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[2002] VSCA 167
Court of Appeal (Vic)
2002-10-23
WINNEKE, P., CALLAWAY, J.A. and O'BRYAN, A.J.A.
Original judgment source is linked above.
[ 2002] VSCA 167
CRIMINAL LAW - Trafficking in heroin in a quantity not less than the commercial quantity - Possession for sale by two accused - Whether complicity directions necessary - Drugs, Poisons and Controlled Substances Act 1981 ss.5, 70(1), 73(2).
CRIMINAL LAW - Sentencing - Applicants found guilty after trial - Co-offender sentenced six months earlier after plea of guilty - Parity - Whether judge bound to make favourable finding regarding applicants' rehabilitation - Sentence of 16 years' imprisonment with non-parole period of 12½ years severe but not manifestly excessive - Sentencing Act 1991, s. 5(2)(f).
the Centra Hotel. His luggage, consisting of a single small suitcase, was searched. The customs officer found $2,000, but no toiletries, camera, travel itinerary, hotel reservations or casual clothing. There was nevertheless evidence that each applicant did originally lodge as stated.
* Yong Low's fingerprints were located on the mirror door of the bedroom wardrobe which contained the safe, a Smith's chips packet, a sesame seed oil bottle, wrapping paper from the Morning Glory bag and silver wrapping paper from the wheelie bin.
* Kar Low's fingerprints were found on the safe, a shiraz bottle, pieces of adhesive tape wrapped around the currency found in the safe, the birthday card, a piece of blue wrapping foil and the sesame seed oil bottle.
* Lim's fingerprints were identified on the mirror door of the bedroom wardrobe, the outside of the safe, the refrigerator door in the kitchen, an empty video antenna box and a Jack Daniels bottle.
Yong Low's application for leave to appeal against conviction
"1. The learned trial judge erred in failing to give the jury any direction in relation to complicity and thereby failed to [relate][2] such directions to the evidence in the trial."
"The Crown alleges that on or about 28 April 1999 the two accused together with a third man named Gim Siang Lim, were jointly involved in the trafficking of a very large amount of heroin. It is alleged that the three men had a large supply of heroin in a serviced apartment where they were all staying. They had this heroin in their possession for the agreed purpose of selling it. It is also alleged that on the morning of 28 April 1999 Lim met with two men in Russell Street in a bus stop and actually sold to them a quantity of heroin which he had earlier taken from that serviced apartment where the three men were staying. He did this, that is Lim, sold this heroin to the two men pursuant to the agreement that he had with these two accused men, Yong Low and Kar Low."
I have emphasized the words on which Mr Tehan particularly relied.
"As a result of some discussions in your absence which don't really need to concern you as to what they were, but the Crown will now only be relying on the possession of the 3.5 kilograms of heroin in Darling Street for the purpose of sale as constituting the trafficking, so the Crown is relying upon the possession for the purpose of sale of the 3.5 kilograms of heroin in Darling Street. The earlier sale, that is the sale in the morning of 28 April by Lim to Phung and Voong, simply forms part of the evidence upon which the Crown says you can rely in order to be satisfied beyond reasonable doubt that the accused had the Darling Street heroin in their possession for the purpose of sale."
