[2014] QCAT 37
General information, not legal advice.
Queensland Civil and Administrative Tribunal
2014-01-28
Original judgment source is linked above.
This matter was heard and determined on the papers pursuant to s 32 of the Queensland Civil and Administrative Tribunal Act 2009 (QCAT Act). Written submissions were received from the applicant's legal representative, Mr G Cranny, Solicitor, Gilshenan and Luton Legal Practice and from the respondent's legal representative, Mr S McLeod of Counsel instructed by the Officer of the Queensland Police Service.
[1] Mr Swenson seeks an extension of time to file an application to review a decision made by the respondent decision maker on 20 October 2010.
[2] The decision sought to be reviewed relates to sanction imposed by the respondent for conduct that took place on 12 September 2010. Mr Swenson was working at the Indooroopilly Police Station as the shift supervisor and senior officer and admitted to viewing photographs taken by police officers of a semi-naked female. The photographs were shown to other police officers by a first year constable, Constable Perks.
[3] Mr Swenson admits that he was made aware of the circumstances in which the photographs had been taken and he advised Constable Perks to delete the photographs.[1] Mr Swenson, during his next shift, became aware that Constable Perks was showing the photographs to other police officers. Mr Swenson did not take any further action in relation to the matter. In particular he failed to report the misconduct of his fellow police officers as required under s 7.2 of the Police Service Administration Act 1990.
[4] The respondent determined that Mr Swenson's conduct amounted to police misconduct in that his conduct "did not meet the standard of conduct the community reasonably expects of a police officer".[2]
[5] Mr Swenson accepted the allegation of misconduct and elected to resolve the disciplinary proceedings through the Administrative Consensual Disciplinary process (ACDP). Mr Swenson was informed during the ACDP process of his right to review the respondent's decision in the Queensland Civil and Administrative Tribunal. The respondent's notice of determination referred to section 219G of the Crime and Misconduct Act 2001 that confers power on the Tribunal to review a reviewable decision within 14 days from receiving the decision.
[6] The ACDP process was finalised by the respondent without a hearing and the sanction imposed was a reduction in paypoint 2.6 to paypoint 2.5 with no advancement to 2.6 for 12 months effective from 4 November 2010.
[7] Mr Swenson filed an application to review the respondent's decision on 31 October 2013. The application is clearly out of time.
[8] The Tribunal has the power under s 61 of the Queensland Civil and Administrative Tribunal Act 2009 to extend the time in which to file the application. The Tribunal must consider whether "the interests of justice are served by granting or refusing the extension sought".[3]
[9] There are earlier decisions of the Tribunal and the Appeal Tribunal that have identified some of the relevant factors to be considered in exercising the discretionary power to extend time. Relevant factors, although not exclusive, include the length of the delay and whether a satisfactory explanation has been provided for the delay; the merits of the application; and the degree of prejudice, if any, to the other party if the application to extend time is granted.[4]
[10] Mr Swenson contends that he was "reluctant" to commence proceedings because he was waiting for the Tribunal to finalise the review proceedings relating to sanction for another police officer involved in the conduct, Constable Garth.
Is the explanation for the delay satisfactory?
[13] I am not satisfied that Mr Swenson has provided a satisfactory explanation for the delay in filing the application for the following reasons:
Mr Swenson fails to address how Constable Garth's conduct was "directly relevant" to his conduct. Mr Swenson was a more senior officer at the time and he failed to report misconduct of police officers whom he knew had taken photographs and the conduct of Constable Perks who he knew had shown the photographs to other officers. I am not satisfied that Constable Garth's conduct is "directly relevant" to Mr Swenson's conduct.
Mr Swenson fails to address why he did not otherwise file the application within the prescribed time in circumstances where he had been advised of the 14 day time limit and he knew the Tribunal had the power to review sanction based on his own contention that Constable Garth had elected to review his sanction before the Tribunal.
Mr Swenson fails to address why he waited nearly 3 years to exercise his review rights in circumstances where he now contends that it "became apparent" after receiving the sanction that he would not be entitled to return to the "position" he would have held in the Queensland Police Service (QPS) after 12 months, the period of the sanction imposed. I am not otherwise satisfied that Mr Swenson's progression of paypoints and position held in the QPS is related to Constable Garth's review proceedings that Mr Swenson contends he was waiting to be finalised in the Tribunal before filing the application.
