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[2014] NSWDC 248
District Court of NSW
2014-12-09
Original judgment source is linked above.
Introduction 1On 19 March 2012 Mr Laurie Waters left his home at about 11.00 am. He left behind a friend of his, Mr Brian Nimmo, who was going to spend some time in Mr Waters' unit while the carpets in his own unit were cleaned. On his way out Mr Waters passed Ms Angela McLean, who is the accused in these proceedings. She was going into his unit, where Mr Nimmo was. Mr Waters visited the doctor and did some shopping before returning to his home around 3.00pm. When he got there he saw that Ms McLean had gone and that Mr Nimmo was lying in two large pools of blood. He contacted police who came quickly and who then called an ambulance. Mr Nimmo was taken to hospital where his injuries were treated. 2From a very early time Mr Nimmo nominated Ms McLean as being the person responsible for his injuries. That is what he told Mr Waters. That is what he told the first police officers to arrive on the scene. He continues to say that Ms McLean was responsible, giving evidence to that effect before me. 3Ms McLean has been charged with two offences in the alternative: recklessly causing grievous bodily harm to Brian Nimmo and assaulting Brian Nimmo, thereby occasioning to him actual bodily harm. 4She has pleaded not guilty to both charges. It is I who will determine whether she is guilty or not, an election for trial by judge alone having been made by Ms McLean and consented to by the prosecution.
General Matters of Law 5The primary issue in this trial concerns whether I am satisfied beyond reasonable doubt that Mr Nimmo's evidence is reliable when he says that Ms McLean caused his injuries. An issue of relevance to the first count alone concerns whether I am satisfied beyond reasonable doubt that Mr Nimmo's injuries amount to grievous bodily harm. 6Before I discuss the evidence called in the trial, and the conclusions which I draw from it, I will set out some preliminary matters. They are the sorts of things that I would tell a jury were this a trial where a jury decided the guilt or otherwise of the accused. 7I will determine all the relevant issues of fact according to the evidence. The evidence in this case was made up of what witnesses said in Court and the exhibits which have been tendered. I have made no enquiries of any kind about anything that came up in this trial. 8I have decided this case coldly and unemotionally. Were there a jury I would instruct them to ignore any feelings of sympathy or any other emotion that they might feel in deciding whether or not the accused is guilty of the two charges she faces. Judges are not immune tfrom feelings of sympathy. I have recognised those feelings, recognised their effect upon me and then put those feelings to one side. Both the Crown and the accused are entitled to my judgment free from prejudice and sympathy. 9The most important and fundamental principle of law which I apply concerns the onus and standard of proof. Because this is a criminal trial, the burden of proving the guilt of the accused is placed firmly on the Crown. The accused starts from the position that she is presumed innocent and that presumption continues until the Crown satisfies me beyond reasonable doubt that she is guilty. 10Although there was some dispute as to whether this was a Crown case which relied largely or exclusively on the evidence of a single witness, I am prepared to acknowledge the importance of me examining the evidence of Mr Nimmo with great care, and to be very cautious before I convict the accused, because of the high standard of proof placed upon the Crown. Mr Nimmo is the only person who is capable of giving direct evidence as to what led to him being injured. 11It is a significant component of the case for Ms McLean that she could not have caused the injuries because they occurred at a time after she left Mr Waters' home. Further, she says that it is possible that the injuries to Mr Nimmo were caused by a fall. She has called evidence on these issues from a forensic pathologist. I emphasise a number of matters which arise from this circumstance. 12Firstly, by calling evidence the accused did not assume a burden of proof. She does not have to prove that she is not guilty. She does not have to prove that she is innocent. The burden of proof is firmly on the Crown. 13Secondly, the Crown must do more than simply persuade me that the evidence called by the accused should not be accepted. Rejection of that evidence is not the same as acceptance of the Crown case. This is a particularly important matter in this case, as hearing and analysing the medical evidence has occupied a great proportion of trial time. There may be a subconscious tendency to leap from a conclusion that the injuries could have occurred when Ms McLean was alone in the unit with Mr Nimmo, to a conclusion that that is when they did occur. I recognise and acknowledge that this is not the proper way of addressing the issues in this trial. I specifically state that I have not done that which I recognise is improper. 14What the Crown must prove, and prove beyond reasonable doubt, are the ingredients or essentials facts contained in the charges arising from the indictment. The Crown does not need to prove that every word spoken by everyone of its witnesses is true. Nor, to give an obvious example, does the Crown need to prove the precise manner in which Mr Nimmo was injured. The Crown does not have to prove that the accused struck Mr Nimmo with any specific object, be it a walking stick, or ashtray, or something else. 15The accused did not give evidence. I have not used that in any way against her. The accused was entitled to say nothing in Court and make the Crown prove her guilt if it could. The fact that the accused did not give evidence does not effect the fundamental proposition which I must apply - that is that the Crown must prove her guilt beyond reasonable doubt. So the silence of the accused in Court is not evidence against her. Her election not to give evidence was not an admission made by her. Her decision not to give evidence must not be used by me to fill gaps in the Crown case or make up any deficiencies or defects in the Crown's case that might exist.
