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[2000] VSC 417
Supreme Court of Victoria
2000-10-18
Gillard J
Original judgment source is linked above.
JUDICIAL REVIEW - convictions in Magistrates' Court appealed to County Court - allegations of bias, failure to call witnesses and wrongful refreshing of memory of witness - principles to apply on Judicial Review - no bias established - no error in not calling witnesses - Judicial Review and miscarriage of justice - whether remedy available.
"Where available, certiorari is a process by which a superior court, in the exercise of original jurisdiction, supervises the acts of an inferior court or tribunal. It is not an appellate procedure enabling either a general review of the order or decision of the inferior court or tribunal, or a substitution of the order or decision which the superior court thinks should have been made. Where the writ runs, it merely enables the quashing of an impugned order or decision upon one or more of a number of distinct established grounds: most importantly, jurisdictional error, failure to observe some applicable requirement of procedural fairness, or fraud, and error of law on the face of the record. Where the writ is sought on the ground of jurisdictional error, breach of procedural fairness or fraud, the superior court entertaining an application for certiorari can, subject to applicable procedural and evidentiary rules, take account of any relevant material placed before it. In contrast, where relief is sought on the ground of error of law on the face of the record, the superior court is restricted to 'the record' of the inferior court or tribunal and the writ will enable the quashing of the impugned order or decision only on the ground that it is affected by some error of law which is disclosed by that record." (Emphasis added).
"Judicial review is concerned, not with the decision, but with the decision making process. Unless that restriction on the power of the court is observed, the court will in my view, under the guise of preventing the abuse of power, be itself guilty of usurping power."
"We do not sit in this court to weigh the evidence and decide whether or not the applicant should be exempt from military service. That decision has been committed by Parliament to a magistrate, with an appeal to a court of review constituted by a District Court or Supreme Court Judge. The court of review has given its decision. Parliament has said that its decision is 'final and conclusive'. It is not for us to say whether it was right or wrong. Nevertheless the applicant seeking to bring the case before us, alleging an error of law which it is claimed entitles him to an order either for certiorari or prohibition ... I am not disposed to a narrow view of the scope of either certiorari or prohibition or of the power of this court to use these writs and also mandamus to ensure that administrative tribunals exercising functions under Commonwealth law proceed according to law and keep within the law. But we must not use these writs to give an appeal on the facts." (Emphasis added).
"It may have given its decision in bad faith. It may have made a decision which it had no power to make. It may have failed in the course of the inquiry to comply with the requirements of natural justice. It may in perfect good faith have misconstrued the provisions giving it power to act so that it failed to deal with the question remitted to it and decided some question which was not remitted to it. It may have refused to take into account something which it was required to take into account. Or it may have based its decision on some other matter which, under the provision setting it up, it had no right to take into account. I do not intend this list to be exhaustive. But if it decides the question remitted to it for decision without committing any of these errors it is as much entitled to decide that question wrongly as it is to decide it rightly. ... If it is entitled to enter on the inquiry and does not do any of those things which I have mentioned in the course of the proceedings, then its decision is equally valid whether it is right or wrong subject only to the power of the court in certain circumstances to correct an error of law." (Emphasis added).
"In contrast, the ordinary jurisdiction of a court of law encompasses authority to decide questions of law as well as questions of fact, involved in matters which it has jurisdiction to determine. The identification of relevant issues, the formulation of relevant questions and the determination of what is and what is not relevant evidence are all routine steps in the discharge of that ordinary jurisdiction. Demonstrable mistake in the identification of such issues or the formulation of such questions will commonly involve error of law which may, if an appeal is available, and is pursued, be corrected by an appellate court and, depending on the circumstances, found an order setting aside the order or decision of the inferior court. Such a mistake on the part of an inferior court entrusted with authority to identify, formulate and determine such issues and questions will not, however, ordinarily constitute jurisdictional error. Similarly a failure by an inferior court to take into account some matter which it was, as a matter of law, required to take into account in determining a question within jurisdiction or reliance by such a court upon some irrelevant matter upon which it was, as a matter of law, not entitled to rely on determining such a question will not ordinarily involve jurisdictional error."
"1. The plaintiff was denied natural justice in that the conduct of the learned trial judge gives rise to an apprehension of bias on his part. 2. The plaintiff suffered a fundamental miscarriage of justice in that the prosecution failed to call all relevant and/or material witnesses. 3. The defence was irreparably prejudiced by having to call witnesses whom the prosecution wrongly refused to call. 4. The learned trial judge erred in treating as irrelevant and thereby failed to find as a fact whether or not the plaintiff was assaulted by the police. 5. The learned trial judge erred in refusing and/or failing to take into account and draw an adverse inference from the fact that the police witnesses impermissibly refreshed their recollection without leave. 6. The learned trial judge continually intervened in the proceeding in a manner which demonstrated pre-judgment and/or hostility to the plaintiff. 7. The learned trial judge's injudicious and unjudicial reference to people who were with the plaintiff as a 'mob' made a fair trial impossible and removed the appearance of a fair trial."