That negated the references to an agreement to sell in the initial opening. The Crown case was now solely one of possession for sale, the actual sale by Lim being no more than evidence confirming the prima facie position established by s.73(2) of the Drugs, Poisons and Controlled Substances Act.[3]
"1. The Crown case here is one of joint enterprise. That is, that the accused and Lim agreed to traffic in heroin and that they did so by possessing heroin for sale. In proof of this contention the Crown rely inter alia upon the sale of heroin by Lim to Voong and Phung on 28/4 and the presence of Lim near such sale. It is for the Crown to establish beyond reasonable doubt: - the joint criminal enterprise; and - the participation of each of the accused in it. 2. A joint criminal enterprise exists where two or more persons reach an understanding or arrangement amounting to an agreement to commit a crime. In this case the Crown contend that you can conclude from all the evidence that the accused together with Lim reached such an agreement, and that the sale of heroin on 28 April was in pursuance of such agreement. Thus, the understanding or arrangement need not be express and it may be inferred from all the circumstances. 3. A person participates in a joint criminal enterprise either by committing the agreed crime itself or by being present at the time when the crime is committed, and (with knowledge that the crime is to be or is being committed) by intentionally assisting or encouraging another participant in the joint criminal enterprise to commit that crime. However, mere physical presence of a person at the scene of a crime is not sufficient to make that person guilty of a crime. The Crown must show that by the presence of the person, that person encouraged another to commit the crime charged. In the context of this case if you found that Mr Yong Low was present at the apartment when the heroin was there and that he was present when the sale took place on 28 April those facts alone would not be sufficient to found guilt. You would have to be further satisfied that his presence in these circumstances was pursuant to an agreement between himself, Lim and Kar Low to traffic in heroin which is the primary way in which the Crown puts its case. Alternatively, if you were not satisfied of such agreement, you might still find him guilty but only if you were satisfied that by his presence Mr Low was intentionally encouraging the others to commit the crime or intentionally conveying to them that he was assenting to its commission. However, if he simply does not prevent the crime or apprehend the others and he is not acting in concert with them, then he is not guilty." (Counsel's emphasis.)
"The Crown also relies upon the evidence of what it contends was the sale of heroin, taken from the stock at Darling Street, by Lim to Voong in Russell Street on the morning of 28 April, and the Crown of course relies upon the finding of heroin at La Trobe Street which was identical, so it says, in many respects, to the heroin found in Darling Street. The Crown contends to you that each of the accused men was involved with Lim in that sale to Voong. The Crown says, therefore, to you that that evidence supports its submission to you that each of the accused men was in possession for sale of that heroin found in Darling Street."
Again it will be seen that, notwithstanding the second last sentence, the Crown case was ultimately put as one of possession for sale of the heroin found at Darling Street.
, the finding of similar heroin at the Darling Street and Latrobe Street premises and the finding of items in Lim's bag, could only have been used by the jury if there had been reasonable evidence of pre-concert. Reference was made to Tripodi v. R.[11] That point does not have to be decided. It is too late, in the circumstances I have described, for it to be contended for the first time on appeal that the judge should have directed the jury that such evidence was inadmissible on that basis against Yong Low.[12] The application for leave to appeal against conviction should be dismissed.
The applications for leave to appeal against sentence
"1. The learned sentencing judge failed to (a) make any finding as to rehabilitation prospects of the applicant; (b) take rehabilitation into account in sentencing the applicant. 2. The learned sentencing judge failed to place any weight upon the principle of parity in sentencing. 3. The sentence imposed was manifestly excessive."
"Your counsel did not, as I understand him, make any express submission as to rehabilitation or any prospect thereof. I should say that I am unable to arrive at any view whether you are likely or not likely to rehabilitate. As when sentencing Lim, I do not have sufficient or adequate material before me on which I am able to form a view or seek to arrive at a conclusion on that matter one way or the other."
It was suggested that those remarks may have been addressed only to Yong Low, but I am satisfied that they were addressed to both applicants. In the immediately preceding sentence the judge had referred to a factor that he would bear in mind in sentencing each applicant and, as I have said, they were represented by the same counsel.
"Neither of you gave evidence at your trial and neither of you gave evidence on your plea. Your counsel has said that each of you continue to maintain your innocence. I am unable in all the circumstances, therefore, to arrive at any concluded view as to the role played by each of you in the commission of this crime or to seek to distinguish between the part taken by each of you or the extent of your involvement. I am of the view, therefore, it being unknown as to how you came to be involved in this crime or the precise part played by each of you, that you should, so far as that aspect is concerned, be treated as equally culpable. I also see no reason for taking any view that the culpability of either of you is greater or lesser than that of Lim in respect of the trafficking, the possession for sale, of that heroin found in the safe. In other and simpler words, the criminal culpability of each of the three of you should be viewed as equal. Indeed, so far as sentencing is concerned and save for personal details, the only distinction, or differing feature, which may properly be made, or which exists, is that your co-offender Lim pleaded guilty to this offence."
the maximum custodial penalty at the time was 25 years' imprisonment.[25]
"An inflation in the extent of custodial sentences for offences of the kind now in question [trafficking 860 grams of heroin] must be recognised."
