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[2026] NSWCA 45
procedural. The appellant’s motion was dismissed, with its costs to be costs in the cause. The proposed tutor’s further amended motion was dismissed, with no order as to costs ( [25] ).
The Court did not decide whether Saigal had a psychiatric condition. It decided that the evidence did not show that, at the relevant time, he was unable to understand the matters he needed to understand to conduct this particular appeal. The medical report discussed his condition and personal affairs but did not answer that litigation-specific question. The Court therefore refused to declare him under legal incapacity and dismissed the proposed tutor’s application as well.
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2,407 words · generated 08/10/2026
This was a procedural ruling by Price AJA on two motions connected with Shobhit Saigal’s proposed appeal. Saigal had filed a summons seeking leave to appeal from a judgment of Kunc J given on 21 July 2025. That judgment was in favour of Gaurav Goel for $248,113.61: the Court of Appeal records that background at [5], citing [2025] NSWSC 798.
4 cited instruments linked from this judgment.
Saigal’s motion, filed on 11 February 2026, sought a declaration that he was a person under legal incapacity and could not manage his affairs without a tutor [1]. Shashikanth Mallegowda, the proposed tutor, later filed a further amended motion seeking both his appointment as tutor and a declaration of Saigal’s incapacity [2]. The Court noted that Mallegowda lacked standing to bring his application unless Saigal’s motion succeeded [3].
The evidence included affidavits from Saigal, his solicitor, and Mallegowda [4]. Saigal said that he had bipolar disorder type 1 and had been treated by Dr Raghunath Gupta in India. Dr Gupta’s report described symptoms including a manic episode lasting more than seven days, agitation, irritability, anxiety and illogical thought processes [13]–[17]. The report also said that Saigal had not achieved full remission after treatment and would require ongoing medication [17].
The report expressed opinions about Saigal’s ability to work and manage personal affairs, and advised against involvement in court matters [18]. But it did not assess the central question for these motions: whether Saigal could presently understand the issues on which decisions might be required in his appeal [18]. Price AJA gave the report modest weight, noting that it did not comply with the Expert Witness Code of Conduct in Sch 7 and r 31.23 of the Uniform Civil Procedure Rules 2005 (NSW) [14].
Other evidence included an affidavit Saigal affirmed on 9 December 2025. He described his manic episodes as mild and said that he would take a personal interest in the appeal, obtain a new legal team, and try to progress the appeal and comply with the overriding purpose in s 56 of the Civil Procedure Act 2005 (NSW) [19]–[21]. Price AJA considered that affidavit relevant to Saigal’s understanding of what was necessary to proceed [21].
The Court dismissed Saigal’s motion because the evidence did not establish legal incapacity [22]. It also dismissed Mallegowda’s motion. In doing so, it observed that Mallegowda had known Saigal for less than a year and that the material did not show efforts to identify an available family member [24]–[25]. Saigal’s motion was dismissed with costs of the motion to be costs in the cause; there was no order as to costs on Mallegowda’s motion [25].
The Court applied a functional, proceedings-specific test, rather than treating a diagnosis as conclusive of litigation incapacity. UCPR r 7.14(1) says that a person under legal incapacity may not commence or carry on proceedings except by a tutor. UCPR r 7.13 includes within that expression a person incapable of managing their affairs [9]–[10]. The judgment also refers to the definition of “person under legal incapacity” in s 3 of the Civil Procedure Act 2005 (NSW) [11].
For the particular capacity question, Price AJA adopted the test stated by Chadwick LJ in Masterman-Lister v Brutton & Co [2002] EWCA Civ 1889. The question is whether a party can understand, with appropriate explanations from lawyers and relevant experts, the issues on which the party’s consent or decision may be needed in the proceedings [11]. The judgment treats capacity as task-specific and time-specific: the assessment concerns the person’s ability to understand and evaluate what is involved in conducting the appeal at the relevant time [12].
The Court also applied the presumption that a person of full age can manage their affairs unless the contrary is proved, relying on Murphy v Doman [12]. On that approach, the evidence needed to address Saigal’s capacity for this appeal, rather than only establish a condition or describe broader difficulties.
The report did not make that connection. It described symptoms, treatment and an opinion that Saigal could not manage his personal affairs, but did not explain whether he could understand the issues requiring decisions in his appeal [13]–[18]. The Court did not exclude the report because of its code non-compliance. It considered the report, but gave it modest weight, noting that non-compliance with the expert code may affect weight under r 31.23(3) [14]. The report’s lack of a litigation-specific assessment was an additional, distinct evidentiary limitation [18].
