[2024] WASCA 23
General information, not legal advice.
Court of Appeal (WA)
2024-03-12
Buss P
Original judgment source is linked above.
(a) The appellant's conduct, which occurred in the execution of his duty as a police officer, involved 'a major breach of public trust'. Her Honour noted that, as a police officer, the appellant had been given specific powers and was trusted to exercise those powers according to law. However, on this occasion he had failed to do so.[27]
(b) The victim was vulnerable because of the imbalance of power between her and a uniformed police officer, who was armed with handcuffs and exercising force against her. She was also vulnerable as a result of the state of her mental health. The sentencing judge observed that it would have become obvious to the appellant during the course of the events that the victim was psychologically vulnerable.[28]
(c) The offending was not fleeting, nor did it occur over a short period of time. Her Honour noted that the deprivation of liberty extended from the time that the victim was first handcuffed until she arrived at the police station, and there was 'more than ample opportunity' for the appellant, during that time, to reflect upon the wrongfulness of his conduct.[29]
(d) The appellant misused his police‑issued equipment, being his handcuffs, in order to assault and unlawfully detain the victim.
(e) The appellant sought to use his rank to dissuade Officer Chapman from intervening, and he tried to stop her from preventing his continuing assault on the victim.[30]
(1) He had made efforts since having been convicted to obtain new vocational skills and qualifications.
(2) He had sought support from the police psychologist and had re‑engaged with his church community.
(3) He had built new relationships, became engaged to his partner, and was planning for his future beyond the police service.
(4) Although his mental health had not been a factor in the commission of the offences, it had been impacted by his own conduct and by his engagement in the criminal justice process.
(5) His day‑to‑day experience in prison would be more onerous than that of someone who was not a former police officer. Her Honour anticipated that it was likely that the appellant would be housed in a protection wing and his movement within the prison would be more limited, which would likely impact on his opportunities to undertake programs and engage in work and other activities. Her Honour accepted that the appellant was likely to experience custody with a greater level of subjective fear of violence or reprisals in the event that other inmates should become aware of his former occupation as a police officer.
I am of the view that the need for general deterrence is high.
Police officers are given the power to apply force and detain people that others do not have. These powers come with limits. Those limits exist for very good reasons, including some which strike at the very heart of what we consider to be a civilised community.
There is a significant public interest in requiring police officers to firstly know and secondly apply the law relating to their powers and responsibilities.
I am of the view that accordingly, there is a strong need for police officers who are given the power to apply force to and to detain others to do so within the confines of those powers.
Police officers must know that to abuse those powers is viewed seriously by the community and will be treated seriously by the court.
As follows from this, of course, and as your counsel concedes, there is a need for the denunciation of police officers and in this case you, [the appellant], and your conduct, to police officers who misuse the powers that they are given by the State over people and who are thereby abusing their position of trust.
However, in my view, the need for punishment, general deterrence and the seriousness of your offending lead me to the conclusion that to suspend any term of imprisonment, whether wholly or partially, would be simply inappropriate.
Your breach of the trust that the community of Western Australia placed in you as a police officer combined with your offending having continued despite another officer verbally and physically intervening in an attempt to stop your offending and, of course, combined with everything I have already said about the nature and seriousness of your offending generally, lead me to a conclusion that to suspend the term in any manner would not be appropriate. You will therefore be required to serve the term immediately.
Ground 1 - did her Honour err in determining that the need for general deterrence was high? Ground 1 - the submissions
1.1 It is accepted that general deterrence was a relevant factor in determining an appropriate sentence, however there was nothing before the Court which suggested that there was such a large number of sufficiently similar cases that elevated the need for general deterrence to the level indicated by the sentencing Judge.
1.2 There were no other factors relating to the offending behaviour that required an elevation of the need for general deterrence to the level adopted by the sentencing Judge.
1.3 In combination with other factors, the degree of need for general deterrence was a significant factor in the sentencing Judge determining that a sentence of immediate imprisonment was the only appropriate sentencing disposition.