[14] The delay in relation to filing the application for review is considerable. It has been previously determined by the Tribunal that a short delay is easier to excuse than a lengthy one. In the decision of Crime and Misconduct Commission v Chapman & Anor[7] the Honourable James Thomas AM QC said that:
In cases of a relatively short and properly explained delay, when there is no real prejudice or disadvantage to other parties, it is difficult to conceive an extension being refused. But as mentioned above the discretion is not to be trammelled, and exercises of this nature must be determined case by case according to recognised principles including those stated above.[8]
[15] Mr Swenson also contends that he filed the application in the Tribunal shortly after receiving correspondence from the QPS that his matter would not be reopened. The respondent argues, however, that Mr Swenson was advised by the QPS on 11 October 2013 through his solicitors that his matter would not be reopened. Mr Swenson did not file his application for review until 31 October 2013. I accept the respondent's submission that Mr Swenson has not otherwise provided an explanation for the delay of approximately 20 days in filing the application after receiving correspondence dated 11 October 2013 from the QPS.
[16] Notwithstanding the absence of a further explanation for the 20 days delay in filing the application, Mr Swenson's submission that he was seeking a reopening of the matter with the QPS and this is a further explanation for the delay, is without substance. Mr Swenson has made submissions about Constable Garth's review of sanction proceedings in the Tribunal and contends that he was waiting for Constable Garth's matter to be finalised. It is therefore reasonable to presume that Mr Swenson was aware, at the time of receiving the sanction that the Tribunal was the appropriate forum to review the respondent's decision and not the QPS having sought a reopening of the disciplinary proceedings.
[17] Mr Swenson contends that the sanction imposed was manifestly excessive and he will incur substantial financial loss as a result of the deduction in paypoints that did not take effect until 4 November 2010. The deduction in paypoints attracts a reduction in salary and Mr Swenson was, as a result of the sanction, denied the opportunity to be promoted to Senior Constable paypoint 2.7 in March 2011.
[18] Mr Swenson also contends that his involvement in the incident was "minimal" and that there is effectively a disparity in the sanction imposed for Constable Garth's conduct, who is referred to in written submissions as being the "principal offender," when compared to the sanction imposed for Mr Swenson's conduct. I am referred to the findings of the Appeal Tribunal where the Honourable Charles Brabazon QC stated:
It might be noted that the sanctions imposed on the other officers, connected with Constable Garth's conduct, are more severe. It is inappropriate here for the QPS to seek penalty in line with those decisions. Some of them are surprisingly harsh. They are penalties that seem to have been intended to impose punishment, rather then reinforce the need to discipline.[9]
[19] The Tribunal's power, on review, is to arrive at the correct and preferable decision based on the evidence that was before the original decision maker.[10] The Tribunal in exercising its review jurisdiction has the same powers as the original decision maker;[11] and can impose a different sanction in circumstances where it determines it is "more appropriate".[12]
[20] In the absence of an application for leave to adduce new or fresh evidence, Mr Swenson's application for review would proceed before the Tribunal based on the evidence that was before the respondent decision maker. This would include written submissions made by Mr Swenson during the ACDP process, relating to sanction. Mr Swenson admits that his conduct was serious and that such an incident has the ability to "tarnish the public's image of the QPS".[13]
[21] I accept that there is a disparity in the sanction imposed by the respondent decision maker when compared to Constable Garth's sanction imposed by the Appeal Tribunal. I also accept that the Tribunal, on review, would take into consideration other matters involving similar conduct, such as Constable Garth's matter, to ensure consistency in sanctions imposed.
[22] I am not satisfied, however, that the merits of the application alone, in the absence of a satisfactory explanation for the delay, in circumstances where the length of the delay is considerable, are sufficient to justify the grant of an extension of time.
[23] Notwithstanding the strengths of Mr Swenson's case, I am satisfied the respondent decision maker at the time of determining sanction has considered all of the mitigating circumstances including any financial detriment as a result of the deduction in paypoints. Mr Swenson has referred to the "huge financial impact" to himself and his family in the ACDP process notice (Form A) under "mitigating circumstances". The Form A also refers to information relevant to sanction including "favourable comments" relating to Mr Swenson's conduct as a serving police officer.
