austlii:nsw/NSWPICMP/2025/446
General information, not legal advice.
NSWPICMP
2025-06-24
Original judgment source is linked above.
Savva v R & L Sparkes Pty Ltd [2025] NSWPICMP 446
WORKERS COMPENSATION - Workplace Injury Management and Workers Compensation Act 1998; review of Medical Assessment Certificate (MAC); whether the Medical Assessor (MA) had the appropriate qualifications and conducted a complete lumbar spine assessment; - MA was qualified, but MAC did not confirm assessment of all criteria for radiculopathy; appellant re-examined; MAC revoked; new certificate issued.
STATEMENT OF REASONS FOR DECISION OF THE APPEAL PANEL IN RELATION TO A MEDICAL DISPUTE
1 March 2021 (the Guidelines) and the American Medical Association Guides to the Evaluation of Permanent Impairment, 5th ed (AMA 5).
"Movement in the lumbar spine was mildly reduced, in a symmetrical manner, with ¾ flexion and ¾ extension possible, together with ¾ of normal lateral flexion to the right and ¾ of normal flexion to the left side noted.
Neurological examination of the lower limbs appeared normal, with no evidence of muscle wasting or abnormal reflex. There is no evidence of radiculopathy."
"Mr Savva presents with pain in the right shoulder, together with reduced shoulder joint movement, following the subject injury date, with investigations subsequently identifying soft tissue changes in the rotator cuff, including a partial-thickness tear and tendinopathy of the supraspinatus and subscapularis tendons, with subacromial bursitis, which were subsequently treated with reconstructive surgery.
He subsequently developed similar symptoms in the left shoulder, in the absence of any frank injury, however I understand those symptoms been accepted as being a consequential injury. Investigations identified rotator cuff tendinopathy and a partial thickness tear of the anterior to mid distal supraspinatus tendon together with mild subacromial bursitis and a small tear of the infraspinatus tendon.
He also reports ongoing lumbar back pain, which appears to be a soft tissue nature in the absence of any clinical evidence or radiological sign of underlying injury."
"...a dispute by the worker as to the history set out in the certificate, or the observations made by the AMS, can readily be raised; and it could be raised honestly or dishonestly, on strong or flimsy grounds. Having regard to the matters I have set out, in my opinion it would be reasonable for an [Appeal Panel] not to admit evidence raising such dispute unless that evidence had substantial prima facie probative value, in terms of its particularity, plausibility and/or independent support. Otherwise, simply be raising such a dispute, going to a matter relevant to the correctness of the certificate, a worker could put the [Appeal Panel] in a position where it had to have a further medical examination conducted by one of its members. I do not think this would be in accord with the policy of the WIM Act."[1]
Body Parts referred: Right upper extremity (shoulder)
Left upper extremity (shoulder) as a consequential condition
Mr Savva states that he sustained injury to his back and his right shoulder in a workplace accident on or about 1 October 2011.
He was undertaking work as a boilermaker/welder/fabricator, working in a confined space. He says that it was necessary for him to adopt awkward postures to work under the job. He says that he experienced the immediate onset of pain in his right shoulder. He thought this was initially muscle fatigue.
After reporting the complaint to his supervisor, he was referred to his general practitioner. He recalls that he attended a doctor in Wentworthville.
An ultrasound of the right shoulder was performed on 1 October 2019. This demonstrated supraspinatus tendinopathy and subacromial bursitis. He was subsequently referred for a period of physical therapy.
Due to persisting right shoulder pain, he underwent right shoulder MRI scans performed 20 April 2020. The scans demonstrated a partial thickness tear in the right shoulder supraspinatus tendon and in the subscapularis. There was associated subacromial bursitis.
He confirms treatment under the care of Dr Cunningham, sports physician. He underwent a corticosteroid injection to the shoulder. He recalls no anaesthetic or durable benefit.