1.4 The specific error identified materially impacted on the conclusion that only a term of immediate imprisonment was appropriate.
The assertion in two of the particulars of the ground of appeal that the trial judge gave 'insufficient weight' to some sentencing factors is misconceived. An alleged failure by a judge who has exercised a discretion to give any or sufficient weight, or a complaint that a judge who has exercised a discretion gave excessive weight, to a relevant consideration will only constitute an express appealable error if it amounts to a failure to exercise the discretion conferred on the judge. See Mallet v Mallet; Dinsdale v The Queen; Vagh v The State of Western Australia; Pedersen v The State of Western Australia.[63] A complaint about the attribution of weight to a relevant consideration therefore does not ordinarily give rise to an express error that enlivens an appellate court's jurisdiction to intervene in an appeal against a judge's discretionary decision or judgment. In the absence of a failure to exercise the discretion conferred on the judge, a weighting error is, ordinarily, merely a conclusion that is implicit in, and flows from, a finding by an appellate court that the outcome or result of the judge's exercise of the discretion is unreasonable or plainly unjust. Ordinarily, a weighting error is not, of itself, an independent ground which justifies appellate intervention.
Ground 2 - were the sentences manifestly excessive as to type?
A ground of appeal which alleges that a sentence is manifestly excessive asserts the existence of an implied error. It is necessary, in determining whether a sentence is manifestly excessive, to examine it from the perspective of the maximum sentence prescribed by law for the relevant offence, the standards of sentencing customarily observed with respect to that offence, the place which the criminal conduct occupies on the scale of seriousness of offences of the kind in question, and the personal circumstances of the offender.
The guidance afforded by comparable cases is flexible rather than rigid. The mere fact a sentence is within the range of other sentences imposed for similar offending does not necessarily establish that there was an appropriate exercise of the sentencing discretion in the particular case. Similarly, the mere fact a sentence is outside the range does not necessarily establish that the exercise of the sentencing discretion in the particular case miscarried.
A sentencing range for comparable offences is merely one of the factors to be taken into account in deciding whether an individual sentence is manifestly excessive or a total effective sentence infringes the first limb of the totality principle. A range of sentences customarily imposed is of significance for the purpose of ensuring broad consistency in the sentencing of offenders in broadly comparable cases. However, a sentencing range for comparable cases does not fix the range of a sound exercise of the sentencing discretion in a particular case.
When this court dismisses an appeal against sentence, and when it allows an appeal against sentence and resentences the offender, this court's decision on the sentencing outcome does not, of itself, fix the upper or lower limit of the range.
The discretion conferred on sentencing judges is, of course, of fundamental importance and this court may not substitute its opinion as to sentencing for that of the sentencing judge merely because it would have exercised the discretion in a different manner. See Lowndes v The Queen.[65]
By s 6(4) of the Sentencing Act:
'A court must not impose a sentence of imprisonment on an offender unless it decides that -
(a) the seriousness of the offence is such that only imprisonment can be justified; or
(b) the protection of the community requires it.'
Section 76 of the Sentencing Act provides, relevantly:
'(1) A court that sentences an offender to a term of imprisonment, or to an aggregate of terms of imprisonment, of 60 months or less may order that the term or terms be suspended for a period set by the court; but not more than 24 months.
(2) Suspended imprisonment is not to be imposed unless imprisonment for a term or terms equal to that suspended would, if it were not possible to suspend imprisonment, be appropriate in all the circumstances.'
Similarly, s 81(1) of the Sentencing Act provides that a prescribed court that sentences an offender to a term of imprisonment, or to an aggregate of terms of imprisonment, of 60 months or less may order that the whole of the term or terms be suspended for a period set by the court, but not more than 24 months, subject to certain conditions. Section 81(2) provides that conditional suspended imprisonment is not to be imposed unless imprisonment for a term or terms equal to that suspended would, if it were not possible to suspend imprisonment, be appropriate in all the circumstances.
