliamentary, political and administrative functions; but he does not deal with these in a segmented fashion but rather as an 'integrated holistic role';
(m) When Mr Kapel was Chief of Staff, Mr Nutt dealt with him extensively while he was in the Cabinet office and believes that Mr Kapel approached his role in a similar manner to that which he described;
(n) He keeps one electronic diary in which he records appointments noting the time, date, place and usually the main parties and usually the expected duration. He will occasionally record personal information. He was not familiar with the details of the way Mr Kapel recorded information;
(o) He uses his diary as a prompt rather than as a record; and where changes are made during the day, such as urgent meetings, or where meetings have been cancelled, this may not be recorded in the diary;
(p) He does not use his diary to note matters or detail of matters discussed at meetings; and
(q) He agreed that he would provide access to the Premier to his diary if requested and presumed that Mr Kapel would have done the same.
23 Mr Nutt confirmed that all freedom of information requests made to the OTP are handled by a senior FOI Officer, who is an adviser. The FOI officer will be either, appointed under the PA Act or, seconded from the public service.
The object of this Act is to extend as far as possible the right of the community to access to information in the possession of the Government of Victoria and other bodies constituted under the law of Victoria for certain public purposes by -
(a) making available to the public information about the operations of agencies and, in particular, ensuring that rules and practices affecting members of the public in their dealings with agencies are readily available to persons affected by those rules and practices; and
(b) creating a general right of access to information in documentary form in the possession of Ministers and agencies limited only by exceptions and exemptions necessary for the protection of essential public interests and the private and business affairs of persons in respect of whom information is collected and held by agencies.
It is the intention of the Parliament that the provisions of this Act shall be interpreted so as to further the object set out in subsection (1) and that any discretions conferred by this Act shall be exercised as far as possible so as to facilitate and promote, promptly and at the lowest reasonable cost, the disclosure of information.
In the interpretation of a provision of an Act or subordinate instrument -
(a) a construction that would promote the purpose or object underlying the Act or subordinate instrument (whether or not that purpose or object is expressly stated in the Act or subordinate instrument) shall be preferred to a construction that would not promote that purpose or object; and
(b) The High Court has recognised that the long title of an Act may assist in both identifying the purpose of an Act, as well as giving meaning to provisions;[3]
(c) The long title of the FOI Act is:
An Act to give the Members of Public Rights of Access to Official Documents of the Government of Victoria and of its Agencies and for other purposes.[4]
(d) The purpose of s 13(b) of the FOI Act is to provide access to 'an Official of a Minister', as opposed to all documents; and
(e) The Tribunal must construe the text, context and purpose of the relevant legislation. In Project Blue Sky Inc v Australian Broadcasting Authority (1998) 194 CLR 355, McHugh, Gummow, Kirby and Hayne JJ stated at 381-382:
[69] The primary object of statutory construction is to construe the relevant provision so that it is consistent with the language and purpose of all the provisions of the statute. The meaning of the provision must be determined "by reference to the language of the instrument viewed as a whole". In Commissioner for Railways (NSW) v Agalianos, Dixon CJ pointed out that 'the context, the general purpose and policy of a provision and its consistency and fairness are surer guides to its meaning than the logic with which it is constructed'. Thus, the process of construction must always begin by examining the context of the provision that is being construed.
[70] A legislative instrument must be construed on the prima facie basis that its provisions are intended to give effect to harmonious goals. Where conflict appears to arise from the language of particular provisions, the conflict must be alleviated, so far as possible, by adjusting the meaning of the competing provisions to achieve that result which will best give effect to the purpose and language of those provisions while maintaining the unity of all the statutory provisions. Reconciling conflicting provisions will often require the court "to determine which is the leading provision and which the subordinate provision, and which must give way to the other". Only by determining the hierarchy of the provisions will it be possible in many cases to give each provision the meaning which best gives effect to its purpose and language while maintaining the unity of the statutory scheme.