[3] Section 73(2) provides:
"(2) Where a person has in his possession, without being authorized by or licensed under this Act or the regulations to do so, a drug of dependence in a quantity that is not less than the traffickable quantity applicable to that drug of dependence, the possession of that drug of dependence in that quantity is prima facie evidence of trafficking by that person in that drug of dependence." Section 70(1) defines "traffick" to include "have in possession for sale".
[8] It was apparently common ground that the test was a "high degree of necessity". The preferable and more accurate expression is a "high degree of need". In R. v. Boland [1974] VicRp 100; [1974] V.R. 849 at 866-867 the Full Court explained that the test was not one of necessity but only of necessity in the sense of a high degree of need. See R. v. Eastwood [1998] VSCA 42; (1998) 114 A.Crim.R. 448 at [14] per Phillips, C.J. and R. v. Brown [2000] VSCA 102 at fn. 15.
"Without restricting the meaning of the word 'possession', any substance shall be deemed for the purposes of this Act to be in the possession of a person so long as it is upon any land or premises occupied by him or is used, enjoyed or controlled by him in any place whatsoever, unless the person satisfies the court to the contrary."
11] [1961] HCA 22; (1961) 104 C.L.R. 1 at 6-7.
[12] Accordingly I do no more than refer to R. v. Lao [2002] VSCA 157 at [108], especially the text accompanying fn. 89.
[13] Compare R. v. Arts and Briggs [1997] 2 V.R. 261.
[14] Compare R. v. Pickard [1998] VSCA 50 and R. v. Natoli [2001] VSCA 243 at fn 7.
[15] R. v. Lim [2001] VSCA 60.
[17] I understood ground 1(b) to be dependent on ground 1(a). There is no reason to think that his Honour totally ignored rehabilitation as one of the sentencing objectives to be achieved.
[18] See, for example, Thomas, Current Sentencing Practice sA8-2C; R. v. Thomson (2000) 49 N.S.W.L.R. 383 at [141]-[159]; R. v. Radebe [2001] WASCA 254; (2001) 122 A.Crim.R 559 at [13]- [28] and Cameron v. R. (2002) 76 A.L.J.R. 382.
[19] Lowndes v. R. [1999] HCA 29; (1998) 195 C.L.R. 665 especially but not only at [15].
[20] The applicants did shorten the trial by a statement of certain agreed facts.
[21] See R. v. Taudevin [1996] VICSC 7; [1996] 2 V.R. 402 at 404, a passage which has often been applied and was expressly approved by Gummow, J. in Postiglione v. R. [1997] HCA 26; (1997) 189 C.L.R. 295 at 323.
[22] See Ryan v. R. (2001) 206 C.L.R. 267 and Sentencing Act 1991, s.5(2)(f).
[23] Mr Grace referred to the typical sentences for couriers and persons low in the hierarchy of an importing organization set out by Spigelman, C.J. in R. v. Wong [1999] NSWCCA 420; (1999) 48 N.S.W.L.R. 340 at [142] in the course of promulgating the guideline that was subsequently disapproved by the High Court in Wong v. R. [2001] HCA 64; (2001) 76 A.L.J.R. 79.
[24] See R. v. Thomas [1999] VSCA 204 at [16]. The topic of youth is also mentioned in that paragraph. Persons in their 30s are not youthful offenders in the ordinary acceptation of that term.
[25] It is now life imprisonment for this quantity of heroin: see s.71 of the Drugs, Poisons and Controlled Substances Act 1981 as amended by Act No. 61 of 2001, s.5.
[26] R. v. Berisha & Ors [1999] VSCA 112.
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Low & Low [2002] VSCA 167