© 2026 Zoe. All rights reserved.
Zoe is a legal information platform. Always consult the Federal Register of Legislation for authoritative text.
[2004] VSCA 130
Court of Appeal (Vic)
2004-08-05
BATT, VINCENT and EAMES, JJ.A.
Original judgment source is linked above.
[ 2004] VSCA 130
Criminal law - Sentencing - Armed robbery - Handling stolen goods - Attempt to obtain property by deception - Procedural fairness - Sentencing judge referring in sentencing remarks to earlier remarks of sentencing judges and to evidence from three previous appearances - Parties not aware of content of that material or of judge's intention to refer to it - Sentences quashed - Re-sentencing - Youthful offender - Intellectual disability - Large number of prior convictions for relevant offences - Appellant on parole at time of offences - Appellant in protective custody - Crimes Act 1958, ss. 75A(1), 88(1), 321M - ,
Count 1: Handling stolen goods, contrary to s.88(1) of the Crimes Act 1958, which carried a maximum sentence of 15 years' imprisonment. The appellant was sentenced to two years' imprisonment;
Counts 2 & 3: Armed robbery, contrary to s.75A(1), which carried a maximum penalty of 25 years' imprisonment. The appellant was sentenced to four years' imprisonment on each count;
Count 4: Attempt to obtain property by deception contrary to s.321M, which carried a maximum of five years' imprisonment. The appellant was sentenced to one year's imprisonment.
1. Failed to give sufficient weight to the applicant's age and intellectual disability; 2. Failed to give sufficient weight to the accepted evidence that the applicant will spend the majority of his sentence in protective custody; 3. Failed to advise his counsel of his use of materials from previous sentencing judges in dealing with this matter and in doing so denied the applicant procedural fairness; 4. Imposed orders for cumulation which were excessive and resulted in a total effective sentence that offends totality and is crushing, particularly for a youth of 22 with an intellectual disability; 5. Imposed a sentence which is manifestly excessive.
"I'm not saying, Your Honour, obviously that he be sentenced on those prior matters, he's been dealt with for those, but Your Honour (I submit) that it ultimately limits his options here today."
The prosecutor pointed out that these offences were committed approximately two-and-a-half months after being released on parole after his previous sentence for armed robbery. The prosecutor submitted that it was appropriate therefore that s.16(3B) be given full weight and that the sentences which would inevitably be imposed should be cumulative on any sentence to be served by virtue of his breach of parole.
"Should Mr Ulla be sentenced to a term of imprisonment of three months or more for the current offence it is more than likely that the Board will cancel the already expired parole order. Mr Ulla will then serve a parole period of three months cumulatively with the court-imposed term of imprisonment unless the Court is satisfied that there are exceptional circumstances."
On the plea in the current case a report dated 25 July 2003 was tendered being a "Client Overview Report" from the Department of Human Services which dealt with the extent of the intellectual disability of the appellant.
"The critical matter here, therefore, is whether in fact procedural fairness was or was not afforded the applicant because the learned re-sentencing judge acted upon, and appeared to act upon, the basis of and in reliance on material not available to counsel for the present applicant (and indeed largely unknown to him). It is an elementary rule, whether in relation to civil or criminal proceedings, that a judge shall not determine any question without affording counsel for each party an opportunity to see and comment upon any material relevant to the issue before the Court which is available to the judge and known not to be available to counsel: R. v. Carlstrom[6]. As was emphasized by Kaye, J. in R. v. Licata and Regan[7], referred to an addendum to Carlstrom at 368, the withholding of material `is repugnant to basic concepts of fairness and justice'."[8]
"Likewise a sentence should not be imposed if it is founded wholly or partly on material which has not come before the sentencing judge in open court: see R. v. Tait and Bartley.[9] If any relevant material is gathered or obtained from the judge from private sources or sources not available to the parties, which is capable of being used adversely to the offender, then, unless that course is specifically agreed to by counsel for the offender, the sentence will ordinarily be set aside: ibid."
