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[2002] VSCA 128
Court of Appeal (Vic)
2002-08-22
WINNEKE, P., BUCHANAN, J.A. and O'BRYAN, A.J.A.
Original judgment source is linked above.
[ 2002] VSCA 128
Criminal law - Conviction on multiple counts of rape and threat to kill - Whether a Longman warning was required - Kilby direction given - Use to be made of uncharged acts in determining the probability or improbability of the charged acts.
Ms. Kay Robertson, Solicitor for Public Prosecutions
"During our relationship, there were many times that we had sex. Most times the sex was intimate and loving. It was only when he was drunk or having his power trips or mental states that the sex became threatening and violent."
As this statement demonstrates, the relationship was also characterized by acts of physical violence by the applicant towards the complainant, particularly after the applicant had been drinking. It was the physical violence which was the subject of reports by the complainant to her friends and the police, and which led to temporary separation in late 1997 and early 1998 following the obtaining by the complainant of interim and permanent "non-intervention" orders from the courts. Yet, and notwithstanding these orders, contact continued between them. Although, at the trial, the complainant explained such contact as the consequence of pressure and fear, she agreed that she had told the police in her statement of March 1999:
"I really thought I was in love with him. I felt sorry for Ty; I was hoping I could change him because he really did have some good qualities."
At the trial the complainant, who by then was married, explained this statement as the product of "confused emotions", said that she would not "class it as `love' now" and that she had so described it "probably because I didn't know any better."
"The accused was able, in his police interview, to respond to each of the charges and generally any prejudice to him in his defence of the charges is not of the sort that would ... require a specific warning from me."
During the course of his Honour's charge to the jury, counsel again submitted that a "Longman warning" should be given having regard to the absence of corroboration and the matters in evidence which "tend to undermine" the reliability of her evidence; namely the failure to complain of sexual assaults on the occasions when she did complain. His Honour again declined to direct the jury that it would be dangerous or unsafe to act on the complainant's evidence alone unless, having scrutinized it with care and paying heed to the warning, they were convinced of its truth and accuracy. He did however tell them:
"Keep in mind what I said earlier in relation to the sexual offences; the only evidence of those matters is the evidence of the complainant. The nature of sexual offences often means that it is only the complainant and the accused who will have been present. For this reason you will obviously need in this case to carefully scrutinize the evidence of the complainant."
"... simply to correct what had previously been standard practice by which, based on supposed `human experiences' and `the experience of the courts', judges were required to instruct juries that complainants of sexual conduct were specially suspect, those complained against specially vulnerable and delay in complaining invariably critical. In restoring the balance, the intention of the legislature was not to `sterilize' complainants from critical comment where the particular facts of the case, and the justice of the circumstances, suggested that the judge should put such comments before the jury for their consideration. The overriding duty of the trial judge remains to ensure that the accused secures a fair trial. It would require much clearer language than appears in s.61 of the Act to oblige a judge, in a case otherwise calling for comment, to refrain from drawing to the notice of the jury aspects of the facts of the case which, on ordinary human experience, would be material to the evaluation of those facts."
The right and duty of the judge to make such comments is preserved by s.61(2), which although now qualified by sub-s.(3)[7] remains operative in cases where such "comments" are required to ensure a fair trial. As this Court pointed out in Miletic (at 603), the word "comment" where used in the context of s.61(2) includes a binding direction to the jury. However, whether a warning carrying the authority of the judge's office is called for, and in what form, will depend upon what the interests of justice require in the particular case. In general terms, it can be said that such a warning should be given whenever it is necessary to avoid a perceptible risk of a miscarriage of justice arising from the circumstances of the case[8]. Although the test prescribed by these authorities might be said to provide little guidance to trial judges (and, no doubt, they will need to be guided by their own instincts) there will usually have to be identifiable factors which call for such a judicial direction. They are factors of a nature, the significance of which will, or might, not be readily apparent to the jury - left to their own devices with the assistance of counsels' addresses - but more apparent to the judge. It should not be thought, however, that the so-called "Longman warning" is confined to the circumstances which the High Court identified in that case as calling for such a warning.
"The accused's guilt must be proved, generally speaking, by evidence related only to the charge or charges brought against him. However, in this case, evidence has been given that the accused has been convicted of other criminal offences for which he was sent to prison. ... In the record of interview, the accused identified the matters for which he had been dealt with as relating to the events leading up to the charges covered by counts 6 and 7, 8 and 12 of the presentment. ... Now, I give you the following direction of law about the use you can make of that evidence. You are entitled to use the evidence as to the credit of the accused. That is to say, you may use it against the accused when considering what weight you should attach to the answers which the accused gave to the questions the police asked him in the interview on 6 April 1999. That is what you can do. You may, if you choose, consider what the accused says is less to be trusted because of his bad character. ... ."
give it. I would allow the application and the appeal. In the circumstances there should be a new trial.
