SMITH James Duncan v R
[2011] NSWCCA 163
At a glance
Source factsCourt
Court of Criminal Appeal (NSW)
Decision date
2011-02-10
Before
Hulme J, McClelland CJ, Giles JA, Adams J
Source
Original judgment source is linked above.
Judgment (6 paragraphs)
Judgment 1GILES JA: As explained by RS Hulme J, the sentencing for offences 7, 8 and 9 was flawed by erroneous regard to the applicant being on bail when placing the offences in a range of objective seriousness, and thereby those sentences were excessive. For other reasons also explained by RS Hulme J, the sentences for offences 1 to 6 were excessive. The Crown properly conceded the error and effectively (eventually) conceded the excesses. 2It is unnecessary to consider whether there was error in the sentencing judge placing offences 1 to 6 in a range of objective seriousness although those offences did not carry standard non-parole periods, and I would prefer not to join in what his Honour has said on that matter. Much has been said on the subject, in Sivell v R [2009] NSWCCA 286 at [2]-[5] per McClelland CJ at CL and in subsequent cases. It is sufficient that the language of placing in a range of objective seriousness should be avoided where the offence does not carry a standard non-parole period, lest it create concern (at the least) that notwithstanding that, as in the present case, the judge may have clearly recognised that a standard non-parole period was not involved, the objective gravity of the offence has erroneously governed the type of punishment or term of imprisonment, to the detriment of holistic regard to all objective and subjective matters. 3I agree with the re-sentencing proposed by RS Hulme J. 4RS HULME J : On 11 May 2009 this Applicant for leave to appeal was found guilty by a jury of 9 offences. The offences, the sections of the Crimes Act 1900 they contravene, and the maximum sentences prescribed are, in summary, as follows:- (1)Indecent assault upon TM, a person under 10 - s 61M(2) - 10 years. (2)Sexual intercourse with TM, a person under 10 - s 66A - 20 years. (3)Indecent assault upon TM, a person under 10 - s 61M(2) - 10 years. (4)Indecent assault upon TM, a person under 10 - s 61M(2) - 10 years. (5)Sexual intercourse with TM, a person under 10 - s 66A - 20 years. (6)Indecent assault upon TM, a person under 10 - s 61M(2) - 10 years. (7)Sexual intercourse with TM without her consent, knowing she was not consenting in circumstances of aggravation, viz she was under 16 - s 61J(1) - 20 years. (8)Indecent assault upon TM in circumstances of aggravation, viz she was under 16 - s 61M(1) - 7 years. (9)Indecent assault upon TM in circumstances of aggravation, viz she was under 16 - s 61M(1) - 7 years. 5At the relevant times a standard non-parole period of 10 years had been prescribed for the seventh offence and a standard non-parole period of 5 years had been prescribed for the eighth and ninth offences. There were no standard non-parole periods prescribed for the other offences. 6Counts 1 and 2 were alleged to have occurred between 1 May 2001 and 1 December 2002 and probably shortly before the complainant's ninth birthday which occurred in August 2002. 7Counts 3 to 6 were alleged to have occurred between 1 November 2002 and 31 July 2003. Cogswell DCJ, who sentenced the Applicant accepted, apparently in the absence of contention, that they occurred on one occasion shortly after November 2002. 8Offences 7, 8 and 9 were said to have occurred between 31 December 2004 and 2 January 2006. His Honour accepted that they all occurred on 1 January 2005. 9The sentences imposed were:- (i) 4 years fixed term from 31 October 2008 to 30 October 2012. (ii) 5 years fixed term from 31 August 2007 to 30 August 2012. (iii) 4 years fixed term from 31 December 2009 to 30 December 2013. (iv) 4 years fixed term from 31 December 2009 to 30 December 2013. (v) 5 years fixed term from 31 October 2008 to 30 October 2013. (vi) 3 years fixed term from 31 December 2010 to 30 December 2013. (vii) 13 years from 31 March 2009 to 30 March 2022 including a non-parole period of 10 years from 31 March 2009 to 30 March 2019. (viii) 6 years from 31 March 2014 to 30 March 2020 including a non-parole period of 5 years from 31 March 2014 to 30 March 2019. (ix) 6 years from 31 March 2014 to 30 March 2020 including a non-parole period of 5 years from 31 March 2014 to 30 March 2019. 10The effective sentence was thus one of 14 years and 7 months including a non-parole period of 11 years and 7 months. The commencing date of 31 August 2007 reflected the fact that the Applicant had been in custody in respect of the above offences from that time. 11The Applicant was a friend of the complainant's father. From time to time the latter and his two daughters would stay at the home of the Applicant and sleep in the lounge room. Also residing there were the Applicant's wife and his three children. 12On the first occasion of offending charged the Applicant woke up the complainant, rolled her onto her back, removed her pyjama pants and underwear, stroked her vagina (count 1) and put his finger into her anus (count 2). This hurt and the complainant asked him to stop. He said "Okay" adding that she should not tell anyone as they would get into trouble. The Applicant then touched the complainant's breasts, went into the dining room and fell asleep at the table. (In this account I have adopted Cogswell DCJ's remarks on sentence. They are slightly different from what is contained in the "Crown Facts on Sentence" but as his Honour was dealing with the matter after a trial, and the transcript of the trial is not before this Court, this seems to me appropriate. The Crown on the hearing of the appeal did not dissent.) 