[2023] AATA 1616
General information, not legal advice.
Administrative Appeals Tribunal of Australia
2023-06-14
Original judgment source is linked above.
Australian Lions Hearing Dogs will provide me with an Australia Lions Hearing Dog at no cost on the following terms:[1] > > ...
Successful applicants may have use of aids such as cochlear implants and/or hearing aids and still qualify for an Australian Lions Hearing Dog.
Short-term goal: I would like to maintain my independence > > Short-term goal: I would like to maintain my relationships and social engagement through appropriate communication strategies > > Medium or long-term goal: I would like to maintain my health and wellbeing > > Medium or long-term goal: I would like to participate in working and volunteering roles.
(a) the Statement by Ms Smith, lodged on 19 April 2023 (Ms Smith's Statement); and > > (b) the Statement of Facts, Issues and Contentions, lodged by the NDIA on 9 May 2023 (NDIA's SFIC).
31 Principles relating to plans > > The preparation, variation, reassessment and replacement of a participant's plan, and the management of the funding for supports under a participant's plan, should so far as reasonably practicable: > > (a) be individualised; and > > (b) be directed by the participant; and
(c) where relevant, consider and respect the role of family, carers and other persons who are significant in the life of the participant; and
(ca) where relevant, recognise and respect the relationship between participants and their families and carers; and
(d) strengthen and build capacity of families and carers to support participants who are children; and
(da) if the participant and the participant's carer agree - strengthen and build the capacity of families and carers to support the participant in adult life; and
(e) consider the availability to the participant of informal support and other support services generally available to any person in the community; and
(f) support communities to respond to the individual goals and needs of participants; and
(g) be underpinned by the right of the participant to exercise control over his or her own life; and
(h) advance the inclusion and participation in the community of the participant with the aim of achieving his or her individual aspirations; and
(i) maximise the choice and independence of the participant; and
(j) facilitate tailored and flexible responses to the individual goals and needs of the participant; and
(k) provide the context for the provision of disability services to the participant and, where appropriate, coordinate the delivery of disability services where there is more than one disability service provider.
(a) have regard to the participant's statement of goals and aspirations; and
(b) have regard to relevant assessments conducted in relation to the participant; and
(c) be satisfied as mentioned in s 34 of the NDIS Act in relation to the reasonable and necessary supports that will be funded and the general supports that will be provided; and
(d) apply the National Disability Insurance Scheme rules (if any) made for the purposes of section 35; and
(e) have regard to the principle that a participant should manage his or her plan to the extent that he or she wishes to do so; and
(f) have regard to the operation and effectiveness of any previous plans of the participant.
34 Reasonable and necessary supports > > (1) For the purposes of specifying, in a statement of participant supports, the general supports that will be provided, and the reasonable and necessary supports that will be funded, the CEO must be satisfied of all of the following in relation to the funding or provision of each such support:
(a) the support will assist the participant to pursue the goals, objectives and aspirations included in the participant's statement of goals and aspirations;
(b) the support will assist the participant to undertake activities, so as to facilitate the participant's social and economic participation;
(c) the support represents value for money in that the costs of the support are reasonable, relative to both the benefits achieved and the cost of alternative support;
(d) the support will be, or is likely to be, effective and beneficial for the participant, having regard to current good practice;
(e) the funding or provision of the support takes account of what it is reasonable to expect families, carers, informal networks and community to provide;
(f) the support is most appropriately funded or provided through the [NDIS], and is not more appropriately funded or provided through other general systems of service delivery or support services offered by a person, agency or body, or systems of service delivery or support services offered:
(i) as part of a universal service obligation; or
(ii) in accordance with reasonable adjustments required under a law dealing with discrimination on the basis of disability.
(2) The [NDIS] rules may prescribe methods or criteria to be applied, or matters to which the CEO is to have regard, in deciding whether or not he or she is satisfied as mentioned in any of paragraphs (1)(a) to (f).
The rules are legislative instruments to be made by the Minister: see s 209. Section 209, sub-paras (4) and (7) constrain the rule-making power to preserve the federal characteristics of the NDIS. The [Supports Rules] are an important element of the legislative scheme, introducing the ability to modify the operation of ss 33 and 34 by, for example, excluding certain kinds of supports from inclusion in participant plans. It is through the Rules that the executive is able to implement, within the federalism constraints imposed in s 209, some policy decision-making about the nature and extent of supports to be provided or funded under the NDIS.