Brian Nimmo 16Mr Nimmo said that at the time he was giving evidence he was 70 years old. He was actually 67 and seemed pleasantly surprised when this was pointed out to him. He could not remember being admitted to hospital on some earlier occasions, even for injuries which must have been quite painful, such as a fractured sternum. And he denied drinking more than a sip of alcohol on 19 March 2012 despite a lot of other evidence to the contrary. 17On the other hand there were matters about which Mr Nimmo had a very good recollection. He recounted what a specialist had told him about benign positional vertigo, that being a condition from which he suffered, and his recounting was described by one of the doctors called by the Crown as a perfect description of the pathology behind that condition. His manner of giving evidence was impressive. He had little trouble understanding questions put to him and his answers were responsive. 18He impressed as a man who gave his evidence openly and who had nothing to hide. He did not shirk from answering some very uncomfortable questions concerning bowel and urinary incontinence. He displayed no antipathy to Ms McLean. He made concessions where appropriate. To me, he was a witness doing his honest best to tell the truth as he saw it. Of course I immediately recognise that honesty is not the same as reliability. 19Mr Nimmo gave evidence as follows. He went to the unit of his friend Laurie Waters because the carpet in his own unit was being cleaned. Mr Waters told him that he had to go out for a medical appointment but that he was welcome to stay there. Shortly after Mr Waters left, the accused walked in. He had known her for some years. 20Mr Nimmo tried to get her to leave but she poured herself a drink. Eventually she grabbed her bag and left the lounge room where the two of them had been sitting. Mr Nimmo assumed that she had just gone to the toilet, but, after she had been gone for some time, he got up to have a look where she was. He found her curled up on Mr Waters' bed. He nudged her on the shoulder and said that she couldn't sleep there at which she got off the bed and began punching him and kicking him. He put up his hands to block those punches. His glasses fell on to the floor and, afraid that they would be trodden on, he bent down to pick them up. As he was putting his glasses back on he felt a blow to his forehead and that was the last thing he remembered until Mr Waters came home and roused him from unconsciousness. 21Sometime after his release from hospital he noticed that there was a kink in one of his walking sticks. Mr Waters suggested that that may have been what the accused hit him with. Eventually someone mentioned the kink in the walking stick to the officer in charge and a walking stick with an obvious bend in it which belonged to Mr Nimmo was tendered in the trial. 22Mr Nimmo said that because he was hung over from a lengthy drinking session the day before he only had a sip of alcohol whilst in Mr Waters' unit. He did say that when he was drinking he would often drink three to four litres of wine. 23He was cross-examined about his medical history. Ms Cook, who appears for Ms McLean had the benefit of a summary of that history, at least insofar as it concerned treatment at St Vincent's Hospital. Mr Nimmo was able to recall some aspects of that history but not others. In particular he gave evidence that he had broken his leg, shattered his cheek bone and fractured his jaw in separate incidents. He was intoxicated when those things happened. He did not agree that he had a history of falling over but did agree that he suffered from positional vertigo which puts him off balance on occasions.
Laurie Waters 24Mr Waters also gave evidence. He confirmed the circumstances in which Mr Nimmo was in his apartment and in which the accused arrived there. He could recall Mr Nimmo drinking a glass of wine before he left to go to the doctor. When he got back he saw Mr Nimmo lying on the floor of his bedroom in a semi-conscious state. There were two "massive" puddles of blood, one at his head and shoulders and one at his legs and feet. He asked Mr Nimmo "what happened?" and Mr Nimmo told him "Andrea bashed me" before falling into unconsciousness. 25He was shown a photograph of his bedroom taken by police after Mr Nimmo had been taken to hospital. He explained that, being an old paratrooper, he had been trained to make his bed as soon as he got up in the morning. He would straighten the doona cover and put the pillows one by one on top of each other making sure they were level. The photograph of the bedroom shown to him revealed a wrinkled doona cover. Mr Waters said "I wouldn't leave my bed like that, no way". He was not cross examined on this assertion.