Saigal’s own affidavit provided evidence relevant to his ability to engage with the appeal. He referred to taking a personal interest, having a new legal team and complying with the procedural purpose of just, quick and cheap resolution [20]. The Court considered that the affidavit indicated that, after returning from India, Saigal’s episodes were mild and that he understood what was necessary to proceed [21]. The Court therefore found the evidence insufficient to displace the presumption and discharge the onus [22].
The tutor issue was also addressed. The Court stated a general preference for an available family member over a stranger, provided the family member did not have an adverse interest [24]. It noted that Mallegowda had known Saigal since May 2025, less than a year before the decision, and that the material did not indicate that an available family member had been sought [24]. This was a general preference applied to the material before the Court, not a statement that a non-family member can never be appointed.
The judgment presents the governing legal principles as established, not as a new rule. Before this decision, the cited authorities had already articulated the functional test for litigation capacity, the task- and time-specific nature of the inquiry, and the presumption that an adult can manage their affairs unless the contrary is proved [11]–[12]. The judgment’s contribution is its application of those principles to the particular evidence before Price AJA.
The test quoted from Masterman-Lister focuses on understanding the matters that require a party’s decision in the litigation. It does not ask simply whether the party has a diagnosis, whether they can manage every aspect of ordinary life, or whether a doctor considers court involvement undesirable. The judgment’s reasoning makes the importance of that distinction concrete: the report’s statements about personal affairs and court involvement were not enough when it did not address the appellant’s ability to understand the decisions involved in his appeal [18], [22].
The decision also illustrates that the relevant time and task matter. A person’s capacity is not presented as a permanent, all-purpose status. Price AJA described it as “always a task and time specific matter” [12]. Here, the inquiry was capacity to carry on this appeal, in the circumstances and at the time relevant to the motion.
The judgment does not establish a new evidentiary rule that every report must use particular words or follow a prescribed assessment format beyond the rules it cites. It does show why a report’s scope matters: a report may have limited value on litigation capacity if it does not address that capacity directly. The judgment separately notes that failure to comply with the expert code may affect the weight given to a report, without necessarily preventing the Court from considering it [14].
Nor does this judgment establish an absolute order of priority for tutors. It records the Court’s general preference for an available, non-adverse family member over a stranger, citing Deputy Commissioner of Taxation v P and Saravinovska v Saravinovski (No 5) [24]. The decision’s precise effect is confined to its procedural context and stated reasoning. It dismissed the motions before it; it did not make a tutor appointment or determine any later application based on further evidence [23], [25].
At [11], the Court set out the Masterman-Lister test: the person must be able to understand, with appropriate explanation, the issues on which their consent or decision may be needed in the proceedings. In plain English, the question is about the person’s ability to understand the important decisions in the particular case, not whether they can understand every legal detail without help.
At [12], Price AJA said capacity is “always a task and time specific matter”. In plain English, a capacity assessment for one type of proceeding or one point in time does not necessarily answer the question for a different proceeding or a later point in time.
At [14], the Court explained that non-compliance with the Expert Witness Code of Conduct did not itself prevent consideration of Dr Gupta’s report, but could cause the report to receive less weight. The Court then said it gave the report “modest weight”. In plain English, the report was part of the evidence, but the identified code issue reduced its persuasive force.
At [18], the Court identified what it called the “critical problem” with the report: it did not address whether Saigal was presently able to understand the issues requiring decisions in his appeal. This is the central evidentiary point in the ruling. Evidence about diagnosis and general functioning did not answer the Court’s particular question.
At [21], the Court drew an inference from Saigal’s affidavit that he understood what was necessary to proceed with the appeal. At [22], it concluded that the evidence fell short of proving that he lacked the relevant capacity. In plain English, the Court weighed the medical material alongside Saigal’s own description of his intended participation and found the overall evidence insufficient.
At [24], the Court said there was a general preference for an available family member, where that person had no adverse interest, over a stranger as tutor. It also noted that the material did not show any efforts to identify an available family member. In plain English, even apart from the failure to establish incapacity, the proposed tutor’s relationship and the absence of evidence about family alternatives were relevant to the appointment question.
The ruling is most directly relevant where a party seeks a tutor on the basis that a mental health condition or other difficulty prevents them from managing proceedings. It indicates that the evidence should be assessed against the person’s ability to understand and evaluate the matters involved in the particular case, at the relevant time [11]–[12]. The judgment does not prescribe a universal checklist for medical reports, but shows that evidence directed only to diagnosis, treatment, work capacity or personal affairs may leave the litigation-capacity question unanswered [14], [18].
