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[2002] FCA 628
respondent. Application dismissed. Applicant ordered to pay the respondent's costs, such costs to be taxed in default of agreement.
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The applicant gave several reasons for fearing return to Iran, including his conversion to Sunni Islam, past difficulties with university admission, military service and a social gathering, and concerns about his wife and children. The Tribunal accepted that he was telling the truth but found that his circumstances did not show persecution for a Convention reason. O'Loughlin J agreed with the Tribunal's treatment of the claims and dismissed the application. The applicant was ordered to pay the Minister's costs.
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In SBBT v Minister for Immigration & Multicultural & Indigenous Affairs [2002] FCA 628, O'Loughlin J considered an application by an Iranian citizen who had lived in Indonesia since 1993. The applicant arrived in Australia by boat on 20 April 2001 and applied for a Protection Visa on 20 June 2001. A delegate refused the application on 4 September 2001. The Refugee Review Tribunal (the Tribunal) affirmed that refusal on 31 January 2002 ([1]).
The applicant's initial account referred to three matters. He said he had not participated in Islamic religious activities and had been refused university admission because he lacked “Islamic moral qualification”. He had been conscripted but avoided military service for two years using a fake student card. He also described attending a social party where alcohol was consumed, after which representatives of the Islamic disciplinary committee took him and others for investigation. He was released on a bond ([2]).
His later statement, prepared with migration agents, added further circumstances. He said he had left Iran illegally and lived illegally in Indonesia, where he had a religious marriage and two children. He said the children lacked documents identifying their father and that he had no civil marriage document. He also said that after converting from Shia to Sunni Islam, he feared the Iranian government because it was, in his words, “fanatically Shia” ([4]). The agents' submission referred to concerns that Iran would not accept his wife and children, and to the possibility that his long absence would lead authorities to regard him as opposed to, or uncooperative with, the government ([4]).
The Tribunal accepted the applicant as a witness of truth. It accepted his conversion, but found evidence of localised discrimination against Sunni Muslims did not show discrimination amounting, or accumulating, to persecution ([6]). It also considered the other claims. The Court agreed that the university-admission difficulties did not appear to be Convention-related ([7]). It agreed that issues arising from the party and national-service evasion were difficulties of general application, not persecution for a Convention reason ([8]).
The Court dismissed the application. Its orders required the applicant to pay the Minister's costs, with those costs to be taxed if not agreed.
The Court's reasoning turns on the connection between the feared harm and a Convention reason. The judgment describes persecution by quoting Hathaway's formulation: “The sustained or systemic violation of basic human rights demonstrative of a failure of state protection” ([5]). It also quotes Chan Yee Kin v Minister for Immigration and Ethnic Affairs (1989) 169 CLR 379, where persecution was said to include “some serious punishment or penalty or some significant detriment or disadvantage” ([5]). The Court's final explanation is that Australia's commitments depend on a refugee fearing persecution for one of the five Convention reasons if returned to the country of origin ([10]).
That framework did not mean that every difficult or adverse circumstance identified by the applicant met the relevant test. The Tribunal found that the material about Sunni Muslims showed localised discrimination, but no evidence of discrimination amounting or accumulating to persecution ([6]). O'Loughlin J accepted that assessment. On the university matter, he said the Tribunal was “clearly correct” to find the difficulty did not appear to be Convention-related ([7]). On the party and military-service matters, he agreed that any difficulties would be of general application and would not amount to persecution for a Convention reason ([8]).
The treatment of the family circumstances is more qualified. The Tribunal considered whether the applicant's religious marriage would be recognised in Iran. It concluded that the marriage would not be recognised under Iranian law, but that this did not prevent the applicant from marrying his wife in the future under terms acceptable to Iranian authorities ([9]). The Tribunal also considered advice that sexual relations between unmarried Muslims could attract penalties. O'Loughlin J found one passage of the Tribunal's reasons difficult to understand: given the children and absence of a marriage certificate, he thought there was a prima facie basis to infer sexual relations outside a recognised marriage ([9]). But he did not make that observation the basis of the result. He specifically noted that extra-marital sex had not been advanced by the applicant or his agents as a reason for fearing persecution ([9]).
The Court acknowledged the human context. The Tribunal accepted the applicant's account of his undocumented life in Indonesia and the difficulties that created for him and, particularly, for his children's future. O'Loughlin J said it was understandable that someone in that position would seek to benefit his family. But, in his assessment, those bona fide circumstances did not establish a fear of persecution for a Convention reason ([10]). The judgment thus rests on the claims and material as presented, and on the Tribunal's findings as reviewed by the Court.