"Serious psychiatric illness not amounting to insanity is relevant to sentencing in at least five ways. First, it may reduce the moral culpability of the offence, as distinct from the prisoner's legal responsibility. Where that is so, it affects the punishment that is just in all the circumstances and denunciation of the type of conduct in which the offender engaged is less likely to be a relevant sentencing objective. Second, the prisoner's illness may have a bearing on the kind of sentence that is imposed and the conditions in which it should be served. Third, a prisoner suffering from serious psychiatric illness is not an appropriate vehicle for general deterrence, whether or not the illness played a part in the commission of the offence. The illness may have supervened since that time. Fourth, specific deterrence may be more difficult to achieve and is often not worth pursuing as such. Finally, psychiatric illness may mean that a given sentence will weigh more heavily on the prisoner than it would on a person in normal health."[12]
"Where an offender suffers a significant intellectual disability the principle of general deterrence is not eliminated altogether, but must be sensibly moderated.[17] Principles of general and specific deterrence cannot be given the emphasis that they might otherwise have in sentencing an offender. The extent of the amelioration of the factors of general and specific deterrence may depend upon a range of matters, most importantly the extent of the intellectual disability. In R. v. Champion[18] Kirby, P., with whom the other members of the Court agreed, considered the decision of the Court of Criminal Appeal in R. v. Letteri[19]. In that case Badgery-Parker, J., with whom Gleeson, C.J. and Sheller, J.A. agreed, had held that less weight should be given to general deterrence in such a case, and that in an extreme case a severe intellectual handicap might, indeed, mean that general deterrence was totally outweighed by other considerations."
"In R. v. Roadley[21] this Court held that "little weight" should be given to general deterrence in such cases. In that case the offender had minimal appreciation of the consequences of his behaviour and limited (possibly non-existent) impulse control. He had the mental age of a five or six year old child. In R. v. Williams[22] Buchanan, J.A., with whom Ormiston, J.A. and Chernov, J.A. agreed, followed Champion and Roadley. His Honour concluded that the sentencing considerations set out in R. v. Tsiaras could be applied in Williams' case (although it was a case of intellectual disability rather than psychiatric illness[23]), and concluded that several, but not all, of the considerations identified in the passage of the reasons from Tsiaras . . . were applicable. His Honour concluded that both general and specific deterrence had limited relevance in that case."
Count 1: (Handling stolen goods): One year's imprisonment. Count 2: (Armed Robbery), 3 year's imprisonment. Count 3: (Armed Robbery), 3 year's six months imprisonment Count 4: (Attempt to obtain property by deception), six month's imprisonment.
[1] By virtue of s.16(3B) of the Sentencing Act the sentence imposed by his Honour would in any event have been cumulative upon any period served for breach of parole but his Honour was no doubt ensuring that it was understood that he had rejected the application contending that there were exceptional circumstances in this case.
[2] The evidence summary filed on the appeal asserts that $270 was stolen but his Honour found the sum to be $240 and that was the sum which was alleged by the Crown before his Honour.
[3] [2000] VSCA 169; [2000] 2 V.R. 287 at 294.
[6] [1977] VicRp 44; [1977] V.R. 366 at 367.
[7] Unreported, Court of Criminal Appeal 28 February 1977.
[11] Counsel referred to R. v. Clark [1996] VICSC 30; [1996] 2 V.R. 520; R. v. Richards and Gregory [1998] 2 V.R. 1; R. v. Yaldiz [1998] 2 V.R. 376; R. v. Williams [2000] VSCA 174.
[13] (1990) 51 A.Crim.R. 336 at 343.
[14] (1992) 64 A.Crim.R. 244 at 255.
[17] R. v. Champion (1992) 64 A.Crim.R. 244, at 254-255, per Kirby, P.
[19] Unreported, Court of Criminal Appeal, New South Wales, 18 March 1992.
[22] [2000] VSCA 174, at [10]-[12].
[23] In Roadley, at 343, the Court held that mental illness was to be equated with intellectual disablement for sentencing purposes, citing R. v. Anderson [1981] VicRp 17; [1981] V.R. 155.
[25] See R v Cutajar, unreported decision of Court of Appeal (Winneke, P., Charles, J.A., and Crockett, A.J.A.) delivered 20 July 1995, at pp.9-10; R v Youil (1995) 80 A.Crim.R. 1, at p.3-4; R v Berkelaar [2001] VSCA 143, at [22] per Buchanan, J.A.
[26] R. v. Rostrom [1996] V.R. 97; R. v. ZMN [2002] VSCA 140; [2002] 4 V.R. 537.
[27] As to youth as a factor, see R v Mills [1998] 4 V.R. 235, at 241-242; R v Giles [1999] VSCA 208, at [20]; R v Bell [1999] VSCA 223, at [14]; R v Tran [2002] VSCA 52, at [12]-[15].
R
Ulla [2004] VSCA 130