It is also relevant where the material contains both medical evidence and evidence of the person’s own understanding or intentions concerning the litigation. In this case, the Court considered Saigal’s statement that he intended to take a personal interest in the appeal and comply with its requirements alongside the psychiatric report [19]–[21]. The outcome turned on the evidence as a whole, not on diagnosis alone [22].
The ruling may also be relevant when the report relied upon does not comply with the expert evidence requirements identified in the judgment. The Court treated non-compliance as a matter that could affect weight, rather than as an automatic bar to consideration [14]. It separately examined whether the report actually addressed the relevant functional question.
Finally, the tutor aspect is relevant where a proposed tutor is not a family member. The Court’s stated general preference is conditional: an available family member is preferred over a stranger where the family member has no adverse interest [24]. The material here did not show that an available family member had been sought. The judgment does not say that family members must always be appointed or that a stranger is necessarily unsuitable.
The supplied judgment is dated 30 March 2026 and contains no information about later decisions applying, distinguishing, or revisiting Saigal v Goel. It would therefore be unsupported to describe how later courts have treated this decision.
The judgment itself identifies the authorities on which it relied. It cites Masterman-Lister for the understanding-based test [11]; Farr v State of Queensland and Murray v Williams as examples of its use [11]; Guthrie v Spence and Rappard v Williams for the task- and time-specific character of the inquiry [12]; and Murphy v Doman for the presumption of capacity [12]. It cites Wood v R on the potential effect of non-compliance with the expert code on evidentiary weight [14], and Deputy Commissioner of Taxation v P and Saravinovska v Saravinovski (No 5) on the general preference concerning a family member as tutor [24].
Those references describe the authorities considered by Price AJA in this ruling. They do not establish how later courts have treated Saigal v Goel itself.
The judgment leaves open how the capacity issue might be resolved on different or further evidence. Price AJA noted that Saigal had an appointment with Dr Rastogi and that the issue might be addressed in a report from her [23]. The Court also referred to a general practitioner’s referral for medicolegal assistance and said there was nothing preventing another application if further medical evidence more sufficiently established incapacity [23]. The decision thus does not determine the result of any later motion or assess evidence that was not before the Court.
The judgment does not specify a standard format or detailed contents for a report addressing litigation capacity. It identifies the critical omission in Dr Gupta’s report, namely that it did not address Saigal’s present ability to understand the issues requiring decisions in the appeal [18]. Any broader checklist would go beyond what the judgment states.
The Court also said the appellant’s position regarding legal representation might be clarified [23]. It did not resolve how representation would be arranged, whether a solicitor would remain on the record, or how that issue might affect later steps in the appeal.
On tutor suitability, the judgment records that no evidence showed efforts to identify an available family member [24]. It does not determine whether a family member was in fact available, whether any such person would have an adverse interest, or whether Mallegowda would be suitable on a different evidentiary record. Nor does it decide whether the Court would make a different order if incapacity were established but no suitable family member were available.
This is general legal information, not legal advice. Zoe can make mistakes. Before acting on or relying on this analysis, have a qualified Australian lawyer check it.
Source: NSW Caselaw (www.caselaw.nsw.gov.au). Converted to plain text by ZoeLaw. Not the official version.
Medium Neutral Citation: Saigal v Goel [2026] NSWCA 45
Hearing dates: 30 March 2026
Date of orders: 30 March 2026
Decision date: 30 March 2026
Before: Price AJA
Decision: (1) The appellant’s motion is dismissed with costs of the motion to be costs in the cause.
(2) The further amended notice of motion filed on 9 March 2026 by Shashikanth Mallegowda is dismissed with no order as to costs.
Catchwords: CIVIL PROCEDURE – application for appointment of tutor – whether appellant under legal incapacity – where insufficient evidence – no appointment of tutor made
Legislation Cited: Civil Procedure Act 2005 (NSW), s 3
Uniform Civil Procedure Rules 2005 (NSW), rr 7.13, 7.14, 7.15, 31.23, Sch 7
Cases Cited: Deputy Commissioner of Taxation v P (1987) 11 NSWLR 200
Farr v State of Queensland [2009] NSWSC 906
Guthrie v Spence (2009) 78 NSWLR 225; [2009] NSWCA 369
Masterman-Lister v Brutton & Co [2002] EWCA Civ 1889; [2003] 3 All ER 162
Murphy v Doman (2003) 58 NSWLR 51; [2003] NSWCA 249
Murray v Williams [2010] NSWSC 1243
Rappard v Williams [2013] NSWSC 1279
Saravinovska v Saravinovski (No 5) [2015] NSWSC 128
SNS Petro Pty Ltd v Goel [2025] NSWSC 798
Wood v R (2012) 84 NSWLR 581; [2012] NSWCCA 21
Category: Procedural rulings
Parties: Shobhit Saigal (Appellant)
Gaurav Goel (Respondent)
Shashikanth Mallegowda (Proposed Tutor)
Representation: Solicitors:
Lexis Lawyers (Appellant)
Madison Marcus (Respondent)
File Number(s): 2025/482839
Publication restriction: Nil
“Pursuant to regulation [sic] 7.13 of [Uniform Civil Procedure Rules 2005 (NSW)], declare that the plaintiff [sic] is a person under legal incapacity who is incapable to managing his own affairs without tutor.”