The judgment does not describe a change in the law. It applies existing formulations of persecution rather than announcing a new test. It quotes Hathaway's account of persecution and the formulation from Chan ([5]). It then applies the Convention-reason requirement to the facts accepted by the Tribunal ([10]).
Before this decision, as represented in the judgment, the relevant framework therefore included two related considerations: the seriousness or character of the harm, and whether the feared persecution was for a Convention reason. The Court's discussion of the applicant's claims illustrates that an adverse experience or a difficult return circumstance did not, by itself, resolve the Convention inquiry. The Tribunal's finding about localised discrimination, for example, was that it did not amount or accumulate to persecution ([6]). The university issue was not Convention-related, while the party and conscription matters were treated as general difficulties ([7]–[8]).
After the decision, the judgment's own stated position is that the Tribunal had correctly concluded that this applicant was not a person to whom Australia owed protection obligations under the Convention ([10]). It does not purport to alter the quoted definition of persecution, to identify a new category of harm, or to set out a broader test for all protection claims. Its significance, on its face, is the application of the cited concepts to this particular record.
The decision should not be read from the supplied text as determining every possible legal consequence of undocumented residence, a religious marriage, children without documents, or alleged extra-marital relations. The Court's observations on the latter issue are expressly bounded by its statement that the point was not advanced as a claimed basis for persecution ([9]). Nor does the judgment set out a comprehensive judicial-review standard. It records the Tribunal's decision and explains why the Court considered its treatment of the claims correct.
At [5], the judgment quotes Hathaway: “The sustained or systemic violation of basic human rights demonstrative of a failure of state protection.” In plain English, this formulation focuses on serious or continuing violations of basic rights and the failure of state protection. The judgment also quotes Chan at [5], which describes persecution as including serious punishment, a penalty, or significant detriment or disadvantage. These are the sources the judge chose to explain the concept; the judgment does not offer an exhaustive catalogue of qualifying harms.
At [6], the Tribunal found evidence of “localised discrimination towards Sunni Muslims in Iran” but no evidence that it amounted or accumulated to persecution. In plain English, the fact that some discrimination was identified did not, on the evidence assessed by the Tribunal, establish persecution at the relevant level. O'Loughlin J records that finding and does not disturb it.
At [7], the judge says the Tribunal was “clearly correct” in concluding that the university-admission difficulties did not appear to be Convention-related. The focus is not simply whether the applicant experienced a disadvantage. The Court's stated concern is whether the disadvantage had the necessary relationship to a Convention reason.
At [8], the Court agrees that the possible consequences of the alcohol-related incident and evasion of national service were “difficulties of general application” and not persecution for a Convention reason. In plain English, the Court accepted the Tribunal's characterisation that those matters, as presented, did not demonstrate the required Convention connection.
At [9], O'Loughlin J says that the Tribunal's treatment of possible sexual relations outside a recognised marriage was “difficult to understand”. He observes that children and the absence of a marriage certificate might be prima facie evidence of sexual relations between unmarried parties. But the limit of that observation is important: the Court says the applicant and his agents had not advanced extra-marital sex as a reason for fearing persecution. It was not the ground on which the application was dismissed.
At [10], the judge explains that, despite the applicant's bona fides and the difficulties his family faced in Indonesia, the case did not fit within any of the five Convention reasons. In plain English, the Court regarded the family's difficult circumstances as real but not sufficient, on the claims made and findings reached, to establish the Convention basis required for protection.
This decision is most directly relevant as an example of a court assessing a protection claim in which the Tribunal accepted the applicant's credibility but found the alleged harms did not establish Convention-related persecution. The applicant's credibility was not the decisive obstacle: the Tribunal accepted him as a witness of truth ([1], [6]). The point was whether the accepted circumstances met the persecution and Convention-reason framework described at [5] and [10].
The judgment may be relevant to fact patterns involving a combination of religious-conversion claims, alleged localised discrimination, past state or community encounters, military-service issues, and family circumstances arising from residence outside the country of origin. Its application is fact-sensitive. The Court expressly endorsed the Tribunal's assessment of the particular university-admission claim, the party incident and national-service evasion ([7]–[8]); it did not announce a general rule that such types of claims can never support protection.
The case also illustrates the distinction between credibility and the legal significance of facts. The applicant was accepted as truthful, but that acceptance did not itself establish Convention-related persecution. A reader considering an analogous matter would need to examine what harm is alleged, its seriousness and pattern, the evidence about state protection, and the asserted connection to a Convention reason. The judgment supplies no detailed evidentiary test beyond the formulations it quotes and applies.
The family-related discussion is a narrower point. The applicant's claimed religious marriage, children and lack of civil documents formed part of the material considered ([4], [9]). The Court's brief observation about possible extra-marital sex cannot be treated as a finding that the applicant faced a particular penalty, because the claim was not advanced on that basis and the Court did not decide it as an independent persecution ground ([9]).