Section 34(1)(e) - the funding or provision of the support takes account of what it is reasonable to expect families, carers, informal networks, and community to provide
(a) what is meant by the term "community", and would this extend to support in the form of a hearing assistance dog as offered and provided to Ms Smith by the ALHD Inc; and > > (b) if so, whether it is "reasonable to expect" the ALHD Inc to provide a hearing assistance dog to a person with hearing impairments, such as Ms Smith.
Community > > Noun (plural communities)
-adjective 11. (of a radio or television station) owner and operated by the community which uses it. > > -phrase 12. the community at large, the general populace. > > ...
The dictionary definition set out above, conveys that the term "community" is broad and wide-ranging. Ms Smith described the term in this way when she made submissions at the substantive hearing. It may encompass the general public and extend to groups of differing sizes, locations, and constitution. Neither the NDIS Act, nor the Support Rules, qualify or limit its reference to the term "community" as appearing in s 34(1)(e) of the NDIS Act, when it was open to Parliament to do so. For instance, the Tribunal considers that if Parliament had intended to refer to only small local community offerings, as Ms Smith contends, it could have confined or qualified this term as appearing in s 34(1)(e) by additional qualifying or limiting text, when the NDIS Act was enacted. Parliament did not do so.
What supports can we fund? > > NDIS supports should complement, not replace, other supports available to you. That's why we consider: > > • the things you're able to do for yourself
One of our aims is to help maximise your independence by working with the local mainstream government and community services that help you live an ordinary life. We all do best when we're connected to our communities.
Community services offer a wide range of supports that may help with your disability support needs. Community supports are things open to everyone in the community, like sporting clubs, community colleges, activity groups, libraries or community gardens. They are often a great way to get involved in your local community, meet new people and learn new skills.
At page 1: > > ...the Commonwealth and all state and territory governments have agreed on the need for major reform in the form of a National Disability Insurance Scheme, which:
At page 1 of the Statement of Compatibility with Human Rights: > > ... > > The NDIS will work in conjunction with existing mainstream and specialist disability services to provide support for people with disability throughout their life. Consequently, it is not designed to meet all the needs of all people with disabilities. Moreover, support will be provided at different levels, depending on assessed need.
I do not consider that r 3.4 is concerned with the funding of the support: rather, it is concerned with how the participant can access the practical assistance required, thus requiring the decision-maker to consider whether that access is available through other sources rather than funding it by the Agency pursuant to the participant plan. As I have noted elsewhere in these reasons, this is an important distinction because it makes the task of the decision quite different. The decision-maker must examine the realistic and reasonable capacity of others to provide the support - feasibility, continuity, suitability - and must decide, in a rational and reasonable way, based on probative material, whether or not there is, in fact, capacity for others to provide the support to the participant that is needed.
(i) the extent of any risks to the wellbeing of the participant arising from the participant's reliance on the support of family members, carers, informal networks and the community; and
(ii) the suitability of family members, carers, informal networks and the community to provide the supports that the participant requires, including such factors as:
(A) the age and capacity of the participant's family members and carers, including the extent to which family and community supports are available to sustain them in their caring role; and
(B) the intensity and type of support that is required and whether it is age and gender appropriate for a particular family member or carer to be providing that care; and
(C) the extent of any risks to the long term wellbeing of any of the family members or carers (for example, a child should not be expected to provide care for their parents, siblings or other relatives or be required to limit their educational opportunities); and
(iii) the extent to which informal supports contribute to or reduce a participant's level of independence and other outcomes;
(c) for all participants - the desirability of supporting and developing the potential contributions of informal supports and networks within their communities.
Even though this is a very successful and cost effective way to establish home training and behaviour, I have no say to who these people may be. Although the times and days are flexible, I also have to fit in with their availability. I am completely at their mercy to if and when they can come and assist. At times these visits can be an hour or more, as the Lions members invariably have more time to talk than to quickly practice the 8 sounds that the dog performs. At times I have had Lions members, both male and female, wander through my house, opening cupboards, going into my ensuite or bathroom or bedroom uninvited to do so and when there is no need. As I am reliant on these people to help my ALHD settle in and pass the next Public access test PAT and sound test, there is a very unequal relationship which I found one or two people took advantage of, without my own home. I felt very vulnerable inviting these unknown people into my whole home. > > I very much felt that they were the "good people", who were, through the goodness of their heart helping 'Poor me' the person with the disability. I resent this. These volunteers, unlike a support person I would "employ" through a NDIS plan, and therefore would have a very specific working relationship with, I have no right to how they work with me. Most of these volunteers have not had training on disabilities, hearing loss or training dogs, often are quiet [sic] rude or condescending.
