Consideration
28 The questions for the Court to decide are not as they were stated by the applicant.
29 The power in r 2.26 is conditioned upon the Registrar reaching a state of satisfaction that the document sought to be filed constitutes an abuse of process or is frivolous or vexatious. As Perram J said in Rahman at [6]:
The manner and circumstances in which judicial review of powers subject to the formation of a satisfaction or of an opinion are to be conducted are well-known and usefully, with respect, collected by Gummow J in Minister for Immigration and Multicultural Affairs v Eshetu (1999) 197 CLR 611 at [128]-[137]. His Honour referred, with approval, to the judgment of Gibbs J in Buck v Bavone (1976) 135 CLR 110 at 118-9:
In all such cases the authority must act in good faith; it cannot act merely arbitrarily or capriciously. Moreover, a person affected will obtain relief from the courts if he can show that the authority has misdirected itself in law or that it has failed to consider matters that it was required to consider or has taken irrelevant matters into account. Even if none of these things can be established, the courts will interfere if the decision reached by the authority appears so unreasonable that no reasonable authority could properly have arrived at it. However, where the matter of which the authority is required to be satisfied is a matter of opinion or policy or taste it may be very difficult to show that it erred in one of these ways, or that its decision could not reasonably have been reached.
30 To similar effect Charlesworth J explained in Shaw at [32]:
The state of satisfaction to be reached by the Deputy Registrar is not one involving policy or taste. Rather, it is in the nature of an opinion concerning mixed questions of fact and law. Cases may arise under r 2.26 in which the formation of such an opinion involves the making of an evaluative judgment in respect of which reasonable minds may differ. In such cases, an applicant for judicial review may well have difficulty establishing reviewable error affecting the Registrar's decision. However, where an opinion formed by a Registrar is founded upon an error of law, or based upon an irrelevant consideration, the opinion will not be one that is open to the Registrar to form and the requisite state of satisfaction prescribed under the rule will not have been reached…
31 The applicant failed to establish that the Registrar erred as alleged.
32 First, it is the Registrar's satisfaction regarding the requisite circumstances which enlivens the power to reject a document for filing: Satchithanantham v National Australia Bank Ltd [2009] FCA 1171; (2009) 260 ALR 567 at [43] (Foster J) (upheld on appeal in Satchithanantham v National Australia Bank Ltd [2010] FCAFC 47; 268 ALR 222 (Marshall, Cowdroy and Buchanan JJ)). In an application for judicial review such as the present case it is for the applicant to establish that the Registrar's decision, for example: (a) breached the rules of natural justice; (b) was an improper exercise of power; (c) involved an error of law; or (d) was otherwise contrary to law. The power of the Court in an application under the ADJR does not extend to merits review.
33 As I have said, the documents the Registrar refused to accept for filing comprised a proposed defamation proceeding against a Judge of the County Court and the State of Victoria, for remarks made in a judgment of that Court. The Registrar considered that because the publication of the alleged defamatory matters were made in the course of judicial proceedings the defence of absolute privilege would apply, giving the respondents a complete defence to the claim. On that basis he concluded that the proposed defamation proceeding "would, if filed, almost inevitably be doomed to fail", and therefore constituted an abuse of process.
34 Section 27(2)(b)(iii) of the Defamation Act provides a defence of absolute privilege for the publication of a defamatory matter in a judgment of a court or tribunal, as the applicant accepted. The defences under the Defamation Act are in addition to common law defences or exclusion of liability available apart from the Act: Defamation Act, s 24(1). Section 9A of the County Court Act 1958 (Vic) provides that a judge has, in the performance of his or her duties as a judge, the same protection and immunity as a judge of the Supreme Court.
35 Pursuant to s 27 of the Defamation Act such a defence is to be pleaded, which is a matter for the defendant to the action, but such a defence is additional to the defences available under the common law. The common law provides that no action lies against judges for acts done in the course of hearing or deciding cases which come before them; that is, there is judicial immunity from suit. The principles concerning judicial immunity from suit were discussed by the New South Wales Court of Appeal in Rajski v Powell (1987) 11 NSWLR 522 (Rajski) (Kirby P, Hope and Priestley JJA).