The supplied judgment contains no information about how later courts treated SBBT. It does not cite any later decision, and no subsequent judgments or other legal sources have been provided here. It would therefore be unsupported to say that later courts followed, distinguished, applied or criticised this decision.
The precedent relationships that can be identified from the text are limited. O'Loughlin J cited Chan Yee Kin v Minister for Immigration and Ethnic Affairs (1989) 169 CLR 379 for the quoted formulation of persecution ([5]). The judgment also quotes a definition from Hathaway's textbook at [5], but that is a secondary source, not a court precedent. The text does not identify any other case as applied, distinguished or followed.
For research purposes, the judgment's own precedential reach should be described cautiously. The decision records that the application was dismissed because the Tribunal correctly found, on the claims and evidence before it, no Convention-grounded fear of persecution ([10]). The text does not state that it is establishing a new principle, and the report heading describes it as “No issue of principle”. Any account of later treatment would require separate, reliable legal sources beyond the judgment supplied.
Several matters are left unresolved by the judgment. First, it does not set out the full five Convention reasons or undertake a separate, detailed analysis of every possible Convention connection. It refers generally to the five reasons and concludes that the applicant could not bring himself within any of them ([10]). The reasoning is therefore directed to the claims presented and the Tribunal's findings, not a comprehensive restatement of refugee law.
Second, the Court does not explain in detail what evidence would have been needed to show that localised discrimination against Sunni Muslims amounted or accumulated to persecution. It records the Tribunal's conclusion and accepts it ([6]). The extent, frequency, severity and state response relevant to a different evidentiary record are not resolved in this judgment.
Third, the Tribunal's assessment of the marriage and possible consequences of sexual relations is not fully resolved. O'Loughlin J criticises one passage as difficult to understand, but notes that extra-marital sex was not advanced as a persecution claim ([9]). The judgment does not determine what consequences the applicant would in fact face on return, or whether a properly advanced and supported claim on that subject would meet the relevant framework.
Fourth, the judgment does not provide a general rule about hardship to family members in a third country or undocumented residence abroad. It acknowledges the applicant's and children's difficulties in Indonesia, then distinguishes those circumstances from the Convention basis required for protection in Australia ([10]). It does not analyse every possible legal or factual consequence of the family's situation.
Finally, the judgment contains no account of later judicial treatment. Whether subsequent courts have relied on, distinguished or otherwise discussed this decision cannot be established from the supplied text alone.
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REASONS FOR JUDGMENT 1 The applicant is a citizen of Iran but he has lived in Indonesia since 1993. He arrived in Australia, by boat from Indonesia on 20 April 2001. Two months later, on 20 June 2001, he lodged an application for a Protection Visa with the Minister for Immigration and Multicultural and Indigenous Affairs ("the Minister"). On 4 September 2001, a delegate of the Minister refused his application. The applicant applied for a review of that decision by Refugee Review Tribunal ("the Tribunal"). Once again, he was unsuccessful. The Tribunal affirmed the decision of the delegate on 31 January 2002. He accepted the applicant as a witness of truth but concluded that he did not have an appropriate fear of persecution for a convention reason were he to be returned to Iran. The applicant now seeks the intervention of this Court. 2 When the applicant was first interviewed on 11 May 2001, shortly after his arrival in Australia, he was asked to explain why he left his country of nationality - Iran. His answer to that question addressed three subject matters. In the first place, he said that he had not participated in Islamic religious activities. He had applied for admission to a university but, so he said, the Islamic Council for university admissions rejected him due to his lack of "Islamic moral qualification". His second reason for leaving Iran dealt with his military service. He was conscripted, but for two years, he avoided service by using a fake student card. Thirdly, he referred to a social party which he had attended and, at which, alcohol was consumed. He said the Islamic disciplinary committee's representatives raided the party, taking him and others away for investigation. He was released with a bond. 3 Over and above those three reasons, the applicant elsewhere referred to the fact that his father had been a police officer during the regime of the Shah. As a result, he said that his family had been labelled "pro-Shah" and supporters of Shah had been persecuted. 