[71] Furthermore, a court construing a statutory provision must strive to give meaning to every word of the provision. In The Commonwealth v Baume Griffith CJ cited R v Berchet to support the proposition that it was "a known rule in the interpretation of Statutes that such a sense is to be made upon the whole as that no clause, sentence, or word shall prove superfluous, void, or insignificant, if by any other construction they may all be made useful and pertinent".
Subject to this Act, every person has a legally enforceable right to obtain access in accordance with this Act to -
(a) a document of an agency, other than an exempt document; or
(b) an Official document of a Minister, other than an exempt document.
(a) a document which, by virtue of a provision of Part IV, is an exempt document; or
(b) an Official document of a Minister that contains some matter that does not relate to the affairs of an agency or of a department.
Document of an agency or document of the agency means a document in the possession of an agency, or in the possession of the agency concerned, as the case requires, whether created in the agency or received in the agency.
means a department, council or a prescribed authority.
Official document of a Minister or Official document of the Minister means a document in the possession of a Minister, or in the possession of the Minister concerned, as the case requires, that relates to the affairs of an agency, and, for the purposes of this interpretation, a Minister shall be deemed to be in possession of a document that has passed from his possession if he is entitled to access the document and the document is not a document of an agency ...
Over the years there has been developed the concept of constructive possession, an interpretation more in keeping with the objects of the legislation and its beneficial character than might apply elsewhere...
This notion of the wider interpretation is to be found in an early case in this Tribunal, Re Guide Dog Owners and Friends Association and Northern Thanet Pty Ltd and Commissioner for Corporate Affairs (1988) 2 VAR 405. At 408, Judge Jones stated that: "in my view, having regard to the scheme and objects of the Act, possession embraces legal or constructive possession; that is a right and power to deal with the document in question. It is not confined to actual or physical possession. Such a construction is, in my view, consistent with decisions of the Tribunal where it has regarded documents in the control of an agency as being documents of the agency".
...a Minister shall be deemed to be in possession of a document that has passed from his possession if he is entitled to access to the document and the document is not a document of an agency.
...ministerial staff ... must only act in accordance with the instructions of their Minister or the Premier, as the case may be;[10] and
The purposes and function of the Document was to assist Mr Kapel to manage his time in performing his duties as Chief of Staff ...[11]
(d) Mr Nutt agreed under cross-examination that the Premier was entitled to access his diary and he assumed that the same situation would have pertained between the Premier and Mr Kapel's diary.
The master media plan would set out the particular media focus or engagements of the Premier and each Minister each week...
Neither the individual media plans nor the master media plans were circulated or distributed outside the Office of the Premier.[16]
...there was a considerable overlap between the business of government and the promotion of the political image of the government in the community.[17]
...included matters relevant to the Minister's activities as a local member, and member of a political party. It also included matters relevant to the exercise of his Ministerial functions as Minister for Planning ...[21]
If any final plans contain like matters, even if sought to be addressed in a manner designed to 'optimise political opportunities for the government' and 'promote the political image of the government in the community', they would, in my view, contain matters which would also relate to the affairs of an agency.[22]
The functions of the OTP are to support and serve the Premier in his various capacities, including:
... in his ministerial role as head of the government and Minister for the Arts ...[25]
As Chief of Staff to the Premier, I manage the OTP;[26] and
Mr Kapel's duties and responsibilities as Chief of Staff were the same as my duties and responsibilities ... save for one difference. Mr Kapel's duties and responsibilities did not involve direction of the Cabinet Office ...[27]
Mr Kapel's diary during the relevant period relates to appointments made in his role as Chief of Staff to the Premier;[28] and
Mr Kapel's diary was used by Mr Kapel to manage his time in performing his duties as Chief of Staff by recording his intentions as to future activities.[29]
The concept of 'an Official document of a Minister' and the qualification that a document must relate to the affairs of an agency would appear to import a distinction between a document in the possession of the Minister as a Minister and a document in the possession of a Minister in some other capacity, such as his or her capacity as a member or officeholder of a political party or as a local member. Were it otherwise, all manner of party political or constituency documents in the possession of Ministers might be subject to FOI, a result that was plainly not intended...