Other evidence 26A lot of other evidence, which would usually have required the calling of a number of witnesses, was tendered through the officer in charge. This was done with the consent of Ms Cook of course. 27A piece of evidence which became important in a number of respects was a video recording made by the first police officer to arrive at the unit in response to Mr Waters' telephone call. Commendably, he used his initiative, and his personal iPhone to make a video recording of a brief conversation he had with Mr Nimmo. 28Other evidence tendered through the officer in charge demonstrated clearly that Mr Waters was absent from the unit from about 11.00 am on the 19th of March 2012 until about 3.00 pm that afternoon. 29Mr Waters' phone records show that whilst she was in the unit, almost an hour after she arrived, Ms McLean made two telephone calls, one at 11.52 and one at 11.53 am. The evidence demonstrated that she left the unit shortly before 1.17 pm. She was shown to have made a purchase at a butcher's shop at 2.14 pm and withdrawn some money from an ATM at 3.01 pm. 30In her interview with police the accused described her movements after leaving Mr Waters' unit in a way which was consistent with the objectively verifiable evidence. In particular her claim that after going to the butcher, and on her way back to her own home, she pressed the buzzer of Mr Waters' unit but did not receive a response was confirmed by CCTV footage which revealed this to have taken place at about 2.48 pm. 31It is a significant component of the case for Ms McLean that she could not have caused the injuries to Mr Nimmo because, based largely on the evidence of a forensic pathologist called by her, they occurred at a time after she left Mr Waters' home to go shopping. She was photographed at a bus stop at 1.17 pm. That bus stop was about 100 metres from Mr Waters' home and so it is an essential part of the Crown case that the injuries occasioned to Mr Nimmo occurred, at the latest, shortly before 1.17 pm. Ms McLean suggests that the Crown has not excluded the reasonable possibility that the injuries were caused after she left the unit.
The Medical Evidence 32Dr Dan is a neurosurgeon. He was called by the Crown, and gave evidence, mainly in response to a number of matters raised in the evidence of an expert called on behalf of the accused, Professor Duflou. Dr Dan's evidence dealt with the mechanism of Mr Nimmo's injuries and the timing of them. As far as that latter aspect is concerned he said "I do not believe it is possible to specify how long he had been unconscious when he was discovered about 3pm". 33Professor Duflou is a forensic pathologist. He provided a report, which was tendered on behalf of Ms McLean, and gave oral evidence. He gave his opinion about a number of relevant issues. 34One immediate observation to be made about Professor Duflou's evidence is this. He at no stage has suggested that the case mounted against the accused by the Crown was based on a scenario which was impossible. Certain aspects of that case were described by him as "most unlikely" and of course his opinion about such matters, and in particular the level of unlikelihood expressed by Professor Duflou, affects my assessment as to whether the Crown has proved its case beyond reasonable doubt. 35A significant challenge to the Crown case from Professor Duflou's evidence related to the timing of the injury. It was his opinion that "it is most unlikely" that he sustained his injuries more than two hours prior to being found. As far at the mechanism of injury is concerned Professor Duflou was of the opinion that the type of fracture which Mr Nimmo suffered to his neck could come from low energy falls (such as when a person fell from a standing position) and he couldn't recall a case of that sort of fracture occurring as a result of a blow to the top of the head.