“1 Pursuant to UCPR 7.18(1)(a), appoint Shashikanth Mallegowda as tutor for Shobit Saigal (person under legal incapacity/appellant).
2 Pursuant [to] UCPR 7.13 … declare Shobit Saigal is a person under legal incapacity who is incapable to manage his affairs without tutor.”
Mr Mallegowda lacks the requisite legal standing to bring such an application unless the orders sought by the appellant are granted.
The appellant’s motion is supported by poorly drafted affidavits by the appellant affirmed on 1 February 2026; the solicitor for the appellant, Alexander Attapallil, affirmed on 27 February 2026; and Mr Mallegowda affirmed on 27 February 2026.
Whilst the appellant refers in his affidavits to being the plaintiff, it should be clarified that he is in fact the appellant having filed on 12 December 2025 a summons in this Court seeking leave to appeal from the judgment of Kunc J delivered on 21 July 2025, where his Honour at [119] made orders that there be judgment in favour of the respondent in the amount of $248,113.61: SNS Petro Pty Ltd v Goel [2025] NSWSC 798.
Mr Attapallil in his affidavit states that he is the solicitor for the tutor, however, his name also appears on the summons seeking leave to appeal as the appellant’s solicitor. In the solicitor’s certificate filed on 1 March 2026, Mr Attapallil states that he believes the appellant is a person under legal incapacity within the meaning of r 7.13 of the Uniform Civil Procedure Rules 2005 (NSW) (“the UCPR”) and believes that Mr Mallegowda is a proper and suitable person to act as the tutor and certifies, inter alia, that Mr Mallegowda has no adverse interest to the appellant and is willing and has consented to act as tutor.
In his affidavit, Mr Mallegowda states that he has known the appellant since May 2025. He states that he instructed Mr Attapallil to file the appellant’s motion and includes the notice of consent filed on 1 March 2026 confirming his consent to act as the appellant’s tutor. He further states at par 8 that:
“The Appellant is facing extreme financial hardship, this is one of the reasons for his current mental state as he spent nearly $250,000 costs in the previous proceedings, so I request to allow me to carry on the proceedings without solicitor as I know that the Appellant is impecunious, and I have worked in the capacity of legal secretary in a legal firm for some time. If I do not get the solicitor fee paid by the Appellant, then the solicitor will withdraw from the proceedings and again we have to deal the same issue of tutor.”
“(1) A person under legal incapacity may not commence or carry on proceedings except by his or her tutor.
(2) Unless the court orders otherwise, the tutor of a person under legal incapacity may not commence or carry on proceedings except by a solicitor.”
“In this Division, person under legal incapacity includes a person who is incapable of managing his or her affairs.”
“… the test to be applied, as it seems to me, is whether the party to legal proceedings is capable of understanding, with the assistance of such proper explanation from legal advisers and experts in other disciplines as the case may require, the issues on which his consent or decision is likely to be necessary in the course of those proceedings. If he has capacity to understand that which he needs to understand in order to pursue or defend a claim, I can see no reason why the law — whether substantive or procedural — should require the interposition of a next friend or guardian ad litem ...”
See, eg, Farr v State of Queensland [2009] NSWSC 906 at [15] (Price J); Murray v Williams [2010] NSWSC 1243 at [26] (Hammerschlag J).
The appellant states in his affidavit at par 3 that he is suffering from severe mental illness (bipolar disorder type 1) and was treated by psychiatrist Dr Raghunath Gupta at Gupta’s clinic for approximately 6 months. A report from Dr Gupta dated 8 December 2025 is annexed to the appellant’s affidavit.