4 Subsequently, the applicant was assisted by Messrs Macpherson and Kelley, registered migration agents. They compiled a lengthy statement on his behalf in support of his application for a Protection Visa. In that statement, the applicant raised concerns which had not previously been mentioned in his answers to the questions that were put to him during his first interview. The Tribunal took a very understanding view about what might otherwise been called discrepancies in his story. It accepted that the applicant may have been under pressure on the occasion of the first interview and, even though he was assisted by an interpreter, that he may have had difficulty in expressing himself. The additional matters that were raised in the statement were as follows: · After leaving Iran illegally, the applicant had taken up illegal residence in Indonesia. He had there "married" and was now the father of two children. He said in his statement of his children: "They have no documents showing who their father is and no civil marriage document for my wife and I as we were married religiously only." · Having left Iran illegally and having been absent for nine years he said of the authorities: "… they simply believe that anyone who has lived overseas is involved in something." · Finally he made clear that, because of his Indonesian wife, he had changed his religion from Shia to Sunni when they married and, so he said, the Iranian Government is "fanatically Shia". The statement to which reference has just been made is dated 18 July 2001. In addition to it, Messrs Macpherson and Kelley presented a written submission in support of his application for a Protection Visa. This submission is not dated however, but its location in the appeal book suggests that it was compiled after the statement of 18 July. The matter of significance in the agent's submission is that it asserts the applicant's reason for not wishing to return to Iran in these terms: "… the applicant states that he could not go back to Iran as the government would not accept his wife and children. He is afraid of the wellbeing of his children in Indonesia as they have no documents." In addition the agents advanced a further reason for the applicant's fear in these terms: "The applicant states that he has been away from Iran for 9 years and if returned would be easily labelled as being in opposition and uncooperative with the current regime and anti government." The applicant therefore advanced his claims for refugee status upon the basis of him having a well founded fear of persecution for reasons of his religion and his imputed political opinion. 5 The term "persecution" is not defined in the convention but James Hathaway in his text book "The Law of Refugee Status" defines persecution at p 104 in these terms: "The sustained or systemic violation of basic human rights demonstrative of a failure of state protection." On the same page the author notes that the concept of persecution should be interpreted and applied liberally. In Chan Yee Kin v Minister for Immigration and Ethnic Affairs (1989) 169 CLR 379 ("Chan") Mason CJ said that "persecution" includes: "Some serious punishment or penalty or some significant detriment or disadvantage." (p 388) 6 As I have earlier noted, the Tribunal accepted the applicant as a witness of credit. It accepted that he had converted to the Sunni Sect of Islam when he courted and married his wife. As to that, the Tribunal said that it was able to find evidence of "localised discrimination towards Sunni Muslims in Iran but no evidence of such discrimination amounting or accumulating into persecution". 7 The Tribunal applied its mind to the difficulties that the applicant had faced about his inability to obtain admission to the university, but it concluded that those difficulties did not appear to be convention related. The Tribunal was clearly correct in coming to that conclusion. 8 The Tribunal also addressed the question of alcohol at the party and the evasion of national service, pointing out (again correctly in my opinion) that such difficulties as the applicant might have suffered as a result of these activities would have been difficulties of general application and would not have amounted to persecution and certainly not to persecution for a convention reason. 9 Finally the Tribunal addressed the subject of the applicant's "marriage". It concluded that the marriage was not one that would be recognised under Iranian law. On the other hand however, it pointed out that such a finding did not mean that the applicant could not marry his present wife in the future under terms that would be acceptable to Iranian authorities. There was one passage in the Tribunal's reasons which was difficult to understand. Having referred to advice from the Department of Foreign Affairs and Trade which said: "Sexual relations between unmarried Muslims also carries a sentence (eg imprisonment, lashes or a fine)." the Tribunal then said: "It is not clear to the Tribunal that the applicant would face serious punishment for having sired children outside of a marriage recognised under Iranian Law." One would have thought that it was self evident that the presence of children and the absence of a marriage certificate would have been prima facie evidence of sexual relations between unmarried parties. Be that as it may, however, the issue of extra-marital sex was not advanced by the applicant or by his migration agents as a reason for a fear (subjective or objective) of persecution were he to be returned to Iran. 10 In my opinion, the Tribunal had no choice in this matter. It was faced with an applicant who truthfully told his story about leaving his home country illegally and taking up residence, also illegally, in Indonesia. The Tribunal accepted that his inability to obtain official recognition in Indonesia caused difficulties not only for himself personally but, more so, for the future of his two children. No wonder that a person in that position would seek to benefit his family. However, Australia's commitments are based upon a refugee having a fear of persecution for one of the five convention reasons should he be returned to his country of origin. Despite the bone fides of the applicant, he was not able to bring himself within any one of those five convention reasons. The Tribunal correctly concluded that the applicant was not a person to whom Australia had protection obligations under the convention. His application to this Court must therefore be dismissed with costs. I certify that the preceding ten (10) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice O'Loughlin.
SBBT
Minister for Immigration & Multicultural & Indigenous Affairs
(1989) 169 CLR 379
Application dismissed. Applicant ordered to pay the respondent's costs, such costs to be taxed in default of agreement.