[2022] VSCA 149
General information, not legal advice.
Court of Appeal (Vic)
2022-07-29
Mr J, Priest JA, MacAulay JA
Original judgment source is linked above.
4 years' imprisonment with 2 years and 2 months non-parole
enlivens Bugmy and there's evidence of Bugmy which in turn entitles, if it's found, if it's held to be found, entitles [the applicant] to a sentencing discount in regards to his ongoing moral culpability.
HER HONOUR: Just in terms of Bugmy, I have obviously read numerous reports where an assessor, whether they be a neuropsychologist, a psychologist or psychiatrist address Verdins,[16] I'll put that to one side for the moment but I've never seen a report address Bugmy. What understanding does Dr March have of the decision of the High Court in Bugmy?
[DEFENCE COUNSEL]: I wouldn't know what specific knowledge of Bugmy would be. I believe she's been provided previously by her office with, and I may stand to be corrected, but it's my understanding that a copy of the Bar Book with a summary of Bugmy may have been provided to her in the past in regards to what (indistinct) and what its relevance is.
HER HONOUR: I mean, isn't it really a matter for me?
[DEFENCE COUNSEL]: It is.
HER HONOUR: In a sense that accepting as I do that your client's had a very difficult upbringing. I don't have any reason to dispute that he was largely left in the hands of his father whilst his mother worked. I don't have any reason to take issue that his father was an alcoholic. I don't have any reason to take issue with the fact that his father was a violent alcoholic and I don't have any reason to take issue with the fact that your client was the subject of that violence and that dynamic was one that therefore affected his education and his own behaviour and ultimately his resort to drug use and abuse. I don't have any problem with any of that. I'll just check. Mr [Prosecutor], any issue from your end with that?
[PROSECUTOR]: No, Your Honour. My primary concern with the Bugmy submission is just the basis of which and how it derives from Dr March's report. There's no criticism of what's contained in that and in relation to the truth of what's contained, it's just really the scarcity of the details which my submission would be based on.
HER HONOUR: So it's really about - it just doesn't seem to me that Dr March can really comment on the application of the Bugmy principles. It seems that really it's a matter for me and I don't know where the line sometimes gets drawn in terms of a person's personal circumstances and whether ultimately I'll have to form the view that he came from a situation of severe social disadvantage. Be that as it may, I'm telling you I accept that Mum wasn't home, I accept that Dad was. I accept that Dad was an alcoholic. I accept that Dad was violent and I accept that Dad was violent towards [the applicant]. I accept that that impacted on his own behaviour and sense of well-being. It undoubtedly affected his schooling and social interactions and undoubtedly led to his resort to drug use and abuse, what I call that.
[DEFENCE COUNSEL]: Well, Your Honour, what I would say is that those are all elements that are identified in the Bugmy decision as elements that are indicative of a finding of Bugmy would apply.
HER HONOUR: Be that as it may, sometimes described as a double-edged sword in the sense that it's something that should be factored into account each and every time someone like [the applicant], if Bugmy applies, appears before a court to reduce moral culpability but by the same token, that then lends weight to the need for protection of the community, which I see that there's a great need for in [the applicant's] case unfortunately because he's not yet at that age or stage where he doesn't want drugs to be part of his life.
[DEFENCE COUNSEL]: Well, Your Honour, what I would say in relation to that double-edged sword is that even if it does exacerbate some of the other sentencing considerations that Your Honour's has taken into account, it would be my submission that the net effect, if a Bugmy submission is accepted, the net effect should overall be still result in an amelioration of the sentence that the Bugmy submission, if accepted, shouldn't result on a person receiving a more severe punishment even if it balanced by the other considerations.
HER HONOUR: All right, I understand how that's put. In terms of Dr March's report, is there a reliance on Verdins?
[DEFENCE COUNSEL]: No, there's not a reliance on Verdins. There is a submission in relation to [the applicant's] mental health and it's probably - it may have been better put as almost an extension of the Bugmy submission in regards to the diagnosis - well there's the cognitive impulsivity which is exacerbated by his drug use which he's diagnosed with. But there's also the antisocial personality disorder which Dr March was not prepared to say enlivened Verdins or crossed the threshold sufficient to Verdins. However, she does note that the severity of the persistent physical abuse as a child is considered a significant factor in diagnosis and that having a conduct disorder increases the risk of mental illness, drug and alcohol dependence, personality disorder and forensic involvement as an adult. All of which effectively are present for [the applicant]. So that mental health condition is a further consequence, in my submission, of the Bugmy background and whilst it doesn't perhaps cross the Verdins threshold, it is, in my submission, nonetheless a relevant consideration and does carry some weight at sentencing.
Your counsel seeks to rely on what is referred to as the Bugmy principles. Without turning to the dire personal circumstances and upbringing of Mr Bugmy, which was an environment of extreme dysfunction and disadvantage, the High Court in [Bugmy] made a number of significant findings which include:
(a) A person's background of social disadvantage may mitigate sentence.
(b) The effect of a person's background of social disadvantage may vary but it does not diminish over time.
(c) The impact on an individual sentence of a person's history of social disadvantage can and should vary as the weight to be afforded social disadvantage requires individual assessment.