Once the three-month in-home training is complete, the ALHD trainer returns to complete the public access test and an-in house [sic] sound test. During this visit or the delivery visit, usually designed to fit in with a local [L]ions club meeting, the trainer and myself are invited to the Lions club meeting to be 'be displayed' and for me to utter the correct thanks. Often the local press is also invited to that meeting or to my home or in the community so my hearing dog and I can be showed off again [to] help to raise awareness and funds. > > In this publicity as well as with the Lions club members that come into my house I usually have to tell them my story, again and again of why I am deaf, why I need a hearing dog, how being deaf has affected me and how their generosity has helped me so much. > > This is necessary, I and other ALHD owners do agree to be part of this BECAUSE the promotion of the ALHD centre to local [L]ions clubs and the general public is needed so the ALHD can fund raise to pay for my/our ALH dog and all the other 30 that were delivered through out Australian [sic] last year. Due to the severe lack of funding at the ALHD centre other means of in-house training cannot be used.
Other people who received their assistance dogs through their NDIS plans don't donate back to their Assistance dog provider. There is no need because the dog has been funded and paid for. > > Now this sounds if I am fairly bitter and angry about this process, No but its not fair. It is what at the moment, it has to be. The value of my ALHD to me and to all the other recipients that I know, is worth the unfortunate nature of how the ALHD are inadequately funded under the NDIS or any other funding source to provide a fantastic service and professional support that has been proven over 40 years.
3 Objects of the Association > > The objects of the Association are to: > > Provide at no cost, hearing assistance dogs to assist the deaf and hard of hearing of Australia. > > Provide on a not-for-profit basis other hearing aids to assist the deaf and hard of hearing of Australia. > > Train dogs in the assistance of the deaf and hard of hearing. > > Do such other things incidental to the above Objects which the Association or the MD Council may consider desirable for its purposes.
The suitability of the community (through the ALHD Inc) to provide the hearing assistance dog to Ms Smith
(a) it would seem to the Tribunal that this process of the visits from the local Lions club members is optional. When Bella was placed with Ms Smith, the sponsorship for the acquisition and training of Bella was not provided by her local Lions club and, instead, was provided by a different Lions club based in New South Wales. This meant there were no visits by the local Lions club members to assist the ALHD Inc Adelaide-based dog trainer with the initial three-month period following the placement of Bella with Ms Smith. And yet, in the absence of any such involvement by local Lions club members, Bella has settled in well with Ms Smith and, by all reports, is an effective hearing assistance dog able to effectively meet her disability-related needs; and > > (b) the ALHD Inc has a formal complaints and feedback process, which is publicly available on its website. Ms Smith said she was unaware of its existence. The Tribunal notes that Ms Smith is computer literate. There was no evidence of communications between Ms Smith and the ALHD Inc expressing her concerns about the manner in which the local Lions club members had conducted their visits to her home following the placement of Zara and Alfie. While the Tribunal acknowledges that these are concerns are genuinely held by Ms Smith, they were not sufficiently grave enough to prompt her to find out how to make a complaint about them to ALHD Inc, which, in turn, would have enabled the ALHD Inc to address them.
The extent to which provision of the hearing assistance dog to Ms Smith by the ALHD Inc contributes to or reduces her level of independence and other outcomes
The desirability of supporting and developing the potential contributions of informal supports and networks within Ms Smith's communities
I certify that the preceding 97 (ninety-seven) paragraphs are a true copy of the reasons for the decision herein of Senior Member K. Parker
................................[sgd]........................................
[1] Refer Hearing Tender Bundle (HTB), p. 173.
[17] [2017] FCA 308; (2017) 252 FCR 121. This decision was appealed in National Disability Insurance Agency v McGarrigle [2017] FCAFC 132. The appeal was dismissed.
[18] National Disability Insurance Agency, NDIS Operational Guidelines: Reasonable and Necessary Supports (Guidelines, 28 June 2022) .
[19] National Disability Insurance Agency, NDIS Operational Guidelines: Assistance animals including dog guides (Guidelines, 20 June 2022) .
[20] Macquarie Dictionary (online on 1 June 2023) "community".
[21] Refer Ms Smith's Statement at HTB, p. 35.
[22] Refer Ms Smith's Statement at HTB, p. 36.
[24] Nottle and National Disability Insurance Agency [2021] AATA 1014.
McGarrigle v National Disability Insurance Agency [2017] FCA 308; (2017) 252 FCR 121
National Disability Insurance Agency v Foster [2023] FCAFC 11
National Disability Insurance Agency v McGarrigle [2017] FCAFC 132
Nottle and National Disability Insurance Agency [2021] AATA 1014
(2017) 252 FCR 121