He then underwent a series of PRP injections administered between April and June 2021. Again, he recalls no durable symptom benefit from the procedures.
In October 2021, he underwent further MRI scans of the right shoulder. These demonstrated moderate rotator cuff tendinopathy with an intrasubstance tear of the supraspinatus footprint and intra-articular biceps tendinopathy with a chronic posterior SLAP lesion and a frayed anteroinferior labrum.
Subsequently, he came under the care of Dr Gupta, orthopaedic surgeon. He confirms that he underwent right shoulder surgery. It is noted that this consisted of arthroscopy, labral debridement, biceps tenodesis and a subacromial decompression.
He states that following this surgery, he developed adhesive capsulitis in the right shoulder.
There was a long period of physical therapy and supervised exercise. He underwent further MRI scans of the right shoulder in August 2023.
He recalls that physiotherapy treatment continued until mid-2024. He has since undertaken a home exercise program.
He recently underwent a further period of passive physiotherapy treatment.
In relation to his left shoulder complaint, he recalls the onset of these symptoms whilst undertaking selected duties in 2020.
Imaging of the left shoulder included ultrasound examination performed 11 September 2020 and MRI scans performed in July 2021. The latter demonstrated evidence of rotator cuff tendinopathy with partial tearing of the supraspinatus tendon and mild subacromial bursitis with a small tear of the infraspinatus tendon.
His left shoulder condition has been treated with physical therapy. There has been no injection therapy or surgical management.
He states that he experienced the onset of lumbar back pain at the time of his initial workplace injury. He states that acceptance of liability for the condition occurred only recently.
He attended Dr Simon McKechnie, neurosurgeon, who recommended conservative management.
He recently attended Dr McKechnie again. There was discussion about possible laminectomy surgery.
He recently underwent an epidural injection into the lumbar spine. This provided no anaesthetic or durable benefit.
Currently, he takes Oxycodone prescribed by his general practitioner, Dr Pope. He takes the medication 5mg every few days. He continues home exercise.
Mr Savva reports constant right shoulder pain of moderate severity, 6-7/10 on a visual analogue scale (VAS). There is restricted motion at the shoulder. He describes a painful block in motion in all directions.
At the left shoulder, there is also constant pain, declared at 7/10. There is restricted motion at the left shoulder, however, the range of motion is better than on the right. He says that he preferentially lifts with his left hand.
He describes constant low back pain of intensity 8/10 on a visual analogue scale (VAS). He describes exacerbation of back pain with coughing and sneezing.
The pain radiates intermittently into the back of the thigh and as far as the right calf. There is complaint of burning pain extending along the back of the thigh to the calf.
There are no complaints of lower limb paraesthesia or numbness. There is no bowel or bladder dysfunction.
He describes a sitting tolerance of between 15 minutes, a driving tolerance of 15 minutes and a walking tolerance of 15 minutes. Forward bending at the waist is restricted. He avoids deep crouching and kneeling. Stair climbing is restricted. He says that he can perform stairclimbing asymmetrically leading up with his left foot.
He says that he limits lifting to approximately 2kg.
He is married with one son aged 14 months. He smokes five to six cigarettes daily.
At his home, he helps his wife with very light domestic chores such as bench height cleaning but he does not engage in laundry tasks, bathroom cleaning, mopping or vacuuming. He finds that any attempt to mop of vacuum exacerbates his back pain. He is not undertaking gardening chores.
Prior to the accident, he enjoyed fishing. He has attempted to return to light recreational fishing to improve his mental health.
There is no past history of shoulder or back complaints. There is no other relevant medical of family history.
He worked as a boilermaker for his pre-accident employer, R & L Sparks Pty Ltd. He was working as a boilermaker at the time of the accident.
He has previously worked as a boilermaker. He completed year 12 schooling in Cypress. He undertook 12 months military service in the Cypress Army.
He has not worked since December 2022. Prior to that, he was undertaking selected duties at the workplace.