On counts 3 and 4 (making threats to kill), by direction of the judge, the jury found the applicant not guilty. On count 1 (stalking), count 2 (making a threat to kill), count 8 (assault with intent to rape) and counts 10, 11 and 13 (rape), the jury returned verdicts of not guilty. On count 5 (making a threat to inflict serious injury), count 6 (false imprisonment), counts 9 and 15 (making a threat to kill) and counts 7, 12, 14, 16, 17 and 18 (rape), the jury returned verdicts of guilty. The victim of every count, save counts 3, 4 and 5, was BJS, who will be referred to hereafter as the complainant. The person the subject of count 5 was Miguel Marino.
Count 9 - Threat to kill the complainant, and Count 10 - Rape - both occurred in Geelong on 19 December 1997 and will be considered together.
Counts 15 to 18 may be considered together. The offences: Count 15 - Threat to kill the complainant, and Counts 16, 17 and 18 - Rape - all occurred one evening in the second half of January 1999
"In my submission your Honour should be in plain words saying to them, there is no corroboration and if they were to proceed to conviction before they do so they must pay heed to that direction that your Honour has given them."
His Honour declined to accede to the request, ruling that such a direction was unnecessary in the circumstances of the case.
"Firstly, in relation to the counts which comprise sexual offences. The only evidence of those matters is the evidence of the complainant. The nature of sexual offences often means that only the complainant and the accused will have been present. For this reason in this case you will obviously need in your deliberations to scrutinise the evidence of the complainant carefully."[11]
"As a matter of law I must tell you that delay in complaining of sexual assaults does not necessarily indicate that a complainant's allegations are false. There may be good reasons why a victim of sexual assault may delay or hesitate in complaining about it. In the present case there was no complaint of sexual assault made at the time of the alleged offences although, as I have just referred to, other complaints of physical assaults were made on three occasions. You must consider whether in this case there are good reasons why no complaint was made earlier. The explanations given by the complainant were that she was frightened of the accuser's threats, she was embarrassed and ashamed as to what had happened and she was apprehensive of the court processes if she made a complaint of sexual assault. You may also think it relevant the fact that the complainant was 19 or 20 or 21. Also the fact that she was apparently living as husband and wife in a de facto relationship might have meant that she would not readily complain of intimate matters in the relationship even though she was prepared to complain to her neighbours and to the police about physical assaults to her. You have heard the evidence of the complainant about the threats she said the accused man made. You have heard his response in the police interview when these matters were put to him. I will go through the specific counts with you shortly. You must consider firstly, whether you accept the evidence of the complainant about these matters and whether in the circumstances it provides an explanation for the delay in complaint. That is a matter for you. It is necessary, however, that you take such delay into account when evaluating the complainant's evidence and in determining whether to believe her or not. In this case the accused man was able to recall or identify all but I think one of the particular incidents referred to and to give in some cases a detailed response. Some details he was unsure of and they have been referred to by counsel and some of them I'll refer to in going through the particular offences. It is appropriate for you to consider whether the accused has been significantly disadvantaged in defending himself because of the delay in complaining or whether the fact that he has been able to identify all but perhaps one of the incidents and to give detailed responses indicates that there was not significant disadvantage. Now, that is a matter for you. It is open to you to take into account the delay; the delay in complaining or the failure by the complainant to make complaints as a factor in your determination of whether the allegations made in this case are made out or not."[12]
"I was simply attempting to describe the fact that since July or August 1997 they resided in the same house, had a sexual relationship and appear to have been perceived as a couple. You have heard evidence, including the complainant's description of the relationship at different times and how she referred to it in earlier statements and evidence. It is a matter for you what you make of that evidence and the reasons which might explain the complainant's failure to complain of what she says were sexual assaults."[13]
"Keep in mind what I said earlier in relation to the sexual offences, the only evidence of those matters is the evidence of the complainant. The nature of sexual offences often means that it is only the complainant and the accused who will have been present. For this reason you will obviously need in this case to carefully scrutinise the evidence of the complainant."[14]
1. The learned trial judge erred in law in failing to discharge the jury on the application of the accused in his opening remarks to the jury, informing the jury that Mr Desmond of counsel would outline or detail the defence case.
2. The learned trial Judge erred in law in failing to give the jury a Longman direction.
3. The learned trial Judge erred in law in failing to state in plain words that in respect of the rape counts there was no corroboration of the complainant's evidence.
4. The learned trial Judge erred in law in failing to direct the jury that in respect of the "uncharged acts" the standard of proof, before they could be satisfied the same occurred, was beyond reasonable doubt.
5. The jury verdicts on the rapes were inconsistent.
6. The learned trial Judge erred in law in failing to give a full and proper direction as to the failure to call witnesses.
7. The learned Judge erred in law in failing to give a full and proper Kilby direction which was required in the interests of justice.
8. Further, insofar as the trial Judge refused to give a Longman direction, he erred in law in so doing, and further erred in law in failing to at least give the jury a modified Longman direction.
Counsel for the applicant abandoned grounds 1, 5 and 6.
(a) the complainant's evidence was entirely unsupported by other evidence led at the trial, so that proof of the offences was dependent upon her evidence alone;
(b) there was a very significant delay in any complaint of sex offences by the complainant to the police or anyone else.
