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[2005] VSCA 20
Court of Appeal (Vic)
2005-02-17
WINNEKE, P., CHARLES and CHERNOV, JJ.A.
Original judgment source is linked above.
[ 2005] VSCA 20
Criminal law - Sentencing - Offences of incitement to murder and "stalking" - Total effective sentence of eight years' imprisonment and non-parole period of five years - Relevance of appellant's mental condition to penalties imposed -Application of principles discussed in R. v. Tsiaras and R. v. Eliasen considered.
Ms. K. Robertson, Solicitor for Public Prosecutions
The Trial Judge's Attitude to the Gravity of the Offending
(i) the fact that the conduct had terrified its victims;
(ii) the fact that, notwithstanding that the appellant knew the effect which the conduct was having upon members of the families, he nevertheless persevered with it causing more distress. To this extent, his Honour said, the conduct "was indeed cruel and callous".
"constitutes one of the worst examples of stalking".
In his Honour's view, the level of criminal culpability of the appellant was very high indeed and was further of the view that his conduct "has had an enormous damaging effect upon the emotional well being of all the victims".
Application of the Principles of "General Deterrence"
"... confirm he does have some acquired brain damage which is impacting adversely on his auditory verbal short-term memory, his non-verbal (visual) short-term memory and on his ability to engage in visuo-spatial problem solving and in his ability to maintain a cognitive set."
Mr. Cummins had gone on to tell his Honour that the appellant's "cognitive state and memory functioning" would have been compromised at the time of the offending. His Honour accepted that such was the condition of the appellant at the time when he was standing for sentence. In his Honour's view, however, the opinion formed by Mr. Cummins had to be weighed alongside the conduct of the appellant as attested to by a variety of witnesses in their deposition statements during the period from the beginning of the year 2000 to June 2001. That evidence, his Honour said:
"..., clearly establishes that for many months you were in control of your thinking processes, and quite capable of organizing and planning various activities. In this period you continued to run your business. For all intents and purposes it was a one man business and you performed a hands on role in relation to all facets of [it]. ... In addition, you engaged Mr. Medini and put in place the situation whereby you were able to pressure him to do your `dirty work'. Your organization and planning of the stalking covered many months. You cunningly ingratiated yourself with the family for a number of ulterior purposes. Your discussions with 'Alex Baldwin' show a person who was thinking, planning and organizing a series of crimes with a keen understanding of avoiding detection by the police."
Whilst his Honour accepted that the appellant during this period was "drinking more", he was not prepared to accept that he was suffering from frontal lobe damage to an extent that he could not function as "a normal person".
"I have little doubt that you lacked self-control and good judgment. You acted impulsively, without thinking through what you were doing. What you did was completely out of character. You indulged in appalling, bizarre, irrational conduct completely foreign to the way you had behaved in the past. But this view of your behaviour which to some extent explains your conduct, nevertheless must be considered in the light of your criminal conduct which has occurred over a long period. You were very aware of the appalling effect of your conduct upon members of the family, but despite that, you persisted in your cruel and callous conduct."
His Honour went on to say that for the purposes of sentencing, he accepted that the problems which had been noted by Professor Mullen had interfered with the appellant's judgment and that the appellant had pursued a course of conduct which was out of character. Nevertheless his Honour was also satisfied that the conduct demonstrated a person who planned and organized this "appalling conduct" over a long period of time. His Honour said:
"I do not accept that your mental state, confused to some extent as it was, makes you an inappropriate vehicle for general deterrence. I do not accept that at the relevant time you were suffering from a psychiatric disorder of such a nature or severity that general deterrence has no part to play in the sentencing process. In my opinion it does."
"... considered, planned and organized the crime over a number of days, doing all that was necessary to execute your part of the arrangement and, more importantly, taking precautions to avoid any suspicion of you".
Ground 2: The sentencing judge erred in the exercise of his discretion in that he gave too much weight to the sentencing principle/objective of general deterrence.
Ground 3: The learned sentencing judge erred in the exercise of his discretion in that, having made a finding of fact that, at the time of sentence, the appellant had some frontal lobe damage to the brain (with certain consequential effects), he failed to "sensibly moderate" the weight that he gave to general deterrence.
Ground 4: There has been a substantial miscarriage of justice (such that a different and lesser sentence should now be imposed upon the appellant), by reason of the deterioration of functioning and the personality deterioration in the appellant subsequent to the imposition of sentence, and the consequences of same, as evidenced in the report prepared by Mr. Jeffrey Cummins ... dated 8 November 2004 ... .
* "In fixing the appropriate sentence the court is obliged to not only apply principles of general deterrence but on behalf of the community clearly denounce your criminal conduct"; and
* "... The sentence must send a clear message to those who are like minded"; and
* " [Counsel] submitted that at the relevant time you were suffering from some form of mental disability which affected your memory, thought processes and judgment and as a result you are not an appropriate vehicle for general deterrence".