"There is, however, a great distinction in history, in substance and in present practice between summary proceedings and trial upon indictment. Proceedings upon indictment, presentment or ex officio information are pleas of the Crown. A prosecution for an offence punishable summary is a proceeding between subject and subject."
"28. The judge then remarked and the notes of my solicitor record, 'What, the fact that a mob is yelling out' to which my barrister objected to the term 'mob'. The judge then said and the notes of my solicitor record, 'Crowd, mob, herd, congregation, I don't care what the collective name is, is that fact consistent with the police acting unlawfully' to which my barrister replied 'Yes'."
"Further down Victoria Drive there was a party going on and people from that party came over to where we were and joined us. There were a lot of other people there from houses in the area. A couple of the people from the party were drunk and they and other people were carrying beer. I can remember police cars arriving. One came, then another, and then they left. Before these cars left the people from the party started throwing bottles at them and then they left. Then a whole bunch of them came. ... "
"There was a lot of people around at the time and they were screaming out and abusing the police and saying ... 'Let him go. Let him go.' Some of the group from further down the road were abusing the police saying ... 'Let him go, pig' and other rude things."
"It has been established by a series of decisions of this court that the test to be applied in Australia in determining whether a judge is disqualified by reason of the appearance of bias (which, in the present case, was said to take the form of pre-judgment) is whether a fair minded lay observer might reasonably apprehend that the judge might not bring an impartial and unprejudiced mind to the resolution of the question the judge is required to decide. ... The hypothetical reasonable observer of the judge's conduct is postulated in order to emphasise that the test is objective, is founded in the need for public confidence in the judiciary, and is not based purely upon the assessment by some judges of the capacity or performance of their colleagues. At the same time, two things need to be remembered: the observer is taken to be reasonable; and the person being observed is 'a professional judge whose training, tradition and oath or affirmation require (the judge) to discard the irrelevant, the immaterial and the prejudicial.' Whilst the fictional observer, by reference to whom the test is formulated, is not to be assumed to have a detailed knowledge of the law, or of the character or ability of a particular judge, the reasonableness of any suggested apprehension of bias is to be considered in the context of ordinary judicial practice. The rules and conventions governing such practice are not frozen in time. They develop to take account of the exigencies of modern litigation. At the trial level, modern judges, responding to a need for more active case management, intervene in the conduct of cases to an extent that may surprise a person who came to court expecting a judge to remain, until the moment of pronouncement of judgment, as inscrutable as the Sphinx. ... Judges at trial or appellate level, who, in exchanges with counsel, express tentative views which reflect a certain tendency of mind, are not on that account alone to be taken to indicate pre-judgment." (Emphasis added).
(i) What is the obligation of the informant and counsel prosecuting on his behalf, to call relevant witnesses in the prosecution case in a summary criminal proceeding?
(ii) Was there a miscarriage of justice as a result of the informant not calling the three witnesses who had provided statements?
(iii) Can an order be made in a judicial review proceeding setting aside the conviction because of the failure by the prosecution to call witnesses which in the circumstances amounts to a miscarriage of justice?
"1. The Crown Prosecutor alone bears the responsibility of deciding
whether a person will be called as a witness for the Crown. 2. The trial judge may but is not obliged to question the prosecutor in order to discover the reasons which lead the prosecutor to decline to call a particular person. He is not called upon to adjudicate the sufficiency of those reasons. 3. Whilst at the close of the Crown case the trial judge may properly invite the prosecutor to reconsider such a decision and to have regard to the implications as then appear to the judge at that stage of the proceedings, he cannot direct the prosecutor to call a particular witness."
"We have not attempted in our first proposition to deal exhaustively with the responsibility of the prosecutor. The description of that responsibility, which we have cited from Richardson, emphasises that the prosecutor's role in this regard is a lonely one, the nature of which is such that it cannot be shared with the trial judge without placing in jeopardy the essential independence of that office in the adversary system. It is not only a lonely responsibility but also a heavy one." (Emphasis added).
"Any discussion of the role of the Crown Prosecutor in presenting the Crown case must begin with the fundamental proposition that it is for him to determine what witnesses will be called for the prosecution. He has the responsibility of ensuring that the Crown case is properly presented and in the course of discharging that responsibility it is for him to decide what evidence, in particular what oral testimony, will be adduced. He also has the responsibility of ensuring that the Crown case is presented with fairness to the accused. In making his decision as to the witnesses who will be called he may be required in a particular case to take into account many factors, for example, whether the evidence of a particular witness is essential to the unfolding of the Crown case, whether the evidence is credible and truthful, whether in the interests of justice it should be subject to cross-examination by the Crown, to mention but a few. What is important is that it is for the prosecutor to decide in the particular case what are the relevant factors and, in the light of those factors, to determine the course which would ensure a proper presentation of the Crown case conformably with the dictates of fairness to the accused. It was in this sense that it has been said that the prosecutor has a discretion as to what witnesses will be called for the prosecution. But to say this is not to give the prosecutor's decision the same character as the exercise of a judicial discretion or the exercise of a discretionary power or to make his decision reviewable in the same manner as those decisions are reviewable. In the context the word 'discretion' signifies no more than that the prosecutor is called upon to make a personal judgment, bearing in mind the responsibility which we have already mentioned." (Emphasis added).