The appellant also states that he has an appointment with Dr Richa Rastogi, a clinical psychiatrist at Northmead, on 29 April 2026 for ongoing management and treatment and will continue to consult Dr Gupta until he finds a local psychiatrist. Dr Gupta practises in India. An issue that arises, and which the appellant’s solicitor properly acknowledges, is that Dr Gupta’s report does not comply with the Expert Witness Code of Conduct: Sch 7 and r 31.23 of the UCPR. While this does not in and of itself prevent this Court from taking Dr Gupta’s report into evidence, the failure to comply with the code may cause less weight to be given to it: Wood v R (2012) 84 NSWLR 581; [2012] NSWCCA 21 at [728]-[729] (McClellan CJ at CL, Latham and Rothman JJ agreeing); r 31.23(3) of the UCPR. I give modest weight to Dr Gupta’s report.
In his report, Dr Gupta states that the appellant consulted him on 10 July 2025 for psychiatric assessment which included counselling; diagnosis; examination and treatment. Dr Gupta states that among the main symptoms he identified during assessment were “[m]ood symptoms, including at least one manic episode lasting more than seven days”.
Under the heading “Mental Status Examination”, Dr Gupta’s said:
“[The appellant] showed signs of psychomotor agitation and retardation. He was restless, irritable, anxious, verbally aggressive, and refused medication. His thought processes were illogical, and his mood was markedly low. No overt delusions were elicited.”
“Despite undergoing 10 ECT sessions, he did not achieve full remission. He will require lifelong medication to minimize the risk of recurrent manic episodes, which can lead to frequent relapses and involuntary hospitalizations.”
Dr Gupta considered that the appellant was unfit for work, was unable to manage his personal affairs and he should avoid involvement in court matters. Following an assessment on 4 December 2025, Dr Gupta deemed the appellant fit to travel to Australia under the supervision of his wife and provided a referral letter to Dr Rastogi. However, the critical problem in Dr Gupta’s report is that he does not address whether the appellant is presently capable of understanding the issues that may require decisions to be made by him in his appeal.
Another relevant matter is that in the respondent’s bundle is an affidavit affirmed by the appellant on 9 December 2025 in which he states at par 7:
“Few days later I became mental [sic] unwell and I’m still going through mild manic episodes. I was taken to psychiatrist Dr Raghunath Gupta in Mysore, India. Annexed hereto and marked SS-01 is the copy of psychiatric medical report.”
“I will make sure this time I take personal interest and have new legal team; I will endeavour to finish the appeal expeditiously and comply with the overriding purpose referred in section 56 of [the CPA], which is just, quick and cheap.”
The appellant then sought an extension of time. The contents of the affidavit indicate when he returned from India, his manic episodes were mild and he well understood what was necessary to proceed with his appeal.
In my view, the evidence falls short of establishing that the appellant does not have the capacity to understand that which he needs to understand to pursue his appeal and the appellant has not discharged the onus which he bears. I am not satisfied that the appellant is a person under legal incapacity for the purposes of r 7.14 of the UCPR.
However, the appellant has an appointment with Dr Rastogi and that issue might be appropriately addressed in a report from her. There is also a referral letter dated 30 December 2025 from the appellant’s General Practitioner, Dr Rakshith Vijaya, to Dr Oliver Burgess seeking his medicolegal assistance. There is nothing preventing the appellant making another application when further medical evidence is obtained by him that more sufficiently establishes he is under a legal incapacity. Furthermore, the appellant’s position so far as legal representation may be clarified.
A further point that presently stands against appointing Mr Mallegowda as the appellant’s tutor is that he has known the appellant for less than a year having only met him in May 2025. Whilst accepting that Mr Mallegowda is not an ineligible person under r 7.15(2) of the UCPR, the court’s general preference is that when a family member is available to be appointed as a tutor that is to be preferred over a stranger (in the circumstances when that family member does not have an interest adverse to the person under the legal incapacity): Deputy Commissioner of Taxation v P (1987) 11 NSWLR 200 at 203-204 (Hodgson J); Saravinovska v Saravinovski (No 5) [2015] NSWSC 128 at [34] (Kunc J). There is nothing in the material before me to suggest that efforts have been made to seek out an available family member.
Accordingly, I make the following orders:
The appellant’s motion is dismissed with the costs of the motion to be costs in the cause.
It follows that Mr Mallegowda’s motion is dismissed with no order as to costs.
**********
Saigal
Goel [2026] NSWCA 45
(1987) 11 NSWLR 200
(2009) 78 NSWLR 225
(2003) 58 NSWLR 51
(2012) 84 NSWLR 581
The appellant’s motion was dismissed, with its costs to be costs in the cause. The proposed tutor’s further amended motion was dismissed, with no order as to costs ( [25] ).