Consideration
22There can be no issue with Mr Cochran's submissions according to my summary at 5-(e) above. What I do take issue with, however, are the submissions summarised above at 5-(h).
23The issue of whether s 162(2)(f) of the IR Act conferred jurisdiction authorising service of originating process outside Australia so as to enable the institution of proceedings against persons outside Australia was considered and determined in the affirmative in Gough & Gilmour v Caterpillar (No 2) [2001] NSWIRComm 92; (2001) 106 IR 274 at [64]-[92] ("Gough & Gilmour (No 2)"). Counsel for Mr Cochran put nothing different in the present proceedings to what was put by senior counsel for the respondents in Gough & Gilmour (No 2) that would cause me to take a different view now. I adopt the reasoning in Gough & Gilmour (No 2).
24What is different is that in Gough & Gilmour (No 2) the Court was concerned with the question of whether r 112 of the Industrial Relations Commission Rules 1996 was a valid rule. That required the Court to examine the statutory basis for the making of that rule, which, in turn, raised the question of whether s 162(2)(f) of the IR Act authorised the making of r 112. As I have indicated, I concluded in Gough & Gilmour (No 2), s 162(2)(f) authorised the making of r 112.
25The validity of r 112 of the Commission's 1996 Rules had been accepted and consistently relied upon by the Industrial Court, including Full Benches: Bell v Macquarie Bank (No 4) (1999) 93 IR 191; Verso Technologies Inc. (formerly Eltrax Systems Inc) v Rasmussen and Ors [2004] NSWIRComm 90; (2004) 135 IR 147. In Bell, the Full Bench observed at 201-202:
[T]his is a statutory court of limited jurisdiction and regard must be paid to the limits of that jurisdiction when considering whether to grant leave to proceed under rule 112. We also consider, for reasons of comity and uniformity, that in determining whether to grant leave to proceed we should have regard to the way in which the Supreme Court has approached similar questions under its rules and the jurisprudence which has developed concerning their application.
26Rule 112 has been repealed. It was repealed in circumstances where the CP Act was amended to extend it to the Industrial Relations Commission (see Courts and Crimes Legislation Further Amendment Act 2009 - Act No 77 of 2009). The UCPR was amended to extend the Rules to the Commission by the Uniform Civil Procedure Rules (Amendment No 31) 2009. Rule 1.5(1) and (2) of the UCPR provide:
(1) Subject to subrule (2), these rules apply to each court referred to in Column 1 of Schedule 1 in relation to civil proceedings of a kind referred to in Column 2 of that Schedule.
(2) In respect of each court referred to in: one of Schedule 1, civil proceedings of a kind referred to in Column 2 of that Schedule are excluded from the operation of each provision of these rules referred to in Column 4 of that Schedule in respect of those proceedings.
27Schedule 1 of the UCPR indicates that the UCPR applies to all civil proceedings in the Industrial Court with certain exceptions identified in Column 4 of Schedule 1. Part 11 of the UCPR is not amongst the exceptions so that on the face of Schedule 1, Pt 11 of the UCPR applies to the Industrial Court.
28Because the rules of the Industrial Court are taken to include the uniform rules to the extent to which they are applicable in that court (see s 10 of the CP Act), prima facie, Pt 11 of the UCPR applies to the Industrial Court. Because s 162(2)(f) authorises the rules in Pt 11 of the UCPR, prima facie, the Industrial Court has jurisdiction to authorise service of originating process outside Australia in accordance with Pt 11 and Schedule 6 of the UCPR.
29The IR Rules prevail over those in the UCPR (see r 1.7 and Schedule 2 of the UCPR). However, r 112 was not included in the local rules, that is, the IR Rules. Thus the only rules governing service outside Australia that could apply to the Industrial Court are those rules in Pt 11 of the UCPR.
30Mr Cochran, however, submitted that because of the decision of the Court of Appeal in Studorp, Pt 11 of the UCPR does not apply to the Industrial Court. Studorp was concerned, inter alia, with whether the primary judge was correct to set aside the service outside Australia of a statement of claim filed in the Dust Diseases Tribunal because that service was not authorised by Pt 11 of the UCPR.
