Background
4 The proceedings in which the current application arises have a lengthy and rather complicated background, some of which was addressed in the first instance judgment of O'Callaghan J in Sayed v Salvation Army Housing [2023] FCA 526 at [11]-[39] (Sayed). I will attempt to summarise some of the key aspects in so far as they are relevant to the present application.
5 In February 2020, the applicant entered into an agreement to lease premises from the second respondent, Salvation Army Housing (Victoria) (SAHV), under the Residential Tenancies Act 1997 (Vic) (RTA). SAHV operates in Victoria as a community housing organisation that provides homes for individuals and families who are homeless or at risk of homelessness, are on low incomes, or have specific support needs. It provides housing services pursuant to a Service Agreement entered into with the State of Victoria.
6 Under the rental agreement, SAHV let the premises in question to the applicant for a period of 16 weeks commencing on 6 February 2020 and ending on 28 May 2020 or until terminated in accordance with the RTA. The premises were let for the purpose of providing transitional housing to the applicant whilst he was in housing crisis. Notwithstanding the limited term of the lease, it is apparent that the applicant currently remains in occupation of the premises. There were terms of the rental agreement that SAHV must make sure the premises are maintained in good repair and were in a reasonably clean condition on the day on which the applicant entered into occupation, and that the applicant must keep the premises in a reasonably clean condition during the period of the agreement and must not use or allow the premises to be used in any such manner as to cause a nuisance.
7 On 28 October 2022, the applicant made a complaint to a Commissioner of the Salvation Army, copied to a director of SAHV, in relation to the condition of his apartment. Following this complaint, SAHV issued a notice of inspection of the rented premises under s 86(1)(e) of the RTA. On 9 November 2022, representatives of SAHV conducted an inspection during which they took photographs of the inside of the premises.
8 The inspection and the taking of photographs gave rise to further complaints made by the applicant, who claimed that he had not given his consent either to the entry to the premises or the taking of photographs. I note that it does not appear that the applicant had a right to refuse entry by SAHV in so far as it was exercising a right of entry under the RTA.
9 On 11 November 2022, SAHV issued the applicant with a notice to vacate under s 91ZL of the RTA on the basis that the premises were unfit for human habitation, or had been destroyed totally or to such an extent as to be rendered unsafe. The reasons for the notice referred to the applicant's letter raising concerns and providing pictures depicting the state of the property, the inspection that was conducted on 9 November 2022 by representatives of SAHV, and the photographs that were taken during that inspection. The notice asserted that the premises were unsafe due to health and safety issues caused by the accumulation of rubbish and failure to maintain the property by the tenant.
10 The service of the notice to vacate led to further complaints made by the applicant against and in relation to the Salvation Army.
11 By an originating motion dated 18 November 2022, the applicant commenced proceedings in this Court claiming relief against a number of respondents including SAHV (VID 685 of 2022). In addition to alleged breaches of the RTA, the applicant alleged contraventions by Salvation Army Housing and SAHV of a number of provisions of Commonwealth legislation, including ss 13 to 13G, 15 and 80W of the Privacy Act 1988 (Cth) (Privacy Act) and s 95.10 of the Australian Charities and Not for Profit Commission Act 2012 (Cth) (ACNC Act), and sought declaratory relief, damages and civil pecuniary penalties under the Privacy Act and under ss 19, 22 and 23 of the Federal Court of Australia Act 1976 (Cth) and s 39B(1A)(c) of the Judiciary Act 1903 (Cth). These allegations seem to relate primarily to the claimed unauthorised use or disclosure of personal information contained in the letter and accompanying pictures that were sent by the applicant to the Salvation Army raising concerns about his welfare at the premises, which led to the notice of inspection and ultimately the notice to vacate. Among other things, the originating motion sought an interim or interlocutory injunction to prohibit SAHV from disclosing or using the photographs of the premises for the purposes of obtaining a possession order in relation to the premises.