36 In Rajski the defendants sought summary dismissal of an action brought against the first defendant, the Honourable P.E. Powell, a judge of the Supreme Court of New South Wales, and against the Attorney General for NSW, in relation to acts of Powell J when hearing a proceeding involving the plaintiff. The Court held that a judge of the Supreme Court is immune from civil liability for acts done in the exercise of his or her judicial function or capacity: at 538 per Priestly JA (with whom Hope JA agreed)
37 Priestley JA said the following (at 538-539):
The submissions of the defendants are supported by authorities stretching from the Year Books (see Floyd v Barker (1607) 12 Co Rep 23; 77 ER 1305) to the present day. The need for and recognition of judicial immunity have been upheld or acknowledged in the House of Lords (eg Miller v Hope (1824) 2 Sh Sc App 125, Everett v Griffiths [1921] 1 AC 631), the Privy Council (eg Maharaj v Attorney-General of Trinidad and Tobago (No 2) [1979] AC 385) and the High Court of Australia (eg Gibbons v Duffell (1932) 47 CLR 520 at 524, 525 and 528 and Cabassi v Vila (1940) 64 CLR 130 at 139 and 140).
The rule for which the defendants contend in the present case has in past decisions been stated very shortly. Typical is what was said by Aickin J in an unreported decision, Durack v Gassior (High Court of Australia, 13 April 1981);
"…No action may be brought under our legal system against judges for acts done in the course of hearing or deciding cases which come before them.
References to the numerous authorities can be found in a recent New South Wales case: Moll v Butler (1985) 4 NSWLR 231 at 238-244, Halsbury's Laws of England, 2nd ed, vol 26 pars 592-593 at 276-279; 4th ed, vol 1, par 210 at 199-200 and Sirros v Moore [1975] QB 118. The many authorities all support the way the matter was put by Aickin J in Durack in regard to cases where no question of the judge's jurisdiction arises. There is some room for argument about the way in which the test should be stated when there is a supportable allegation that the judge was without jurisdiction to do the act complained of: the different ways by which the members of the English Court of Appeal in Sirros dealt with this latter question in all reaching the same result in that case illustrate the different views.
In reference to the last sentence in the passage cited, his Honour recognised differences in the authorities regarding the position where a judge knowingly acts outside jurisdiction. But that is not of relevance to the present case as the applicant made no suggestion that Misso J was acting outside jurisdiction, let alone knowingly.
38 President Kirby expressed the principle of judicial immunity in the following terms (at 534-535):
Although it has not been the subject of a binding holding of the High Court of Australia, a number of cases in that Court make it plain that the principle [of judicial immunity] is accepted in this country to be as full and ample as it has been stated to be in England: see, eg, Gibbons v Duffell (1932) 47 CLR 520 at 524 and Cabassi. Indeed, it is a principle which appears to be fundamental to all the jurisdictions of the common law. As has been demonstrated, it is clearly accepted and repeatedly applied in England. It has been applied in New Zealand: see Nakhla. It is settled law in Canada: see, eg, Clendenning and Board of Police Commissioners for City of Belleville (1976) 75 DLR 3d 33; Morier v Rivard (1985) 23 DLR (4th) 1. It is also clearly established by many cases in the United States of America both in Federal and State courts: see Corpus Juris Secundum, vol 48A, par 86. It is perhaps most clearly stated in that country in the words of Warren CJ in Pierson v Ray 386 US 547 at 553-554 (1967):
"…Few doctrines were more solidly established at common law than the immunity of judges from liability for damages for acts committed within their judicial jurisdiction, as this Court recognized when it adopted the doctrine, in Bradley v Fisher, 13 Wall 335 (1872). This immunity applies even when the judge is accused of acting maliciously and corruptly, and it is not for the protection or benefit of a malicious or corrupt judge, but for the benefit of the public, whose interest it is that the judges should be at liberty to exercise their functions with independence and without fear of consequences. (Scott v Stansfield LR 3 Ex 220, 223 (1868), quoted in Bradley v Fisher at 350). It is a judge's duty to decide all cases within his jurisdiction that are brought before him, including controversial cases that arouse the most intense feelings in the litigants. His errors may be corrected on appeal, but he should not have to fear that unsatisfied litigants may hound him with litigation charging malice or corruption. Imposing such a burden on judges would contribute not to principled and fearless decision-making but to intimidation."