31At [53], [98] and [99] Hoeben JA (with whom Allsop P and Meagher JA agreed) stated:
[53] In the proceedings before Adamson J, Studorp was the plaintiff and Mr Robinson was the defendant. Her Honour upheld Studorp's submission that although Part 11was not referred to in Schedule 1 of the UCPR, it applies only to proceedings in the Supreme Court. As a result, UCPR 1.5 was not sufficient to authorise effective service of the DDT originating process outside the jurisdiction if a plaintiff does not submit to the DDT's jurisdiction. Her Honour said:
[42] I prefer the plaintiff's construction of Rule 1.5, Schedule 1 and Part 11of the UCPR. The fact that the rule-making body saw fit to provide expressly that Part 11 applies to proceedings in the Supreme Court is sufficient, in my view, to displace any inference that the absence of reference to Part 11 in Column 4 of Schedule 1 means that it applies to the DDT.
...
[98] Mr Robinson submitted that the obvious meaning of Schedule 1 when taken with rule 1.5 UCPR is that the DDT is authorised to serve its process outside Australia. This is because there is no mention of Part 11 in the fourth column of Schedule 1. Mr Robinson submitted that such an interpretation is consistent with s 10(4) DDT Act which specifies that the Tribunal "has the same power to make decisions as the Supreme Court would, ...".
[99] Her Honour's reasons for rejecting that argument are set out at [53] hereof and are, with respect, correct.
32Hoeben JA also stated at [106]-[108]:
[105] Mr Robinson submitted that it was pursuant to rule 11.4 UCPR that the Supreme Court retained the authority which it traditionally had to determine whether proceedings should go forward if a defendant did not appear. He submitted that in the case of the DDT, the supervisory role of the Supreme Court was not needed because s 10(4) DDT Act would enable the DDT to make that determination for itself.
[106] There are a number of difficulties with that submission. If it were correct, any of the courts identified in Schedule 1 which did not have Part 11 UCPR included in the fourth column of the Schedule would be able to issue process outside the jurisdiction without authorisation. Such an interpretation is contrary to the practice in New South Wales, where Part 11 UCPR and its predecessors have not been interpreted in such a way. The District Court, for example, has never regarded itself as being able to issue process in that way, yet it would be able to do so if Mr Robinson's submission were to be accepted.
[107] There is another more fundamental difficulty. The issuing of an originating process overseas involves at the very least a requirement expressed in peremptory terms by New South Wales for the attendance of a party at a time and place specified in the document. There is always some delicacy involved in dealings of such a kind between one sovereign polity and another. Real questions of international comity can be involved. It is for this reason that the issuing of such originating process has been by superior courts with the matter then being remitted to inferior courts, such as the District Court, once the superior court has satisfied itself as to the appropriateness of the matter continuing.
[108] There is nothing in Part 11 UCPR to indicate that a contrary approach should be followed. Part 11 looked at as a whole clearly envisages the authorisation and subsequent approval being conducted entirely within the Supreme Court.
33In Flo Rida v Mothership Music Pty Ltd [2013] NSWCA 268 the Court of Appeal applied the finding in Studorp in relation to the District Court. At [23] Macfarlan JA (with whom Ward and Gleeson JJA agreed) stated:
[23] This analysis does not lead to the conclusion that Part 11 of the UCPR, which is concerned with the service of documents outside Australia, is applicable to the District Court, as by its terms, that Part is confined in its application to the Supreme Court (UCPR r 11.1; Studorp Ltd v Robinson [2012] NSWCA 382 see [106] - [108]). That leaves service of District Court process to be regulated by Part 10 of the UCPR.
34In my opinion, the analysis in Studorp and applied in Flo Rida does not apply to the Industrial Court. Studorp was concerned with the Dust Diseases Tribunal and Flo Rida with the District Court, both inferior courts. The Industrial Court is a superior court of record with equivalent status to the Supreme Court: see s 152 of the IR Act. There is no indication that in repealing r 112 of the Commission's 1996 Rules the legislature intended that the Industrial Court should no longer possess jurisdiction to order service outside Australia. The intention, in my opinion, was that Pt 11 of the UCPR would apply in lieu of r 112 in order to "promote consistency in procedures across jurisdictions...".