The limit of 5 years specified in s 76(1) and s 81(1) reflects Parliament's view that if an offender is sentenced to a term of imprisonment, or to an aggregate of terms of imprisonment, in excess of the specified limit, the offending will be of an order of seriousness which precludes suspension or conditional suspension.
The limit of 5 years also reflects Parliament's view that a term of imprisonment, or an aggregate of terms of imprisonment, may appropriately be suspended even though the offender has committed an offence or offences that are of sufficient seriousness as to warrant a sentence or total sentence of 5 years' imprisonment.
A court must not impose a term of immediate imprisonment unless satisfied, having regard to the sentencing principles set out in div 1 of pt 2 of the Sentencing Act, that it is not appropriate to impose suspended or conditional suspended imprisonment. See s 39(2) and s 39(3).
A sentencing judge must be positively satisfied that it is not appropriate to suspend or conditionally suspend a term of imprisonment before the term can be ordered to be served immediately. In a borderline case, it may be reasonably open to impose different types of sentences. See Skipworth v The State of Western Australia;[66] Fogg v The State of Western Australia.[67]
The discretion to suspend or conditionally suspend a term of imprisonment is not confined by considerations relating to rehabilitation. See Dinsdale v The Queen. The objective features of an offence may, in a particular case, outweigh the personal considerations of rehabilitation. See Dinsdale [86].
The critical question in an appeal such as the present is whether it was reasonably open to the sentencing judge to be positively satisfied that suspended or conditionally suspended imprisonment was not an appropriate sentencing option having regard to the facts and circumstances of the particular case and all relevant sentencing factors and principles. See McIntyre v The State of Western Australia;[68] Nayna v The State of Western Australia;[69] Smith v The State of Western Australia.[70]
(a) when the appellant arrived at the victim's house, he was confronted with a very difficult situation, which he had little information about, and he found himself confronted by the victim, who was uncooperative and verbally abusive;
(b) the appellant acted out of a sense of frustration, exasperation, and irritation, and not out of anger or any sense of malice;
(c) the physical injuries suffered by the victim were at the very lowest end of the range of seriousness that could constitute bodily harm; and
(d) while the appellant did not have the mitigation that pleas of guilty would have brought, the mitigating factors that were present, in combination, strongly supported the conclusion that a suspended term of imprisonment or a conditionally suspended term of imprisonment was open.
(a) There were, as described earlier in these reasons, four separate applications of force.
(b) Although not relied upon by the State as an application of force that comprised part of the assault, the appellant also pushed his forearm into the victim's head, forcing her head against the side of the car.
(c) The seriousness of the appellant's offending escalated after the first application of force.
(d) Officer Chapman intervened, endeavoured to reason with the appellant, urged him to stop interacting with the victim and told him that there was no basis for arresting the victim. The appellant disregarded Office Chapman's advice.
(e) During the fourth application of force the appellant kicked Officer Chapman.
(f) The sentencing judge found that there was more than ample opportunity (even after the first application of force) for the appellant to reflect upon his conduct and its wrongfulness.[71]
(g) The sentencing judge found that the appellant sought to use his rank to dissuade Officer Chapman from intervening and trying to prevent the appellant continuing his assault upon the victim.[72]
(h) The appellant sought to intimidate Officer Chapman by informing her, in effect, that he would be making a complaint about her conduct to a more senior officer.
(i) The appellant could never have believed that there was a lawful basis to handcuff the victim or to arrest her. The sentencing judge found that the appellant tried to arrest the victim for breaching a police order that he well knew did not exist and he could never have believed did exist.[73] Her Honour found in effect that, despite being an experienced police officer and senior to Officer Chapman, the appellant did not have the skills nor exercise the patience required of a police officer in a difficult and trying situation.[74] Her Honour found that the appellant had allowed his frustration, irritation and exasperation to overcome his judgment.[75] However, her Honour was not satisfied beyond reasonable doubt that the appellant was motivated by any personal anger towards the victim.[76] Her Honour said that the appellant was not attempting to punish the victim for any wrong that she had done to the appellant personally.[77]
(j) The victim was vulnerable by reason of both the significant power imbalance between her and the appellant, and her mental health. The sentencing judge found that it would have been obvious to the appellant during his interaction with the victim that she was psychologically vulnerable.[78]
(k) Neither the pre‑sentence report nor the psychological report indicate that, at the material time, the appellant was suffering from some emotional difficulty or crisis in his ordinary work life or his personal life that might explain his offending conduct.