His Honour went on to note, so it was submitted, that he was "not dealing with a serious psychiatric illness". His Honour referred to the opinion formed by Mr. Cummins that the appellant was "presently suffering" from a degree of brain damage which is affecting the general memory and intellectual functioning; although those findings were contested by the Crown. Nevertheless his Honour said that:
"Despite those criticisms, I am prepared to accept his (i.e. Cummins') findings that at present you do suffer from frontal lobe damage. But to what degree is doubtful. The question is were you suffering from frontal lobe damage at the time you indulged in your criminal activity."
"For the purposes of sentencing I accept that these were problems which interfered with your judgment and that you did pursue a course of conduct out of character, but nevertheless I am also satisfied that your conduct demonstrated a person who planned and organized your appalling conduct over a long period of time."
It was these factors which had led his Honour to conclude[2] that he was not able to accept that - at relevant times - the appellant was suffering from a psychiatric disorder of such nature and severity that general deterrence had no part to play in the sentencing process (my emphasis). His Honour referred to R. v. Tsiaras[3]; and R. v. Yaldiz[4].
"Serious psychiatric illness not amounting to insanity is relevant to sentencing in at least five ways. First, it may reduce the moral culpability of the offence, as distinct from the prisoner's legal responsibility. Where that is so, it affects the punishment that is just in all the circumstances and denunciation of the type of conduct in which the offender engaged is less likely to be a relevant sentencing objective. Second, the prisoner's illness may have a bearing on the kind of sentence that is imposed and the conditions in which it should be served. Third, a prisoner suffering from serious psychiatric illness is not an appropriate vehicle for general deterrence, whether or not the illness played a part in the commission of the offence. The illness may have supervened since that time. Fourth, specific deterrence may be more difficult to achieve and is often not worth pursuing as such. Finally, psychiatric illness may mean that a given sentence will weigh more heavily on the prisoner than it would on a person in normal health." (my emphasis).
Mr. Holdenson placed specific emphasis upon the third of these propositions.
"That the respondent was suffering from a mental illness was established by the medical evidence and indeed accepted by her Honour. But there was no evidence drawn to our attention, and Mr. Tehan made no submission, to the effect that the illness contributed to the offence or that the offence was committed under its influence. Further, I have already referred to her Honour's unchallenged finding as to the respondent's comprehension and awareness concerning his acts. Mr. Tehan's submission, so far as it related to deterrence as opposed to mitigating factors generally, derive, as it seems to me, no assistance from Anderson (that is R. v. Anderson [1981] VicRp 17; [1981] V.R. 155) and certainly none from any of the judgments in R. v. Hatherley (Unreported, Court of Criminal Appeal, 6 February 1986), from which the critical passage in the principal judgment, that of Young, C.J., was quoted by the sentencing judge. I therefore need not repeat it. Mr. Tehan's submission does, however, derive support from the third proposition in the joint judgment in R. v. Tsiaras (supra at 400). But, as is shown by the judgment of Kirby, P. ... in R. v. Champion (1992) 64 A.Crim.R. 244 at 254-5, which was cited with approval by the President of this Court ... in R. v. Richards & Gregory [1998] 2 V.R. 1 at 10, general deterrence is not eliminated but still operates, sensibly moderated, in the case of an offender suffering from a mental disorder or severe intellectual handicap."
failed to exercise his discretion on the basis that lesser weight should have been given to the sentencing principle of general deterrence as a consequence of the damage to the appellant's brain. That is an argument that I have already rejected and, accordingly, it seems to me that this ground cannot be made out. I have already indicated that it is my view that the offending in count 1 was a very bad example of the crime of "stalking"; and that the offending which constitutes the "incitement to kill" described in count 2 was also a serious example of that crime. In my view, the sentences imposed by the sentencing judge were well within the range of sentences available to him as was the degree of cumulation which he ordered. I would, accordingly, reject the assertion made in ground 1 that the individual sentences and the total effective sentence are manifestly excessive.
[1] R. v. Tsiaras [1996] VicRp 26; [1996] 1 V.R. 398.
[4] [1998] 2 V.R. 376 at 383.
[7] Cf. R. v. Eliasen (1991) 53 A.Crim.R. 391.
[8] Cf. R. v. Rostom [1996] VicRp 60; [1996] 2 V.R. 97.
[9] See R. v. Babic [1998] 2 V.R. 79 per Brooking, J.A. at 80-81; R. v. W.E.F. [1998] 2 V.R. 385 at 388.
[10] Cf. R. v. Magner [2004] VSCA 202.
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