"In criminal cases the prosecution is bound to call all the material witnesses before the court, even though they given inconsistent accounts, in order that the whole of the facts may be before the jury."
"With this statement we would agree, (the obligation to call all witnesses) but so as to avoid any misapprehension we would wish to make two observations about it. First, it should be understood in the sense that it proffers advice to the prosecutor as to how he should approach his task and not as a rule of law formulating a duty owed by the prosecutor to the accused. Secondly, there is room for some debate as to what is meant by the opening words of the statement and it should not be read as inhibiting the discretion which the prosecutor has not to call in the Crown case an eyewitness if he judges that there is sufficient reason for not calling him, as, for example, where he concludes that the witness is not a credible and truthful witness. In this event the prosecutor will ensure that the accused is given the opportunity to call the witness." (Emphases added).
"In the present case there is no basis on which it can be held that the Crown prosecutor was guilty of misconduct or that any misconduct on his part gave rise to a miscarriage of justice. Miss Gardener's evidence before the magistrate seems to have been unsatisfactory to have justified the conclusion, if justification be needed, that she was not a credible or reliable witness. Moreover, she was an associate of the accused, in particular of Colin Dickinson, and there was evidence from the principal Crown witness that she encouraged the accused in their vicious and unprovoked assault. No dictate of fairness to the accused could properly require that she be called as a Crown witness, free from cross-examination by the Crown. Proper presentation of the Crown case required that she be called, if at all, by the defence. There was therefore no basis for any criticism of the Crown prosecutor." (Emphases added).
"The Prosecutor's decision concerning Goyen singled her out and obliged the defendant to call her as a witness for the defence, and to allow the prosecutor to cross-examine her. This prejudiced the applicant in the conduct of his defence. In my opinion, a substantial miscarriage of justice resulted."
"All available witnesses should be called whose evidence is necessary to unfold the narrative and give a complete account of the events upon which the prosecution is based. In general, these witnesses will include eyewitnesses of any events which go to prove the elements of the crime charged and will include witnesses notwithstanding that they give accounts inconsistent with the Crown case. However, a prosecutor is not bound to call a witness, even an eyewitness, whose evidence he judges to be unreliable, untrustworthy or otherwise incapable of belief. And if the number of witnesses available for the proof of some matter is such that in the circumstances it would be unnecessarily repetitious to call them all, then a selection may be made." (Emphasis added).
"It is a trial, not an inquisition: a trial in which the protagonists are the Crown on the one hand and the accused on the other. Each is free to decide the ground on which it or he will contest the issue, the evidence which it or he will call, and what questions whether in chief or in cross-examination shall be asked; always, of course, subject to the rules of evidence fairness and admissibility. The judge is to take no part in that contest, having his own role to perform in ensuring the propriety and fairness of the trial and in instructing the jury in the relevant law."
"Having heard the witnesses, Mr Perkins called, I do not believe they did add anything of relevance. In part they struck me as witnesses who were doing their best to recall events that took place so long ago ... so long ago."
"But to say this is not to give the prosecutor's decision the same character as the exercise of a judicial discretion or the exercise of a discretionary power or to make his decision reviewable in the same manner as those discretions are reviewable."
"The requirements of those standards are not, however, directly enforceable at the suit of the accused or anyone else by prerogative writ, judicial order or action for damages."
"However, if fraud, collusion, perjury and such like matters not affecting the tribunal themselves justify an application for certiorari to quash the conviction, if all those matters are to have that effect, then we cannot say that the failure of the prosecution which in this case has prevented the tribunal from giving the defendant a fair trial should not rank in the same category."
"I consider therefore, on the special facts of this case in the light of the importance of the role of the police in co-operating with the board in the obtaining of evidence, that there was unfairness in the failure to put the doctor's evidence before the board and if necessary to grant an adjournment for that purpose. I do not think it possible to say here that justice was done or seen to be done." (Emphasis added).
Trial judge treating as irrelevant the question of whether the plaintiff was assaulted by the police.
"42. ... Mr Callaghan said that he read his statement three days' ago and it was a brief read through. The purpose for reading the statement was to reinforce his recollection and that it is normal practice. 43. Mr Perkins made an objection that the witness had improperly refreshed his memory, that if a witness wishes to refer to a document to refresh memory that is to occur under the supervision of the court; that it is a corollary of the rule that a witness is not to refresh memory except by leave of the judge. The learned judge said that that principle was new to him and that he would need some authority. Mr Perkins said that he accepted that it is a widespread practice that occurs. Following the lunch break, my barrister told the learned judge that he had reviewed some authorities and did not wish to press the objection."
Stefanovski
County Court of Victoria [2000] VSC 417
(1994) 184 CLR 163
(1966) 116 CLR 644
(1930) 44 CLR 38
(1984) 154 CLR 563
(1983) 152 CLR 657
(1998) 4 VR 294
(1998) 4 VR 533
(1974) 131 CLR 116
(1955) 93 CLR 493
(1974) 131 CLR 510