Attempts to modify, qualify or limit the scope of the immunity so conferred are made against the background of the enduring and universal features of the principle so established. Although exceptions have been provided, immunity has been consistently upheld, save in the most exceptional cases where a judicial officer acts knowingly in the clear absence of all jurisdiction: see, eg, Stump v Sparkman. As pointed out by Woodhouse J in Nakhla "jurisdiction" in this context means the judicial power to hear and determine a matter. It does not mean the manner, method or correctness of the exercise of that power. It is a word, in the context, to be construed broadly in order to ensure that the issue of judicial immunity does not come to depend upon the determination of fine questions of jurisdiction: cf Williams v Sepe 487 F 2d 913 (1973); Jacobson v Schaefer 441 F 2d 127 (1971) and Rankin v Howard 633 F 2d 844 (1980); cert den 451 US 939.
39 In Gallo v Dawson (1988) 82 ALR 401 at 402-3, Wilson J cited Lord Denning MR in Sirros v Moore [1975] 1 QB 118 at 132 as follows:
Ever since the year 1613, if not before, it has been accepted in our law that no action is maintainable against a judge for anything said or done by him in the exercise of a jurisdiction which belongs to him. The words which he speaks are protected by an absolute privilege. The orders which he gives, and the sentences which he imposes, cannot be made the subject of civil proceedings against him. No matter that the judge was under some gross error or ignorance, or was actuated by envy, hatred and malice, and all uncharitableness, he is not liable to an action. The remedy of the party aggrieved is to appeal to a Court of Appeal or to apply for habeas corpus, or a writ of error or certiorari, or take some such step to reverse his ruling. Of course, if the judge has accepted bribes or been in the least degree corrupt, or has perverted the course of justice, he can be punished in the criminal courts. That apart, however, a judge is not liable to an action for damages.
The reason is not because the judge has any privilege to make mistakes or to do wrong. It is so that he should be able to do his duty with complete independence and free from fear.
40 It is an abuse of process to commence an action in circumstances where such proceedings cannot possibly succeed: Walton v Gardiner [1993] HCA 77; (1993) 177 CLR 378 at 393. I can see no error in the Registrar's decision in deciding that the proposed defamation proceeding constituted an abuse of process.
41 Second, there is nothing in the materials to indicate a breach of natural justice as alleged in the first ground of the application. It is true that the Registrar did not give the applicant the opportunity to make submissions or provide a hearing before deciding to refuse to accept the documents, but r 2.26 does not require the Registrar to receive submissions or hold a hearing. A Registrar must reach the requisite state of satisfaction having regard only to "the face of the document" (r 2.26(a)) or "by reference to any documents already filed or submitted for filing with the document" (r 2.26(b)).
42 As the Full Court noted in TCL Air Conditioner (Zhongshan) Co Ltd v Castel Electronics Pty Ltd [2014] FCAFC 83; (2014) 232 FCR 361 at [84]-[86] (Allsop CJ, Middleton Foster JJ) the requirements of natural justice vary according to the circumstances. Their Honours said:
The common expression of the fundamental structure of the rules of natural justice or procedural fairness is the so-called "bias rule" and the "hearing rule": that a person may not be a judge in his or her own cause; and that a person should be given a fair hearing...
It is essential to recall, however, as the learned authors (Sir Michael Mustill and Mr Boyd) said in The Law and Practice of Commercial Arbitration in England (1982) at p 252, that the expression "natural justice" (and thus the expression "the rules of natural justice") must be approached with caution because the phrase tends to suggest that there exists a package of procedural rules which must always be observed, when, in fact, the requirements of natural justice vary according to the circumstances. This does not deny the ready structure of available rules to guide judgment, but it reminds one that the underlying premise is not one or more black-letter rules, but the notion of fairness.