12 On 19 December 2022, SAHV made an application to VCAT pursuant to s 322(1) of the RTA for a possession order for the rented premises. The application was based on the notice to vacate given under s 91ZL of the RTA.
13 On 22 December 2022, the applicant lodged for filing an "interlocutory application" in proceeding VID 685 of 2022. This application was accepted for filing on 23 December 2022. The interlocutory application named SAHV as "First Respondent" and VCAT as "Second Respondent". The interlocutory orders sought were identified in the following terms:
The applicant applies under sections 21 and 23 of the Federal Court of Australia Act 1976 (Cth) ('FCAA') and section 39B of the Judiciary Act 1903 (Cth) for a declaration and a writ of prohibition in relation to proceeding (R202235725/00) currently before the Victorian Civil and Administration Tribunal (VCAT/Tribunal) instituted by Salvation Army Housing (Victoria) (SAHV). Refer to attached 'Notice of Hearing'.
Accordingly the applicant claims following relief:
1. A declaration that the VCAT lacks jurisdiction to entertain the applications instituted by Salvation Army Housing Victoria;
2. A writ of prohibition issued against VCAT directing it to take no further step in the proceedings save for making orders for the dismissal of the proceedings; and
3. Such further orders as the Court sees fit.
14 The grounds of the interlocutory application included the claim that the VCAT proceedings in which SAHV had applied for a possession order involved a matter comprising a single justiciable controversy that was "federal in character, due to the dispute before VCAT, being subject of the proceedings already before the [Federal] Court", and that VCAT lacked jurisdiction to determine any matter arising under laws made by the Commonwealth Parliament. The interlocutory application stated that it was "intended to serve this application on all Respondents". While it is unclear whether this referred only to the persons named as respondents on the interlocutory application or extended to all respondents in proceeding VID 685 of 2022, a copy of the interlocutory application was in fact provided to VCAT, which responded by letter dated 17 January 2023 to advise the Principal Judicial Registrar that VCAT did not intend to take an active role in the proceeding and would abide the decision of the Court save as to costs.
15 The applicant also subsequently applied to VCAT for summary dismissal of the possession order application pursuant to s 75 of the Victorian Civil and Administrative Tribunal Act 1998 (Vic) (VCAT Act). This summary dismissal application was made on the basis that VCAT did not have jurisdiction to hear or determine an application involving a federal matter (that is, involving an exercise of the judicial power of the Commonwealth).
16 Following a directions hearing before VCAT, SAHV made an application for the matter to be referred to the Supreme Court of Victoria pursuant to s 77 of the VCAT Act. I was told by the applicant during the hearing of the current application that this referral application was made in response to the jurisdictional concerns raised by his summary dismissal application. This appears to be consistent with an affidavit filed in support of the referral application made by SAHV (affidavit of Benjamin Robert Thrift affirmed 3 February 2023), which stated that the Supreme Court of Victoria was a more appropriate forum to deal with the possession application "[h]aving regard to the existence of the Privacy Act and ACNC Act claims, and the provisions of the RTA which vest jurisdiction in respect of the Possession Application in [VCAT]". The supporting affidavit nevertheless asserted that:
[a]t the time of filing the application for possession at the Tribunal, it was not established (and is still not established) that the claims made pursuant to the Privacy Act and the ACNC Act could have any bearing on the Possession Application pursuant to the RTA and, therefore, whether the subject matter of those claims were part of the same justiciable controversy as the Possession Application.
17 The possession order application was adjourned by VCAT to enable the summary dismissal application and the referral application to be heard together at the same time by a judicial member of VCAT.
18 Neither the summary dismissal application nor the referral application had been listed for hearing by VCAT at the time that O'Callaghan J delivered judgment in Sayed. At the hearing of this application, I was told by the applicant that those applications were not subsequently heard. Indeed, it appears that the possession order application by SAHV did not ultimately proceed any further before VCAT, perhaps as a consequence of the proceedings commenced by the applicant in this Court.