(l) The appellant's actions escalated the situation with the victim, heightening her anxiety and reactivity.
(a) the maximum penalties;
(b) the objective facts and circumstances of the offending;
(c) the standards of sentencing customarily observed with respect to offences of the kind in question;
(d) the place which the appellant's offending occupies on the relevant scales of seriousness;
(e) the aggravating factors; and
(f) the appellant's personal circumstances and antecedents and all other mitigating factors,
we are of the opinion that it was reasonably open to the sentencing judge to be satisfied that it was inappropriate to impose conditionally suspended imprisonment, suspended imprisonment or partly suspended imprisonment.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[1] Swift v The State of Western Australia [2023] WASCA 176.
[34] Defence sentence submissions, par 27.
[40] Marshall v The State of Western Australia [2008] WASC 99 [44].
[44] Dinsdale v The Queen [2000] HCA 54; (2000) 202 CLR 321.
[49] Veen v The Queen (No 2) [1988] HCA 14; (1988) 164 CLR 465, 476 (Mason CJ, Brennan, Dawson & Toohey JJ).
[50] R v Sweeney (1992) 71 CCC (3d) 82, 98 (Wood JA).
[51] Wong v The Queen [2001] HCA 64; (2001) 207 CLR 584 [75] (Gaudron, Gummow & Hayne JJ). See also Markarian v The Queen [2005] HCA 25; (2005) 228 CLR 357 [37] (Gleeson CJ, Gummow, Hayne & Callinan JJ).
[52] See s 6(1) of the Sentencing Act 1995 (WA).
[54] See The State of Western Australia v AHD [2021] WASCA 13 [56] (Buss P).
[55] See Dimanopoulos v The State of Western Australia [2011] WASCA 62 [19] (McLure P & Buss JA).
[56] Gok v The Queen [2010] WASCA 185 [59] (Mazza J, McLure P & Buss JA).
[58] Lovell v Lovell [1950] HCA 52; (1950) 81 CLR 513, 519 (Latham CJ), 533 (Kitto J).
[59] Mallet v Mallet [1984] HCA 21; (1984) 156 CLR 605, 614 (Gibbs CJ).
[60] Dinsdale [26] (Gaudron & Gummow JJ).
[61] See, for example, Vagh v The State of Western Australia [2007] WASCA 17 [47] (Roberts‑Smith JA), [76] (McLure JA); Gelmi v The State of Western Australia [2019] WASCA 139; (2019) 89 MVR 443 [81] (Quinlan CJ, Buss P & Mazza JA); Lee v The State of Western Australia [2022] WASCA 137 [72] ‑ [75] (Buss P, Mitchell JA & Livesey AJA); HSH v The State of Western Australia [2023] WASCA 113 [188] (Buss P).
[63] Pedersen v The State of Western Australia [2010] WASCA 175.
[64] Pflug v The State of Western Australia [2018] WASCA 65; (2018) 272 A Crim R 376 [40] - [53].
[65] Lowndes v The Queen [1999] HCA 29; (1999) 195 CLR 665.
[66] Skipworth v The State of Western Australia [2008] WASCA 64.
[67] Fogg v The State of Western Australia [2011] WASCA 11.
[68] McIntyre v The State of Western Australia [2016] WASCA 150.
[69] Nayna v The State of Western Australia [2016] WASCA 169.
[70] Smith v The State of Western Australia [2017] WASCA 73.
(1950) 81 CLR 513
(2000) 202 CLR 321
(1988) 164 CLR 465
(2001) 207 CLR 584
(2005) 228 CLR 357
(2019) 89 MVR 443
(1999) 195 CLR 665
(1984) 156 CLR 605