The timing of the injuries 36The first opinion expressed in Professor Duflou's written report concerned when Mr Nimmo suffered his injuries. As I have just mentioned this was a significant component of the defence case because an acceptance of Professor Duflou's opinion made it most unlikely that Mr Nimmo suffered his injuries whilst Ms McLean was with him in Mr Waters' unit. And as I have already noted, Dr Dan disagreed with Professor Duflou, saying that he did not believe it was possible to say how long Mr Nimmo had been unconscious. 37In his written report Professor Duflou regarded three circumstances as particularly important in forming his opinion. They were:
The Mechanism of Injury 39Professor Duflou was also asked about the mechanism of injuries. In contrast to the opinion of Dr Dan, referred to below, in his written report Professor Duflou was of the opinion that a Jefferson fracture "is typically sustained in motor vehicle collisions and falls". He said that they are not commonly seen in assaults. 40The injuries to the scalp, said Professor Duflou, could have been caused by an assault or a fall. He said that a fracture of the knee cap is typical of a heavy fall onto the knee and described the injuries to Mr Nimmo's left hand as being known as "Boxer's fractures" and they are "often indicative of a force being applied in the form of a punch or similar by the person who has the fracture". The injuries to Mr Nimmo's right hand could, according to Professor Duflou "also be caused by such a mechanism". 41Thus Professor Duflou concluded in his written report: "it is my view that the spinal injury and knee injury were probably the result of a fall, the injuries to scalp could be the result of either a fall or a blow to the head, and the injury to the hand suggests a forceful punching or similar type motion by Mr Nimmo".
The oral evidence of Professor Duflou 42Professor Duflou's oral evidence differed from his written report in a number of respects, especially as regards the timing of the injury. The absence of "long lie" pathology 43In Professor Duflou's report of 24 March 2014 he spent some time addressing the question of when Mr Nimmo was likely to have sustained his injuries. As I mentioned above he referred to three separate matters, namely the circumstance that the scalp wound was still bleeding when he was moved by ambulance officers, secondly the lack of any evidence of a "long lie" at the scene and thirdly that any period of unconsciousness due to the head injury would have been of short duration. 44Professor Duflou expressed his opinion about timing this way "in my opinion it is most unlikely that Mr Nimmo sustained his injuries more than two hours prior to being found given the lack of pathology associated with a "long lie" and the lack of significant acute brain damage". 45In forming this opinion Professor Duflou assumed that Mr Nimmo had been moved by ambulance officers as part of their treatment of him. It is beyond question that that did not happen. Professor Duflou had assumed that the two pools of blood showed that Mr Nimmo had been moved by the ambulance officers but the unchallenged evidence of Mr Waters was that when he first came across Mr Nimmo there were two large pools of blood . This of course occurred well before ambulance officers arrived. 46In his oral evidence, Professor Duflou accepted that movement "resets the clock" as far as the pathology of long lie is concerned and thus one of the strong pillars of his opinion regarding the time of the injuries had to be removed. Nevertheless Professor Duflou remained of the opinion that it was most unlikely that Mr Nimmo sustained his injuries more than two hours before Mr Waters found him. 47In maintaining his opinion as to the timing of the injuries despite the falsity of one of his assumptions being demonstrated, Professor Duflou referred to some new factors which, he said, justified the opinion he expressed in his report. Hypothermia 48So, not mentioned in the written report but referred to in oral evidence is this circumstance which Professor Duflou said indicated something about the timing of the injuries: there was no evidence that Mr Nimmo's body temperature was lower than normal. Professor Duflou said that those who suffer injuries and are not treated for some time will have a lower body temperature than normal. He was unable to describe the mechanism for this happening but said that it was something that had been observed. 49When Professor Duflou was asked why this factor was not mentioned in his original report he said that it was something that had not occurred to him at the time he prepared it. Thus in those circumstances the Crown was not in a position to ask Dr Dan whether he agreed with the absence of a low body temperature being indicative of when Mr Nimmo sustained his injury, nor, more fundamentally to ask the treating doctor, Dr Sellors, whether Mr Nimmo's body temperature was lower than normal when he arrived at hospital. 50Two separate extracts from St Vincent's hospital progress notes were tendered, Exhibit 15 and Exhibit D. As far as I can tell it does not even appear that Mr Nimmo's temperature was taken. There is no record of his body temperature despite there being a reference to his respirations, blood pressure, pulse and Glasgow Coma Score. In these circumstances the foundation for Professor Duflou's assumption that Mr Nimmo was not suffering from a lower than normal body temperature upon arrival at the hospital is unclear. 