35In the Minister's second reading speech (Hansard, Legislative Council, 29 October 2009) at 2 it was stated in relation to the Courts and Crimes Legislation Further Amendment Bill 2009:
Schedules 2.6 and 2.11 to the bill amend the Civil Procedure Act 2005 and the Industrial Relations Act 1996 respectively, to enable the Civil Procedure Act and Uniform Civil Procedure Rules to be applied in civil proceedings in the Industrial Relations Commission. The application of the Civil Procedure Act and Uniform Civil Procedure Rules is consistent with Government efforts to increase the efficiency of the court system and to promote consistency in procedures across jurisdictions where appropriate. The amendments have the strong support of the President of the Industrial Relations Commission. The President will be a member of the Uniform Rules Committee, or he may nominate a judicial member of the commission to represent him on the committee.
36Given this background, which was not any part of the consideration in Studorp or Flo Rida, Pt 11 of the UCPR should be construed as applying to the Industrial Court. Thus, to summarise the position:
(a) section 162(2)(f) of the IR Act authorizes the making of rules relating to service outside Australia for the reasons given in Gough & Gilmour (No 2);
(b) the IR Act does not itself contain any provisions specifically regulating the manner of service of initiating process. However, ss 185 and 186 provides for the Rule Committee established under the Act to make rules concerning a variety of matters including "the initiation of proceedings in the Commission". Such rules were formerly contained in Part 15 of the Industrial Relations Commission Rules 1996, which included r 112. Since the enactment of the CP Act and the making under that Act of the UCPR, the mode of service of initiating process in the Industrial Court has been regulated by Part 10 and Part 11 of the UCPR. The UCPR were made pursuant to the rule making powers conferred on the Uniform Rules Committee by s 9(1) of the CPA;
(c) section 10(1) of the CP Act provides that "[r]ules of court are taken to include the uniform rules to the extent to which they are applicable in that court". Section 21 of the Interpretation Act 1987 defines "rules of court" to mean "rules made by the person or body having power to make rules regulating the practice and procedure of the court or tribunal". As the Uniform Rules Committee has power to make rules concerning the Industrial Court, given the applicability of the CP Act to the Industrial Court (see s 4, Sch 1), the effect of s 10 is that the UCPR are to be treated as if they were rules made under s 185 of the IR Act to the extent that they are stated to apply to that Court. It follows that service of a summons for relief in accordance with Part 11 of the UCPR is service as contemplated by s 162(2)(f) of the IR Act.
37It is acknowledged that r 11.1 states that Pt 11 applies to proceedings in the Supreme Court. However, the UCPR has to be read as a whole. In addition to the consideration that a combination of r 1.5(1) and (2) and Schedule 1 of the UCPR do not exclude Pt 11 from application to the Industrial Court, where the intention is that a provision is to apply exclusively to the Supreme Court that is made clear by stating the provision is to apply only to the Supreme Court: see Division 1 of Pt 40.
38Further, whether a provision is to be construed as applying exclusively to the Supreme Court, context and purpose will be important. These were relevant considerations in Studorp and Flo Rida. There is no indication that the purpose in making Pt 11 of the UCPR was to cut down the jurisdiction of the Industrial Court, a Court equal in status to the Supreme Court, by making that Part applicable exclusively to the Supreme Court.
39As Studorp and Flo Rida make clear, neither the Dust Diseases Tribunal nor the District Court ever possessed jurisdiction to authorise service outside Australia and the purpose of making the UCPR was not to confer that jurisdiction.
40If I am wrong about Pt 11 of the UCPR providing the relevant rule to authorise service outside Australia, I rely on s 162(2)(f) in conjunction with s 185C of the IR Act, which relevantly enables the Court to make directions with respect to any aspect of practice or procedure not provided for by the IR Act or the CP Act.
41Finally, I note Mr Cochran sought to rely on r 10.8 of the IR Rules or, in the alternative, on r 12.11 of the UCPR to:
(a) set aside the service of the originating process,
(b) declare that the originating process has not been duly served,
(c) discharge any order giving leave to serve the originating process outside the State or confirming service of the originating process outside the State,
(d) discharge any order extending the validity for service of the originating process.
42If the Court has no jurisdiction to authorise service of originating process outside the State, as Mr Cochran submitted, it is difficult to see how it has jurisdiction to set it aside and r 10.8 would have no work to do. If the Court does have jurisdiction to authorise service outside the State, including outside Australia, then r 10.8 has work to do. Rule 12.11 of the UCPR would have no application because r 10.8 of the local rules prevail.