19 The respondents in proceeding VID 685 of 2022 applied for summary judgment. On 26 May 2023, O'Callaghan J upheld that application, and made orders dismissing the proceeding: Sayed. It is unnecessary for present purposes to consider the detail of the reasons for judgment, other than to note that his Honour relevantly found that the provisions of the Privacy Act and the other Commonwealth legislation on which the applicant relied had no application to SAHV and to the circumstances of the case that was before his Honour.
20 On 5 June 2023, the applicant applied for leave to appeal from the judgment of O'Callaghan J. That application for leave to appeal is the current proceeding VID 411 of 2023, in which the applicant has sought to file the Interlocutory Application dated 5 October 2023. Again, it is unnecessary for present purposes to consider the proposed grounds of appeal in any detail. The application for leave to appeal was heard on 16 August 2023 by Katzmann J, whose judgment is currently reserved.
21 On 2 October 2023, in proceeding VID 685 of 2022 (the first instance proceeding that was dismissed by O'Callaghan J), the applicant filed an application for orders against the solicitor for Salvation Army Housing and SAHV for an alleged contempt of court in connection with the proceeding. I do not suggest that there is any proper basis to this application, which has not yet been the subject of any judicial consideration.
22 On or about 24 August 2023, SAHV applied again to VCAT for a possession order in respect of the premises. In contrast to the previous possession order application, this recent application now seeks an order for possession as a result of unpaid rent pursuant to s 91ZM of the RTA, based on a notice to vacate dated 10 July 2023. At the hearing before me, the applicant handed up a copy of a document entitled "Summary of proofs for possession applications by a residential rental provider (landlord) for rent arrears: Notice to vacate given under s 91ZM". That document provides details of the rental agreement as having commenced on 6 November 2020, and states that the lease ended on 26 March 2021. This appears to be a different and subsequent rental agreement to that referred to in the reasons for judgment of O'Callaghan J in Sayed. Nevertheless, SAHV seeks a possession order on the basis that the applicant had not made any rental payment since 4 November 2022, and in circumstances where the premises were intended to be provided as temporary crisis accommodation and were not intended to be the long-term place of residence for occupants. SAHV is seeking possession of the premises from 30 October 2023.
23 This possession order application (VCAT Ref No R2023/28397/00) was listed for hearing by VCAT on 16 October 2023, but was ultimately adjourned until 2.00 pm on 23 October 2023.
24 The applicant sought to file the Interlocutory Application dated 5 October 2023 in response to the VCAT notice of hearing. The Interlocutory Application identifies that it is being filed in proceeding VID 411 of 2023 and lists the parties to that proceeding, which do not include VCAT. The Interlocutory Application is addressed "To the Respondents" and states that it is intended to serve the application "on all respondents". The orders sought in the Interlocutory Application are as follows:
The applicant applies under ss 21 and 23 of the Federal Court of Australia Act 1976 (Cth) and s 39B of the Judiciary Act 1903 (Cth) for:
i. A declaration that the Victorian Civil and Administration Tribunal ("VCAT") lacks authority to hear the application for possession order filed by the second respondent, Salvation Army Housing (Victoria) ("SAHV").
ii. A writ of prohibition issued against VCAT, directing it to take no further step in the relation to the application for possession order save for making an order to dismiss that application.
iii. Such further orders as the Court sees fit.
25 It may be observed that these orders are in materially similar terms to the orders sought in the Interlocutory Application dated 22 December 2022 that was filed in proceeding VID 685 of 2022, but which was not ultimately heard or determined in that proceeding.
26 The grounds set out in the Interlocutory Application dated 5 October 2023 were differently expressed but included a claim that "[t]he rental dispute agitated before VCAT constitutes a substratum of the underlying dispute currently pending in this Court". The applicant also relied on s 448 of the RTA (which provides that in certain circumstances VCAT must not determine an issue in an application or proceedings if there is a pending civil proceeding before a court in respect of that issue) and a claim of "constructive estoppel" based on an alleged undertaking given by VCAT in relation to proceeding VID 685 of 2022.