(d) Most importantly, '...in any case in which it is sought to rely on an offender's background of deprivation in mitigation of sentence it is necessary to point to material tending to establish that background'.
I do accept that aspects of your background appeared difficult in the sense of your mother's absence due to work, you being left in the care of a violent alcoholic father, the impact then on your education and your early resort to drug use. Drugs have remained in your life and seem to be your primary method of managing your emotions and wellbeing, however ill-conceived that might be. I have no reason to challenge your background as described.
However, I am not persuaded that circumstances of profound social deprivation have been established. The information before me is relatively limited. That does not mean that your background is without relevance to the sentencing exercise. I do accept it has shaped the man you are today, but not such as to have any meaningful reduction in your moral culpability for the offending which is before this court.
Because the effects of profound childhood deprivation do not diminish with the passage of time and repeated offending, it is right to speak of giving 'full weight' to an offender's deprived background in every sentencing decision. However, this is not to suggest, as the appellant's submissions were apt to do, that an offender's deprived background has the same (mitigatory) relevance for all of the purposes of punishment. Giving weight to the conflicting purposes of punishment is what makes the exercise of the discretion so difficult.[22] An offender's childhood exposure to extreme violence and alcohol abuse may explain the offender's recourse to violence when frustrated such that the offender's moral culpability for the inability to control that impulse may be substantially reduced. However, the inability to control the violent response to frustration may increase the importance of protecting the community from the offender.
to show whether the instant offence is an uncharacteristic aberration or whether the offender has manifested in his commission of the instant offence a continuing attitude of disobedience of the law. In the latter case, retribution, deterrence and protection of society may all indicate that a more severe penalty is warranted. It is legitimate to take account of the antecedent criminal history when it illuminates the moral culpability of the offender in the instant case, or shows his dangerous propensity or shows a need to impose condign punishment to deter the offender and other offenders from committing further offences of a like kind. Counsel for the applicant submitted that antecedent criminal history was relevant only to a prisoner's claim for leniency. That is not and has never been the approach of the courts in this country and it would be at odds with the community's understanding of what is relevant to the assessment of criminal penalties.
[2] Drugs, Poisons and Controlled Substances Act 1981, s 71 AC. The maximum penalty is 15 years' imprisonment.
[3] Crimes Act 1958, s 23. The maximum penalty is 5 years' imprisonment.
[4] Crimes Act 1958, s 74(1). The maximum penalty is 10 years' imprisonment.
[5] Drugs, Poisons and Controlled Substances Act 1981, s 73(1). The maximum penalty is one year's imprisonment.
[6] Road Safety Act 1986, s 64A. The maximum penalty for a subsequent offence is one year's imprisonment.
[7] Road Safety Act 1986, s 61(1)(a). The maximum penalty is 14 days' imprisonment.
[8] Crimes Act 1958, s 195. The maximum penalty is 2 years' imprisonment.
[9] Bail Act 1977, s 30B. The maximum penalty is 3 months' imprisonment.
[10] Bail Act 1977, s 30A(1). The maximum penalty is 3 months' imprisonment.
[11] Control of Weapons Act 1990, s 5AA. The maximum penalty is 2 years' imprisonment.
[12] Road Safety Act 1986, s 18(1)(a). The maximum penalty is 6 months' imprisonment.
[13] Road Safety Act 1986, s 64 (1). The maximum penalty is 2 years' imprisonment.
[14] Bugmy v The Queen [2013] HCA 37; (2013) 249 CLR 571 ('Bugmy').
[16] R v Verdins [2007] VSCA 102; (2007) 16 VR 269.
[18] DPP v Herrmann (2021) 290 A Crim R 110, 121 [45].
[21] Ibid 595 [44] (French CJ, Hayne, Crennan, Kiefel, Bell and Keane JJ) (citation as in original).
[22] Veen v The Queen [No 2] [1988] HCA 14; (1988) 164 CLR 465 at 476 per Mason CJ, Brennan, Dawson and Toohey JJ.
[23] R v O'Brien and Gloster [1997] 2 VR 714, 718 (Charles JA).
[24] Veen v The Queen [No 2] [1988] HCA 14; (1988) 164 CLR 465, 477-8 (Mason CJ, Brennan, Dawson and Toohey JJ) ('Veen [No 2]'). See also R v O'Brien and Gloster [1997] 2 VR 714, 718 (Charles JA); Bugmy, 595 [45].
Ross
The Queen [2022] VSCA 149
DPP v Ross [2022] VCC 400 (Judge Gwynn)
CRIMINAL LAW ‑- Appeal - Sentence - Trafficking methylamphetamine, reckless conduct endangering serious injury and associated charges - Sentence 2 years and 9 months' imprisonment with 22 months non-parole - Whether judge erred in failing to find that the applicant experienced profound childhood deprivation - Whether reduced moral culpability - Leave to appeal refused - Bugmy v The Queen [2013] HCA 37; (2013) 249 CLR 571; Veen v The Queen [No 2] [1988] HCA 14; (1988) 164 CLR 465 considered.
(1988) 164 CLR 465
(2007) 16 VR 269
(2013) 249 CLR 571