"The Crown's case turns on this complainant alone and in those circumstances it is absolutely necessary that the jury's attention be focused on this fact, that it is her evidence and it is her evidence alone and that there are matters tending to undermine its reliability."
"Because of those matters that tend to undermine her reliability it may very well be dangerous to convict."
The judge repeated the warning he had already given and, in my opinion, went as far as it was necessary to go. It would have been undesirable to refer to the legal concept of corroboration for to do so would have resurrected the common law doctrine that it is dangerous to act upon the uncorroborated evidence of a female when a sexual offence is alleged. In 1980, the Crimes (Sexual Offences) Act (Act No. 9509) added to the Principal Act s.62(3) in Part 1, Division 1, Sub-Division (8G). Section 62(3) abolished the common law rule which required a judge, where a person was accused of a sexual offence, to warn the jury that it was unsafe to convict the accused on the uncorroborated evidence of the person with or upon whom the offence was alleged to have been committed. Section 62(3) was replaced by s.61 in 1991. Since 1991[16] with the insertion of s.61(1)(a) in the Crimes Act 1958 a judge is not required to give the jury any warning or suggest in any way to the jury that the law regards complainants in sexual cases as an unreliable class of witness. The warning sought by counsel under the Longman principle might have transgressed s.61(1)(a) of the Act.
"I told you that delay in complaining does not necessarily indicate that a complainant's allegations are false and there may be good reasons why a victim of sexual assault may delay or hesitate in complaining."
In doing so his Honour was complying with s.61(1)(b) of the Act.
"The learned trial judge erred in law in directing the jury that in respect of the uncharged acts `your view of the evidence, of the circumstances of the sexual activity and other activity between the parties may assist you in determining the probability or improbability of the charged acts having occurred in the manner alleged by the Crown'."
"But it would be prejudicial and contrary to law for you to reason that because you are satisfied beyond reasonable doubt that the accused had engaged in some improper conduct at some other time, whether he has been dealt with for that conduct or not, that he is the kind of person who is likely to have committed the crimes charged and to use such a conclusion as evidence that he had committed them or any of them."
"It is necessary, however, that you take such delay into account when evaluating the complainant's evidence and in determining whether to believe her or not."
"It is open to you to take into account the delay; the delay in complaining or the failure by the complainant to make complaints as a factor in your determination of whether the allegations made in this case are made out or not."
[1] Cf. Longman v. The Queen [1989] HCA 60; (1989) 168 C.L.R. 79.
[2] Longman v. R. [1989] HCA 60; (1989) 168 C.L.R. 79.
[3] Kilby v. R. [1973] HCA 30; (1973) 129 C.L.R. 460.
[4] By Act 9509 of 1980, the Victorian Parliament had introduced a new sub-s. (3) in s.62 of the Crimes Act by which it had modified the rule by providing that:
"where a person is accused of a sexual offence, no rule of law or practice shall require the judge ... to warn the jury that it is unsafe to convict the accused on the uncorroborated evidence of the person with or upon whom the offence is alleged to have been committed, but nothing in this sub-section restricts the operation of any enactment requiring the evidence of a witness to be corroborated."
(The effect of this modification of the rule of practice was explained in R. v. Kehagias & Ors. [1985] VicRp 10; [1985] V.R. 107 at 110-1 per Starke and Hampel, JJ.; R. v. Rosemeyer [1985] VicRp 90; [1985] V.R. 945 at 968 per Ormiston, J.; R. v. Pahuja (1987) 49 S.A.S.R. 191 at 196-8 per King, C.J.)
[6] Longman v. R. at 86-7; R. v. Miletic [1997] 1 V.R. 593 at 602; Crofts v. R. [1996] HCA 22; (1996) 186 C.L.R. 427.
[8] Longman at 86; Robinson v. R. [1999] HCA 42; (1999) 197 C.L.R. 162 at 168.
[9] Longman v. R. [1989] HCA 60; (1989) 168 C.L.R. 79; Kilby v. R. [1973] HCA 30; (1973) 129 C.L.R. 460.
[15] R. v. Young [1998] 1 V.R. 402; R. v. DSJ [1998] VSCA 63 particularly para.[25]; Miletic [1997] 1 V.R. 593.
[16] Crimes (Sexual Offences) Act 1991 (No. 8 of 1991).
[17] DPP v. Faure [1993] VicRp 87; [1993] 2 V.R. 497.
[18] R. v. Beserick (1992) 30 N.S.W.L.R. 503 at 515-516; R. v. Vonarx [1999] 3 V.R. 618; R. v. Loguano [2000] VSCA 33; [2000] 1 V.R. 235.
[19] Kilby v. R. [1973] HCA 30; (1973) 129 C.L.R. 460.
[21] M. v. R. [1994] HCA 63; (1994) 181 C.L.R. 487. See also Jones v. R. (1997) 98 A.Crim.R. 107.
R
Salter [2002] VSCA 128