[2023] TASSC 21
General information, not legal advice.
Supreme Court of Tasmania
2023-06-08
Wood J
Original judgment source is linked above.
Evidence - Admissibility - Exclusions: privileges - Client legal privilege - Loss of privilege - Implied waiver - Defendant's conduct inconsistent with maintaining privilege - Privilege waived in context of an appeal concerning conduct of former counsel - Email from counsel waived privilege in full and took conduct beyond limited waiver - Appeal abandoned and no further reliance on affidavits - State seeks to tender evidence of admissions to former counsel on disputed facts hearing - Unfair to admit evidence of admissions to establish guilt.
Evidence Act 2001 (Tas), ss 90, 118, 119, 122.
Mann v Carnell [1999] HCA 66, 201 CLR 1, applied.
DSE (Holdings) Pty Ltd v Intertan Inc [2003] FCA 384, 127 FCR 499; Lazer v R [2021] NSWCCA 132; Goldberg v Ng [1995] HCA 39; (1995) 185 CLR 83, referred to.
Judgment Number: [2023] TASSC 21
"... on or about the 24th day of February 2020 unlawfully assaulted [the complainant] by slapping her to the face, pushing her onto the bed, putting his hands around her throat and squeezing and head butting her to the head."
"... on or about the 24th day of February 2020 at a time subsequent to count 1, unlawfully assaulted [the complainant] by wrapping a dressing gown cord around her neck and pulling it tightly and head butting her to the head."
"(a) Counsel for the appellant failed to act on his client's instructions by providing imprudent and inappropriate advice to plead guilty to the indictment after the commencement of the trial. Such advice being contrary to the instructions received, resulting in a miscarriage of justice as the appellant was deprived of his right to challenge the facts as alleged by the State.
(b) That the plea of guilty entered by the appellant was improper in that it was:
(i) Not a free and voluntary confession of the crimes charged;
(ii) Obtained by harassment and improper pressure placed upon the appellant by his counsel;
(iii) Entered in circumstances where the appellant's ability to make a free choice was removed;
Evidence is not to be adduced if, on objection by a client, the court finds that adducing the evidence would result in disclosure of -
(a) a confidential communication made between the client and a lawyer; or
(b) a confidential communication made between 2 or more lawyers acting for the client; or
(c) the contents of a confidential document, whether delivered or not, prepared by the client, lawyer or another person -
for the dominant purpose of the lawyer, or one or more of the lawyers, providing legal advice to the client.
Evidence is not to be adduced if, on objection by a client, the court finds that adducing the evidence would result in disclosure of -
(a) a confidential communication between the client and another person, or between a lawyer acting for the client and another person, that was made; or
(b) the contents of a confidential document, whether delivered or not, that was prepared -
for the dominant purpose of the client being provided with professional legal services relating to an Australian or overseas proceeding, including the proceeding before the court, or an anticipated or pending Australian or overseas proceeding, in which the client is, or may be, or was or might have been, a party."
"122 Loss of client legal privilege: consent and related matters
(1) This Division does not prevent the adducing of evidence given with the consent of the client or party concerned.
(2) Subject to subsection (5), this Division does not prevent the adducing of evidence if the client or party concerned has acted in a way that is inconsistent with the client or party objecting to the adducing of the evidence because it would result in a disclosure of a kind referred to in section 118 , 119 or 120.
(3) Without limiting subsection (2), a client or party is taken to have so acted if -
(a) the client or party knowingly and voluntarily disclosed the substance of the evidence to another person; or
(b) the substance of the evidence has been disclosed with the express or implied consent of the client or party.
"Waiver may be express or implied. Disputes as to implied waiver usually arise from the need to decide whether particular conduct is inconsistent with the maintenance of the confidentiality which the privilege is intended to protect. When an affirmative answer is given to such a question, it is sometimes said that waiver is 'imputed by operation of law' [23]. This means that the law recognises the inconsistency and determines its consequences, even though such consequences may not reflect the subjective intention of the party who has lost the privilege. Thus, in Benecke v National Australia Bank [24], the client was held to have waived privilege by giving evidence, in legal proceedings, concerning her instructions to a barrister in related proceedings, even though she apparently believed she could prevent the barrister from giving the barrister's version of those instructions. She did not subjectively intend to abandon the privilege. She may not even have turned her mind to the question. However, her intentional act was inconsistent with the maintenance of the confidentiality of the communication. What brings about the waiver is the inconsistency, which the courts, where necessary informed by considerations of fairness, perceive, between the conduct of the client and maintenance of the confidentiality; not some overriding principle of fairness operating at large." (My emphasis.)
"All that can be noted at this point is the possible reliance on ss 90 and 135 of the Evidence Act to preclude such evidence that is obtained for one purpose from being deployed for another."
In a criminal proceeding, the court may refuse to admit evidence of an admission, or refuse to admit the evidence to prove a particular fact, if -
(a) the evidence is adduced by the prosecution; and
(b) having regard to the circumstances in which the admission was made, it would be unfair to a defendant to use the evidence."
The discretion to refuse to admit evidence of an admission sought to be adduced by the Crown requires consideration of whether using the evidence would be unfair to the defendant having regard to the circumstances in which it was made. In Em v R [2007] HCA 46, 232 CLR 67, the judgment of Gummow and Hayne JJ stated that the circumstances in which an out-of-court admission can be said to be unfair cannot be defined exhaustively, but that the discretion given by s 90 is to be engaged as a final or "safety net" provision: [109]. The focus of s 90 is on the fairness of using the admission at trial, per Gummow and Hayne JJ at [107]. The unfairness associated with the use of an admission might extend to forensic disadvantages that an accused might suffer at trial: Haines v The Queen [2018] NSWCCA 269 at [271].
"The principle which runs through all these cases, and the many other cases which were cited, is that a man must be able to consult his lawyer in confidence, since otherwise he might hold back half the truth. The client must be sure that what he tells his lawyer in confidence will never be revealed without his consent. Legal professional privilege is thus much more than an ordinary rule of evidence, limited in its application to the facts of a particular case. It is a fundamental condition on which the administration of justice as a whole rests ... it is not for the sake of the applicant alone that the privilege must be upheld. It is in the wider interests of all those hereafter who might otherwise be deterred from telling the whole truth to their solicitors."
Tasmania
Palmer [2023] TASSC 21
(1995) 185 CLR 83