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[2000] VSCA 5
Court of Appeal (Vic)
2000-02-15
PHILLIPS, C.J., CHARLES and BUCHANAN, JJ.A.
Original judgment source is linked above.
2. The judge erred in his charge to the jury in failing to leave the alternative count of manslaughter for the jury's consideration.
3. Following the question by the jury in which the jury sought "the definition of a conscious, voluntary and deliberate killing", the judge erred in failing to leave the alternative count of manslaughter for the jury's consideration.
6. The judge erred in failing to provide the jury with appropriate directions and warnings as to the use it might make of the evidence of the events of 25 January 1997.
" I would not have withdrawn the case of murder from the jury, having regard to the whole of the evidence, which in my view permitted of a finding that the applicant strangled the victim. But we are not directly concerned with the correctness of that ruling. It is clear that it was open to the jury to convict of manslaughter: it was well open to them to find that the deceased died as a result of unlawful and dangerous violence on the part of the applicant. Although this is not essential to the conclusion just expressed, I repeat that in my view the evidence as a whole warranted a finding of strangulation. But whether it was open to the jury to find that the victim died as a result of a murderous attack - an attack with the necessary specific intent - need not, as I have said, be decided. If the jury were satisfied that there was a murderous attack, that would of course not prevent them from returning a verdict of guilty of manslaughter. Upon the whole of the evidence it was open to the jury to find that the applicant used unlawful and dangerous violence upon, and killed, [the deceased].... His subsequent conduct, including his statements, was not reasonably to be explained on any other basis."
"Where the jury or ... the accused raises the issue in such a circumstance, the trial judge must direct the jury that they have the power to return a verdict of guilty of manslaughter. However, the trial judge should indicate that there is no relevant evidence of manslaughter and that the duty of the jury is to arrive at a verdict in accordance with the law."
"On an indictment for murder a jury has the power to return a verdict of manslaughter. If, on the evidence, it is reasonably open to the jury to return a verdict of manslaughter, the trial judge must advise the jury of this option and instruct them as to the evidence of manslaughter. This duty exists even if the issue is not raised, or is expressly disavowed, by the offender. If there is no basis in the evidence to support such a verdict the trial judge has no duty to instruct the jury in relation to manslaughter unless the jury raise the issue. If the issue is raised by the jury the trial judge must advise them of their power to return a verdict of manslaughter, but may comment upon the impropriety of such a course, provided it is not suggested to the jury that such a verdict is beyond their power."
"Lawyers have no difficulty in apprehending the distinction between, on the one hand, the impropriety of finding without evidence facts amounting to manslaughter, and, on the other hand, the existence of a right to return a verdict of manslaughter although it be a wrong verdict. But it is easy to believe that a jury would not make the distinction and would treat a direction that they ought not to find manslaughter as meaning that they had not power to do so, unless it was very clearly expressed. Yet the jury must not be led to understand that to find a verdict of manslaughter is actually beyond their power."
"Out of the circumstance that, though not charged, manslaughter if made out may be found on an indictment of murder, there naturally arises the obligation to tell the jury if they ask, or if the accused requires it, that this alternative verdict is open to them if that is their view of the facts. Failure to so advise them will give rise to a justifiable complaint on the part of the prisoner. But, part of that advice should, in my opinion, be a clear statement of the occasion on which the jury might properly return a verdict of manslaughter. Dixon, J. in Packett v. The King adverted to this matter but some part of his reasons may, in my respectful opinion, be open to serious misconstruction. As his Honour points out, if there be no material capable of forming a basis for a finding of provocation the jury should be so advised. They should in that connection, in my opinion, be told that a verdict of manslaughter could not properly be returned by them for the reason of provocation alone; and if the case be one, as on relatively rare occasions it might be, in which, because of its particular facts and circumstances, only a verdict of murder or one of acquittal is possible on any view of those facts and circumstances, they should be told that there is no basis on which they could properly find manslaughter. Of course, if a jury improperly returns a verdict of manslaughter when there is in fact no material on which such a verdict may properly be returned, the trial judge may request their reconsideration of the matter: but if they persist in the verdict, he must in the end accept it." [Emphasis added.]
"Because it is for the jury to be satisfied of the elements of the murder charged and not for the presiding judge, the possibility of a verdict of manslaughter must almost always be present although there may be cases, of which Mraz v. The Queen[28] is suggested as an example, where there cannot be any reason for such a verdict. I have already indicated how I think such a case should be treated. In such a case it would not be a misdirection, in my opinion, to refuse to inform the jury that they may return a verdict of manslaughter. But in almost every case, if asked, the judge would be bound to tell the jury of the alternative verdict open to them. However, in that event, he should inform them of the basis upon which they may properly return such a verdict. When it becomes necessary thus to direct the jury, the jury should be told that if they are not satisfied to the requisite degree that the crime of murder was committed by the accused but are satisfied that the accused killed the deceased unlawfully, that is to say either without the requisite intent or under provocation (where there is evidence of it), they may return a verdict of manslaughter: but that, if they are satisfied to the requisite degree of all the elements of the crime of murder which are relevant to the facts of the case as they find them, their duty is to convict of murder and that there is in that situation no room for a verdict of manslaughter."
"In my opinion it is no duty of the judge to direct a jury that they may find a verdict contrary to the evidence or according to their own caprice. It is, of course, his duty to submit for their consideration facts upon which a finding of self-defence or provocation might be based and the killing justified or reduce to the offence of manslaughter. It would be wholly destructive of the administration of criminal justice if it were thought that a judge was bound to direct the jury that it could act without regard to the law and the facts proved before them."