27 In his covering letter dated 5 October 2023 addressed to the District Registrar, the applicant stated:
Form 35 - Interlocutory Application in the Federal Court proceeding no: VID 411 of 2023
…
I refer to the above matter currently reserved for judgement by the Honourable Justice Katzmann.
I request for an urgent hearing of the enclosed interlocutory application on account of the eviction proceeding commenced by the second respondent, Salvation Army Housing (Victoria) ("SAHV") in the Victorian Civil and Administrative Tribunal ("VCAT").
The VCAT has listed the matter for hearing on 16 October 2023. Please refer to the relevant Notice of Hearing attached to the interlocutory application.
Lastly, pursuant to rule 17.02 the interlocutory application need not be accompanied by an affidavit given that the documents relied in support of the application are part of correspondence between the parties or the authenticity is not in disput [sic]. However if an affidavit is required or deemed appropriate, please direct at you earliest convenience.
I look forward to your earliest response.
28 On 9 October 2023, the Registrar refused to accept the Interlocutory Application for filing. The letter from the Registrar relevantly stated:
I refer to the following documents presented to the Victorian Registry of the Federal Court of Australia on 5 October 2023:
(a) Interlocutory Application dated 5 October 2023;
(b) Letter dated 5 October 2023.
By the Interlocutory Application you seek, inter alia, a declaration that the Victorian Civil and Administrative Tribunal (VCAT) lacks authority to hear an application for possession filed by Salvation Army Housing (Victoria), and that a writ of prohibition issue against VCAT, directing it to take no further step in relation to the application for possession save for making an order to dismiss that application.
You have sought to file the Interlocutory Application in matter number VID411/2023. In that matter the Court is reserved for judgment on your application for leave to appeal an interlocutory judgment.
The Documents have been referred to me for consideration as to whether the Registry should accept them for filing.
Rule 2.26 of the Federal Court Rules 2011 (Cth) states that a Registrar may refuse to accept a document for filing if the Registrar is satisfied that the document is an abuse of the process of the Court, or is frivolous or vexatious on the face of the document, or by reference to any documents already filed or submitted for filing with the document.
Rule 2.27(b) of the Rules provides that a document will not be accepted for filing if it does not substantially comply with the Rules.
After careful consideration of the Documents, I am of the view that they should not be accepted for filing pursuant to rules 2.26 and 2.27(b) of the Rules.
The orders sought are not interlocutory in nature, operate against VCAT which is not a party to the proceeding, and are not, on their face, related to a matter within the federal jurisdiction of this Court.
For those reasons, in my view, the Interlocutory Application is, on its face, frivolous or vexatious and an abuse of the Court's process.
Further, the Interlocutory Application is not accompanied by any supporting affidavit. In the Letter you state that you rely on rule 17.02(1) of the Rules. In order to rely on rule 17.02(1) of the Rules, the conditions in rule 17.02(2) must be met.
If you disagree with this decision you may make an application for judicial review of this decision under the Administrative Decisions (Judicial Review) Act 1977 (Cth).
29 On 10 October 2023, the applicant filed the present application seeking orders under r 3.04 of the Rules in relation to the Registrar's refusal to accept the Interlocutory Application for filing. The orders sought by the applicant are in the following terms:
I. [The Registrar] is ordered to accept filing of the interlocutory application lodged by the applicant on 05 October 2023 (Lodgement ID: 1247812);
II. A declaration that the Registrar's reasons for refusing to file the application were affected by error;
III. Any further order the Court thinks is appropriate.
30 The grounds of the application dispute each of the bases on which the Registrar found that the Interlocutory Application was (on its face) an abuse of process, or frivolous or vexatious.
31 During the course of the hearing, the applicant stated that he no longer presses the application for a declaration (that the Registrar's reasons for refusing to file the application were affected by error), in the light of the fact that r 3.04 does not necessarily require him to establish error on the part of the Registrar in refusing to accept the Interlocutory Application for filing.