The Respondent submitted that the heading to the last seven lines of an attachment to that document was not in the possession of the Premier as a Minister but in his capacity as a member of a political party. After examining the relevant document the Tribunal accepts that such a distinction can be drawn and accepts the submission of the Respondent [as quoted above]...
There is no doubt in my mind that the Premier's diary is an Official document of a Minister and there was no argument on the point. What must be considered is whether there is contained in that Official document "some matter that does not relate to the affairs of an agency or of a department".
(a) the owner of the land to which the development application relates...[emphasis added]
...the 'affairs' of which the section speaks are those activities of persons suspected of serious crime related activity whose property is restrained by a restraining order under the Act which activities might affect the making of further orders under the Act.[38]
a document which is held by a Minister... and that relates to the affairs of an agency; but does not include an agency's document.
(1) In proceedings under this Part by virtue of section 12, the principal officer upon whom the notice was served has the onus of establishing that the document concerned is not a document as described in section 8(1) or section 11(1).
(2) In proceedings under this Part, the agency or Minister to which or to whom the request was made has the onus of establishing that a decision given in respect of the request was justified or that the Tribunal should give a decision adverse to the applicant.
[2] Mr Nutt conceded under cross-examination that he did not have any particular knowledge of how Mr Kapel managed his diary but could only give general evidence based on his discussions with Ms Carney.
[3] For example, see Amatek Ltd v Googoorewon Pty Ltd [1993] HCA 16; (1993) 176 CLR 471, 477 (Mason CJ, Brennan, Dawson, Gaudron and McHugh JJ) where the High Court was interpreting the purpose of the Encroachment of Buildings Act 1922 (NSW).
[4] In both The University of Melbourne v Robinson [1993] VicRp 67; [1993] 2 VR 177, Brooking J at 178 and in Department of Premier and Cabinet v Birrell (No 2) [1990] VicRp 5; [1990] VR 51, Murphy J at 53, reference was made to the long title in construing the FOI Act.
[5] Section 5(1) defines department to mean a department within the meaning of s 10 of the Public Administration Act 2004 or an office specified in section 16(1) of that Act. Section 5(1) defines council to have the same meaning as in s 3(1) of the Local Government Act 1989 (Vic). Section 5(1) defines prescribed authority to be a body corporate established by an Act or by the Governor in Council or by a Minister, or to be a body declared by the regulations to be a prescribed authority, as to which see Freedom of Information Regulations 2009.
[6] Freedom of Information Bill Second Reading Speech 14 October 1982 Hansard Legislative Assembly 1061-1066.
[7] Freedom Of Information Bill 1982 Notes of Clauses 17.12.1982.
[8] See the cases of Wilson, Schubert and Davis herein.
[9] (2001) 19 VAR 35 at [19].
[12] Section 38 of the Interpretation of Legislation Act 1984 (Vic).
[19] Such as a Minister's private rate notice for his home or the registration papers for a private motor vehicle.
[20] Refer also Davis v Office of the Premier [2011] VCAT 1629 at para 54 per Hampel J.
[23] Davis v Office of the Premier [2011] VCAT 1629 at [55]- [56].
[32] (2001) 19 VAR 35 at [19].
[33] Reproduced under paragraph 17 of the decision.
[35] [1996] HCA 20; (1996) 185 CLR 470 (Brennan CJ, Dawson, Toohey, McHugh and Gummow JJ).
[39] For example, R v Kelly; Ex parte Victorian Public Service Board [1985] VicRp 81; [1985] VR 825, 831 (Kaye J); Parnell v Office of the Premier of New South Wales [2009] NSWADT 42, [17] to [22], [25], [30].
The Herald and Weekly Times Pty Limited
The Office of the Premier
(1998) 194 CLR 355
(1993) 176 CLR 471
(1996) 185 CLR 470
(2000) 49 NSWLR 465