"Upon an indictment for murder where the proofs suffice to justify a verdict of murder, but on no view of the evidence which might reasonably be adopted, would the crime amount to manslaughter and not murder, and counsel for the prisoner has not suggested to the jury the possibility of their returning a verdict of manslaughter, the judge is under no duty to inform the jury that it is within their power to find a verdict of manslaughter, unless the jury ask a question upon the subject. In that case it will usually be incumbent upon the judge to inform them that upon an indictment for murder it is within the province of a jury to find a verdict of manslaughter, but it is proper for him to add an expression of his opinion that in no view of the evidence which the jury might reasonably take are findings of fact open that fall short of murder but amount to manslaughter."
"This observation, and others in similar vein to be seen elsewhere in discussions on this topic, are not to be taken to mean that this obligation rests on the trial judge where there is no legitimate basis on the evidence for recognising the possibility of a verdict of manslaughter."
"The issue the jury had to decide was whether or not the defendant was the man who attacked the deceased. If the jury found that he was the attacker a verdict of murder was inevitable. For the judge to have suggested to the jury that they should consider the possibility that such a wound could have been unlawfully inflicted without intention to cause serious harm would have been to introduce a wholly unrealistic and totally unnecessary confusion into the clear-cut decision that the jury had to make, which was, whether the prosecution had proved that the defendant was the attacker. The judge was right to leave murder to the jury without the alternative of manslaughter."
"The jury would like to have the definition of (a), a conscious voluntary and deliberate killing and (b), done with a murderous intent, or accused had a guilty mind. If we can have that clarified, Your Honour, please."
His Honour then gave a detailed answer to the jury's question, about which no complaint is now made.
"Relative to the conduct in relation to Sandra Lopes, there were issues like: what was the nature of the accused's relationship and attitude towards Robert Mock and his other women, ... in 1997? What motivates the accused to act, as you might find that she did, towards Mock and his other women?"
Later his Honour referred to the manner in which the Crown had advanced the evidence of 25 January and said that it was "helping to make more understandable the matters of the accused's obsession and the relentlessness of her pursuits". In my view his Honour adequately explained the relevance of these incidents to facts in issue, and their context, and made quite clear to the jury that propensity reasoning could not be pursued.[46]
[1] [1942] A.C. 1 at 7, per Viscount Simon, L.C.
[2] [1971] HCA 20; (1971) 124 C.L.R. 107, at 117-118, per Barwick, C.J.
[3] (1976) 51 A.L.J.R. 243, at 245.
[4] [1981] 2 N.S.W.L.R. 713, at 715-716.
[5] [1998] VSCA 13; [1999] 1 V.R. 326 at 330-331.
[6] See e.g. Van Den Hoek v. R [1986] HCA 76; (1986) 161 C.L.R. 158 at 161-163.
[7] (1982) 7 A.Crim.R. 237 per Fullagar, J. (with whom Young, C.J. and Starke, J. agreed) at 241.
[9] [1922] HCA 4; (1922) 30 C.L.R. 246 at 254.
[10] [1954] HCA 41; (1954) 92 C.L.R. 660 at 662.
[11] [1978] HCA 29; (1978) 140 C.L.R. 108 at 114.
[18] See also the report of the proceedings in the Queensland Court of Criminal Appeal in (1992) 62 A.Crim.R. 96.
[20] [1969] VicRp 109; [1969] V.R. 858, per O'Bryan and Little, JJ. at 866-867 and 871.
[21] E.g. Ianazzone v. R. [1983] VicRp 60; [1983] 1 V.R. 649.
[22] Weissensteiner[1993] HCA 65; , 178 C.L.R. 217 at 228.
[25] [1937] HCA 53; (1937) 58 C.L.R. 190 at 213.
[26] [1969] HCA 68; (1969) 122 C.L.R. 444, at 450-451.
[29] [1937] HCA 53; 58 C.L.R. 190 at 206.
[30] [1954] HCA 41; 92 C.L.R. 660 at 662.
[32] [1969] HCA 68; 122 C.L.R. 444 at 451.
[33] [1981] 2 N.S.W.L.R. 713 at 716.
[34] (1986) 83 Cr.App.R. 251, per Mustill, L.J. at 255-256.
[35] (1989) 88 Cr.App.R. 173, at 178.
[36] (1989) 88 Cr.App.R. 380 at 384-385.
[42] Unreported, Court of Appeal of Victoria, 18 October 1996, per Southwell, A.J.A. at 31.
[43] See Packett[1937] HCA 53; , 58 C.L.R. 190 per Dixon, J. at 213; Beavan[1954] HCA 41; , 92 C.L.R. 660 at 662; Gammage [1969] HCA 68; 122 C.L.R. 444 per Barwick, C.J. at 450-451, and per Menzies, J. at 457-458.
[44] [1999] VSCA 145. in the judgment of the Chief Justice and myself at [2] and of Callaway, J.A. at [16] to [20].
[45] Cf. R. v. Tripodina and Morabito (1988) 35 A.Crim.R. 183 at 191; and R. v. Calides (1983) 34 S.A.S.R. 355, at 359.
[46] Compare also R. v. J. (No. 2) [1998] 3 V.R. 602, per Callaway, J.A. at 642-643.
R
Williamson [2000] VSCA 5