13Although acknowledging that he was not using the expression in the context of any standard non-parole period, his Honour expressed the view that the first assault was in the middle of the range of objective seriousness because of the area touched, some pressure by telling the complainant that they would get into trouble if they told anyone and involved an abuse of trust. In that latter connection his Honour rejected a submission that the presence of the Applicant's father precluded the finding being made. 14His Honour assessed the offence of sexual intercourse committed at the same time as just below the middle of the range of objective seriousness, taking into account that the penetration was digital, of relatively short duration and the complainant relatively old within the category of victims encompassed within the particular statutory provision. 15On the occasion of offences 3 to 6, the complainant was 9. She, her sister and the Applicant's 3 children were asleep in the lounge room. The Applicant woke her, pulled his penis from his pants, placed her hand on it and moved her arm back and forth before letting go. The second indecent assault committed on this occasion involved the Applicant pulling her head towards his penis that was then erect. The complainant pulled away, saying "no", to which the Applicant said, "OK". 16The complainant lay down and the Applicant removed her pyjamas and underpants, touched her vagina and inserted his finger, this conduct constituting the fifth offence. His Honour seemed to have regarded the sixth offence as constituted by the squeezing of one of the cheeks of the complainant's bottom although the statement of facts handed up at the time of sentence asserted this offence was the squeezing of the complainant's breasts. The Applicant desisted after a short time and went to sleep at a nearby table. His Honour characterised the third and fourth offences as in the middle range of objective seriousness. He regarded the fifth offence as below the middle range because the penetration was digital and for a relatively short time although committed in breach of trust. His Honour regarded count 6 as below the (middle) of the range of objective seriousness. 17The remaining offences charged were committed on 1 January 2005 when the complainant was aged 11 years and 5 months. During the night the Applicant woke the complainant, removed her shorts and underwear, stroked her vagina with his finger and then inserted the finger. The complainant asked him to stop, saying the activity was hurting but he continued. That conduct constituted the seventh offence. Then he touched her breasts - conduct which constituted the eighth offence. He then stopped and went to sleep at the kitchen table. 18Later that night the complainant again woke and, distressed because her father was not there, she approached the Applicant. He asked her to sit on his knee. When she did so he put his hand inside her pyjama pants and touched her "bottom cheek". On that occasion the complainant's father was not there. He and his then girlfriend had been encouraged by the Applicant to leave the children at the Applicant's place while they spent the night elsewhere. 19His Honour characterised each of the seventh to ninth offences as falling within the middle range of objective seriousness. In the case of the seventh offence he referred to it as being attended by a limited degree of opportunistic planning in the Applicant's encouragement referred to in the immediately preceding paragraph, committed on bail, in breach of trust, and persistence in the face of the complainant saying the actions hurt. His Honour also took account of the fact the complainant was considerably younger than 16. The bail was a consequence of the Applicant having been charged with sexually assaulting another young girl. 20His Honour assessed the eighth offence as falling within the mid-range of objective seriousness mainly because the Applicant was on bail and had encouraged the complainant's father to leave home. His Honour observed that these factors were relevant to the ninth offence, adding that although the complainant had approached the Applicant he took the opportunity to assault her whilst she was distressed. 21His Honour recorded that it was common ground that the Applicant touched the complainant in a sexual manner whenever she stayed at his house, although also remarking that the only relevance of that fact was that the offences for which the Applicant was being sentenced were not isolated. 22So far as the Applicant's subjective circumstances are concerned, he was 55 at the time of sentence, his marriage had been dissolved earlier in 2009 and he had had limited contact with his four children whilst in custody but has a supportive older sister who visits him. Developmental years were affected by his parent's relationship and he had a good history of employment. 23The Applicant has a history of sexual offending. He was found guilty of wilful and obscene exposure in 1972, 1975, 1981 and 1982. Most of these incidents resulted in good behaviour bonds or the like although the last resulted in the Applicant being sentenced to 4 months imprisonment. In March 2004 he was charged with aggravated indecent assault on a child under the age of 16. Convicted of this offence in 2006 he was sentenced to 2 years imprisonment including a non-parole period of 1 year from 9 August 2006. This is the offence for which he was on bail at the time of offences 7, 8 and 9. 24His Honour expressed the view that it was likely the Applicant would serve much if not all of his time in custody on protection but that there was no evidence that that would be a positive disadvantage and that the Applicant had already had some courses available to him. 25The grounds of appeal, as amended, are:- (i) His Honour erred in finding that the offences in counts 7, 8 and 9 were in the middle of the range of objective seriousness. (ii) The individual sentences imposed were manifestly excessive. (iii) His Honour erred in his application of the totality principle.