The required content of fairness in any particular case will depend on context: constitutional, statutory and human, on all the circumstances of the case. The fairness required relates principally to the procedure employed in dealing with the party in question. That may involve the exercise of state or governmental power over the individual, who may be vulnerable and powerless, or a great corporation. The terms of any statute will be critical. The common element is that, generally speaking, the exercise of power should be fair. That exercise will always have a human context. That is why, as Gleeson CJ said in Re Minister for Immigration and Multicultural and Indigenous Affairs; Ex parte Lam [2003] HCA 6; 214 CLR 1 at 14, fairness is not an abstract concept, but essentially practical. The concern of the law is to avoid practical injustice. Fairness is normative, evaluative, context-specific and relative.
(Emphasis added. Citations omitted.)
43 Also, as Perram J said in Rahman at [8], the Registrar was not obliged by notions of procedural fairness or natural justice to indicate to the applicant in advance of the decision that he was contemplating refusing her permission to file the proposed defamation proceeding. An administrative decision-maker is not obliged to give a running commentary on their current state of mind.
44 Having regard to the terms of r 2.26 I am not persuaded that the Registrar breached the rules of natural justice in deciding to refuse to accept the proposed defamation proceeding for filing.
45 Third, there is no merit in the second ground of the application which alleged that the Registrar failed to take into account the legal remedy for the applicant under the Jurisdiction of Courts (Cross-Vesting) Act 1987 (Cth) (the Cross-Vesting Act). The applicant's argument appears to be that, having regard to the Registrar's conclusion that it appeared that the Court does not have jurisdiction to hear and determine the proposed defamation proceeding, the Registrar should have accepted the documents for filing and then cross-vested the proposed defamation proceeding to the Supreme Court of Victoria.
46 The Registrar's reasons in his letter dated 15 May 2019, which were picked up in his letter dated 4 June 2019, said that "even if the defence of absolute privilege did not apply, it would appear that the Court does not have jurisdiction to hear and determine your claim. This is because you do not allege that any publication has occurred in either the Australian Capital Territory or the Northern Territory." Absence of jurisdiction was a secondary and separate reason for rejecting the documents for filing.
47 I doubt the correctness of the Registrar's view that Court does not have jurisdiction to hear and decide the proposed defamation proceeding. In Oliver v Nine Network Australia Pty Ltd [2019] FCA 583, Justice Lee discussed the Federal Court's jurisdiction to hear defamation proceedings (at [6]-[18]) and noted the Full Court decision of Crosby v Kelly [2012] FCAFC 96; (2012) 203 FCR 451 (Bennett, Perram and Robertson JJ) which held that the Court had original jurisdiction over a proceeding that would be within the jurisdiction of the Australian Capital Territory or Northern Territory Supreme Courts. The statement of claim in the proposed defamation proceeding does not identify how or where publication occurred, let alone whether it occurred in the Australian Capital Territory or the Northern Territory, in circumstances where the Ruling was published online it seems likely that it was published throughout Australia and that the Court would have jurisdiction. Upon the applicant making a bona fide non-colourable allegation in this Court that attracted jurisdiction, then the Court would be seized with jurisdiction to deal with the controversy and would retain that jurisdiction: Prasad v Google LLC [2020] FCA 67 at [18] (Wheelahan J).
48 But even if the Registrar's conclusion regarding jurisdiction is incorrect, no error was demonstrated in the Registrar's conclusion that judicial immunity from suit meant that the proposed defamation proceeding was bound to fail, and was thus an abuse of process. The Registrar's conclusion regarding jurisdiction was a secondary basis for the decision to refuse to accept the documents for filing and to the extent he erred in that regard it made no difference to the outcome.
49 Nor is there force in the applicant's contention that it was appropriate for the Registrar to accept the proposed defamation proceeding for filing and then transfer the proceeding under the Cross Vesting Act. The Registrar did not have power to himself transfer a proceeding under the Act, and his decision to refuse to accept the documents for filing meant that there was no proceeding "pending in the Federal Court", and thus no proceeding for the Court to consider transferring pursuant to s 5(4) of the Act.
50 Fourth, the applicant's submissions based on the Constitution are difficult to follow but appear to boil down to contentions that the defence of absolute privilege under s 27(2)(b)(iii) of the Defamation Act in relation to the publication of a defamatory matter in a judgment of a court or tribunal is contrary to the Constitution on two bases. First, that s 27(2)(b) of the Defamation Act is enacted outside of the power granted to the Federal Parliament by the Constitution because it is inconsistent with s 51 which empowers parliament to enact laws for "peace, order and good government". Second, that what occurred to her is unfair and under the Constitution there is an implied right to protection from unjust Court processes. There is no merit in either basis.