[24] The respondent was cognisant of the purpose of disciplinary proceedings as prescribed under s 219A of the Crime and Misconduct Act 2001 and reflected in the notice of determination. The respondent clearly states in the notice of determination that he has taken into consideration the facts, favourable comments and submissions of mitigating circumstances.
Is there any prejudice to the respondent in allowing the extension?
[25] I do not accept Mr Swenson's contention that it is unlikely the respondent will suffer any direct prejudice as a result of the late filing of the application.
[26] To allow an application to proceed in the Tribunal in circumstances where a considerable period of time has elapsed, in the absence of a satisfactory explanation for the delay, denies the respondent the opportunity to effectively manage its disciplinary processes. That is, the respondent is denied the opportunity to proceed to finalisation of disciplinary matters particularly in the ACDP process which effectively expedites the process, when there is a possibility of a review being pursued in some indefinite time period.
Do the interests of justice otherwise warrant the granting of an extension?
[27] The relevant legislation, the Crime and Misconduct Act 2001_,_ prescribes that the time for filing an application in the Tribunal is 14 days. Here the time that has elapsed since the respondent determined the sanction to the time of filing the application is approximately 3 years.
[28] I am not satisfied that the interests of justice otherwise warrant the granting of an extension of time. Mr Swenson was given an opportunity, having elected to proceed through the ACDP process, to submit any mitigating circumstances. The respondent has considered the submissions together with the uncontested allegations in determining sanction.
[29] The finalisation of the disciplinary process by the QPS is not only important in maintaining standards in the QPS but also in maintaining public confidence as reflected in s 219A of the Crime and Misconduct Act 2001: to protect the public; and to uphold ethical standards within the police service; and to promote and maintain public confidence in the public sector.
[30] The public interest would not be served if an extension of time to file the application was allowed in circumstances where the delay is considerable and a satisfactory explanation for the delay has not been provided.[14] The appropriate order having considered all of the circumstances and the written submissions filed is that the application to extend time for filing the application for review is refused.
Application to dismiss the application for review on the Tribunal's own initiative
[31] The Tribunal has the power, on its own initiative, under s 47 of the Queensland Civil and Administrative Tribunal Act 2009 to dismiss the application on the basis that it is "frivolous, vexations or misconceived; or lacking in substance; or otherwise an abuse of process".
[32] The Tribunal has determined that Mr Swenson's application to extend time for filing the application is refused. The application for review is clearly out of time and in the absence of an order allowing time to be extended, the Tribunal is not in a position to deal with the substantive application. The application to review the respondent's decision is therefore dismissed.
[1] Form A, Notice to undertake an administrative consensual disciplinary process undated.
[2] Crime and Misconduct Act 2001, schedule 2.
[3] Benson v Ware [2012] QCATA 24 at [9].
[4] Ibid. See also Crime and Misconduct Commission v Chapman & Anor [2011] QCAT 229, Crime and Misconduct Commission v Assistant Commissioner O'Regan and Anor [2012] QCAT 238 and Frazer v Assistant Commissioner Rydners, Queensland Police Service [2012] QCAT 295.
[10] Queensland Civil and Administrative Tribunal Act 2009 s 20. See s 219H, Crime and Misconduct Act 2001.
[12] Crime and Misconduct Commissioner v Assistant Commissioner Barnett and Anor [2011] QCAT 161.
[13] Form A, Notice, "annexure 1", Application to review a decision filed 31 October 2013.
[14] Hunter Valley Developments Pty Ltd v The Honourable Barry Cowan, Minister for Home Affairs Environment [1984] 3 FCR 344.
Swenson
Assistant Commissioner Les Hopkins [2014] QCAT 37
Benson v Ware [2012] QCATA 024, cited
Crime and Misconduct Commissioner v Assistant Commissioner Barnett and Anor [2011] QCAT 161, cited
Crime and Misconduct Commission v Chapman & Anor [2011] QCAT 229, cited
Crime and Misconduct Commission v Assistant Commissioner O'Regan and Anor [2012] QCAT 238, cited
Frazer v Assistant Commissioner Rynders, Queensland Police Service [2012] QCAT 295, cited