51I would certainly have been in a position to put more weight on Professor Duflou's opinion regarding the timing of the injuries had one of the important assumptions on which he initially formed that view not been shown to be inaccurate and had his opinion concerning the relevance of hypothermia not been a belated one with an unclear basis for the assumption on which it was based. Change in level of confusion 52There is a further matter raised in Professor Duflou's oral evidence which was not the subject of specific mention in his report. This concerned what Professor Duflou said was a comparison between the signs of confusion displayed by Mr Nimmo on the video taken by the first police officer to arrive and his presentation at hospital. Coupled with this was Professor Duflou's opinion as to the cause of Mr Nimmo's confusion on that video. 53Professor Duflou said that it looked to him when viewing the video that the cause of Mr Nimmo's confusion at the scene was more likely to be a head injury than intoxication. He based his opinion on his experience, not necessarily as a forensic pathologist who probably doesn't often chat to the people he is examining, but as a medical practioner who had worked in emergency wards in the past and as a person who had himself suffered a concussion. 54He said that the change in presentation between Mr Nimmo on the police officer's iPhone video and at hospital indicated that whatever was causing Mr Nimmo's confusion at the scene resolved itself fairly quickly, this being more suggestive of head injury which would resolve much quicker than a person would metabolise alcohol and thus sober up. 55Unfortunately, once again, such opinions were not mentioned, at least specifically, in his initial report and once again I simply do not know what Dr Dan would have said about them. Nor do I know what Dr Sellors, the treating doctor would have said about the level of Mr Nimmo's confusion at the hospital beyond noting that in one of her statements she refers to it as slight. 56These matters of course affect the weight that I must give to Professor Duflou's opinions as to the timing of the injury. I would have given his opinions more weight had these matters, now apparently quite important, been mentioned in his initial report, and based on assumptions which were shown to be accurate. 57Further, I am satisfied that any confusion displayed by Mr Nimmo on the police officer's iPhone video, for reasons I explain immediately below, could well be described as "slight". If this is the case then another basis for Professor Duflou's opinion about the timing of the injuries falls away. 58Of course the exchange between the police officer and Mr Nimmo is very brief, and I have to ignore his nomination of the accused as being the person responsible for his injuries in assessing what he has got right and wrong, but even so:
Consideration 69Two primary issues arise for determination. Firstly has the Crown proved beyond reasonable doubt that the injuries from which Mr Nimmo suffered were occasioned by means of an assault and secondly, if the Crown proves the first matter, was it the accused who assaulted Mr Nimmo? 70In breaking up the issues this way I recognise that the defence case is that it doesn't matter whether he was assaulted or suffered the injuries accidentally if whatever happened to him occurred after Ms McLean left the unit. 71In this context, before looking at the two questions posed above, I should discuss one aspect of Ms Cook's submissions upon which she placed considerable reliance. I will then discuss some other matters which were the subject of discrete submissions by the parties, and return to answer the questions posed above. The suggestion that Mr Nimmo has changed his clothes during the day 72It is a significant component of the defence case that Mr Nimmo has changed his clothes between when he arrived at Mr Waters' unit and when Mr Waters found him lying on the floor. 73Mr Waters recalled that when Mr Nimmo arrived in the morning, he was wearing shorts, a T shirt and a cap, but did not have his walking stick with him. The police officer's iPhone video shows that Mr Nimmo was wearing something that looks like a T shirt with a white collared shirt on top and some other sort of garment, perhaps a jacket, over the top of that. When Mr Nimmo was shown photographs of the clothing lying on the bedroom floor, it having been cut off him by the ambulance officers, he could not remember owning, and did not recognise, at least some of what was depicted. 74Thus, says Ms Cook, it is the case that sometime during the day Mr Nimmo has changed his clothing. She says that there is therefore a significant component of the day unaccounted for. Mr Nimmo has apparently gone somewhere and changed into clothes which were not his. 75Her submission is that the fact that Mr Nimmo has changed his clothing leaves a large unexplained gap in the course of which anything might have happened which led to Mr Nimmo being found unconscious on Mr Waters' lounge room floor. 76There are a number of things to say about this submission:
The Elements of Count 1 137Having made those findings let me turn to the elements of Count 1. 138The Crown must satisfy me reasonable doubt of each of the following matters: (1)The accused struck Mr Nimmo. (2)This caused grievous bodily harm (3)The accused either:
Verdict 141It follows that I am satisfied beyond reasonable doubt of the elements of Count 1 and I find the accused guilty on that count.
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply to this judgment or decision. The onus remains on any person using material in the judgment or decision to ensure that the intended use of that material does not breach any such order or provision. Further enquiries may be directed to the Registry of the Court or Tribunal in which it was generated. Decision last updated: 19 December 2014
R
McLean