Mr Savva is a 33 year old standing 174cm and weighing 120kg.
The examination is confined to the lumbar spine, which is the subject of the dispute.
Examination of the lumbosacral spine reveals normal spinal curvature. There is no muscle spasm. Active forward spinal flexion was performed to 1/4 normal range, extension 1/4 normal range, right lateral flexion 1/2 normal range and left lateral flexion 1/4 normal range.
In a long sitting position, straight leg raise is performed to 70° on the right and 80° on the left. There is a negative slump test.
Straight leg raise in a supine position was somewhat unusually restricted with only 20° leg raise on the right and 40° on the left. The motion was symmetrical to 70° when tested indirectly.
Lasegue's sign is bilaterally negative for leg pain.
The neurological examination of the lower extremities reveals normal lower limb power in all muscle groups.
There is reduced sensibility in the right leg in a non-dermatomal pattern involving the anterior right thigh, the lateral and posterior right calf and also of the right foot. The deep tendon reflexes are symmetrically preserved.
There is no measurable muscle wasting. The circumference of the right thigh is 56.5cm and the left thigh 57cm, the right calf 40.2cm and the left calf 40.7.
The claimant has experienced lower back pain since a workplace accident. The diagnostic imaging has demonstrated an L5/S1 disc protrusion. There are non-verifiable radicular complaints.
The clinical signs required for a diagnosis of radiculopathy are not met. The criteria for radiculopathy are set out in Section 4.27 of the Guidelines, as follows:
In order to conclude that radiculopathy is present, two or more of the following criteria should be found, one of which must be major (major criteria in bold):
There is possible irritation of the right S1 nerve root on imaging.
The claimant suffers from non-verifiable radicular complaints in the right lower extremity. There is also spinal dysmetria with restricted left sided lateral flexion at this assessment.
The worker has reached maximum medical improvement.
I have not determined any medical evidence of a pre-existing or underlying condition upon which to base a deduction of the calculated impairment rating.
Impairment is determined using the methodology set out in the American Medical Association's Guides to the Evaluation of Permanent Impairment (5th Edition) and the NSW Workers Compensation Guidelines for the Evaluation of Permanent Impairment (4th Edition).
The clinical presentation satisfies the criteria for a DRE Category II impairment rating of 5% WPI. There are non-verifiable radicular complaints. There is spinal dysmetria at this assessment.
The criteria for a diagnosis of radiculopathy in accordance with Section 4.27 of the Workers Compensations Guidelines are not met.
I have also assessed impairment due to the impact of the injuries upon the capacity for activities of daily living in accordance with Sections 4.33 to 4.35 of the Workers Compensation Guidelines.
The worker is unable to perform heavy domestic chores, sporting and recreational activities to the previous level. His capacity for other activities of daily living are also affected. He is independent for activities of personal care.
Therefore, the total whole person impairment rating is 7% for the lumbar spine condition.
There is no evidence of pre-existing degenerative change or other underlying or pre-existing condition, therefore no deduction is made in accordance with Section 323 of the Act."
This Certificate is issued pursuant to s 328(5) of the Workplace Injury Management and Workers Compensation Act 1998.
The Appeal Panel revokes the Medical Assessment Certificate of Medical Assessor and issues this new Medical Assessment Certificate as to the matters set out in the Table below:
Chapter, page and paragraph number in NSW workers compensation guidelines
Chapter, page, paragraph, figure and table numbers in AMA 5 Guides
Proportion of permanent impairment due to pre-existing injury, abnormality or condition
Sub-total/s % WPI (after any deductions in column 6)
Chapter 16, Figs 16-40, 16-43, 16-46, Pages 476-479
Chapter 16, Figs 16-40, 16-43, 16-46, Pages 476-479
Total % WPI (the Combined Table values of all sub-totals)
[1] [2011] NSWCA 112 at [78].
Savva
R & L Sparkes Pty Ltd [2025] NSWPICMP 446