51 The Registrar's letter dated 4 June 2019 explained the reasons for his continuing refusal to accept the proposed defamation proceeding for filing. As well as the matters to which he referred in his earlier letter, the Registrar said that the notice of a constitutional matter did not raise "any question of substance arising under the Constitution or involving its interpretation." He was therefore satisfied that the proposed defamation proceeding constituted an abuse of process and that it was appropriate to refuse to accept the documents for filing.
52 Again, it is for the applicant to establish that the Registrar erred in the exercise of the power under r 2.26. Having regard to the applicant's submissions she appeared to contend that the Registrar's decision was contrary to law or involved an error of law, but she did not make out that contention.
53 A case does not involve a matter arising under the Constitution or involving its interpretation merely because the litigant says so: Re Finlayson; Ex parte Finlayson (1997) 72 ALJR 73 at 74 (Toohey J). For example, it will not involve such a matter if the asserted constitutional point is frivolous or vexatious or is raised as an abuse of process: Australian Competition and Consumer Commission v CG Berbatis Holdings Pty Ltd [1999] FCA 1151; (1999) 95 FCR 292 at [14] (French J).
54 There is no substance to the contention that the phrase "for the peace, order and good government" in s 51 of the Constitution imposes limitations on the legislative power of the Victorian or Federal Parliament. In Union Steamship Company of Australia Pty Ltd v King [1988] HCA 55; (1988) 166 CLR 1 at 10 (Mason CJ, Wilson, Brennan, Deane, Dawson, Toohey and Gaudron JJ) the High Court said:
[T]he words "for the peace, order and good government" are not words of limitation. They did not confer on the courts of a colony, just as they do not confer on the courts of a State, jurisdiction to strike down legislation on the ground that, in the opinion of a court, the legislation does not promote or secure the peace, order and good government of the colony.
55 More recently, Katzmann J observed in Clement v Australian Bureau of Statistics [2016] FCA 948 at [33] (albeit in a different statutory context) that such a constitutional argument is "without substance". Her Honour said:
The underlying premise of the first point - that [the relevant legislation] is an invalid exercise of the legislative power of the Commonwealth because it is "antithetical to the 'peace, order and good government of Australia'" - is that the Court has the power to strike down legislation if it concludes that the legislation has this effect. Such a notion was emphatically rejected by all seven justices of the High Court in Union Steamship Co of Australia Pty Ltd v King (1988) 166 CLR 1 at 10.
56 The applicant also contended that the availability of the defence of absolute privilege in relation to the publication of defamatory matters in a judgment of a court or tribunal was inconsistent with the existence of an implied right under the Constitution to protection from unjust Court processes. The applicant submitted as follows:
The 'citizens' would have considered the protection from unnecessary judicial proceedings as an implied right in the Constitution to protect the Australian people from being unfairly affected.
She argued that:
The 'citizens' would have been confident that the Constitution granted the Australian people the right to benefit from execution of processes that are just and the right to benefit from execution of just judgments in the courts of the States.
57 The applicant did not though rely on an implied right that had previously been accepted by the courts. Rather she submitted that the Court should accept the existence of a hitherto unrecognised implied constitutional right to "protection from unnecessary judicial proceedings"; which protection is said to be contravened if judges are able to rely on the defence of absolute privilege as a defence to defamation proceedings brought in respect of matters published in a judgment.
58 There is no such implied right. First, the applicant contended that the implication arose from the limitations imported by the words "for the peace, order and good government", but as I have said that contention has no basis. Second, the implication was said to arise from the reasonable expectation of Australian citizens. Such an assertion goes nowhere near providing a sound basis for the Court to draw constitutional implications and recognise such implications as limiting the legislative power of the Victorian or Federal Parliament. Third, the existence of such an implied right is inconsistent with general law authorities going back to the 17th century which provide that no action is maintainable against a judge for anything said or done by him or her in the exercise of a jurisdiction which belongs to him or her.
59 I can see no error in the Registrar's conclusion that no question of substance arises concerning the Constitution or involving its interpretation.