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[2022] NSWCCA 131
Court of Criminal Appeal (NSW)
2022-06-01
Adamson J, Bellew J, Lonergan J
Original judgment source is linked above.
Lai v R [2021] NSWCCA 217 Lowndes v The Queen (1999) 195 CLR 665; [1999] HCA 29 Markarian v The Queen (2005) 228 CLR 357; [2005] HCA 25 Matu v R [2019] NSWCCA 23 MLP v R [2014] NSWCCA 183 Muldrock v The Queen (2011) 244 CLR 120; [2011] HCA 39 Pfitzner v R [2010] NSWCCA 314 R v Cage [2006] NSWCCA 304 R v Carter [2003] NSWCCA 243 R v Daley [2010] NSWCCA 223 R v Egan [2016] NSWCCA 285 R v Elfar [2003] NSWCCA 358 R v Feuerstein [2005] NSWCCA 82 R v Fidow [2004] NSWCCA 172 R v Gavel [2014] NSWCCA 56 R v Harris [2007] NSWCCA 130 R v KNL [2005] NSWCCA 260 R v Matu [2019] NSWCCA 23 R v RMW [2016] NSWCCA 211 R v Simpson (2001), 53 NSWLR 704; [2001] NSWCCA 534 R v Tuuta [2014] NSWCCA 40 R V Van Ryn [2016] NSWCCA 1 R v Wall (2002) 71 NSWLR 692; [2002] NSWCCA 42 R v Wheeler [2000] NSWCCA 34 RJA v R [2008] NSWCCA 137 Suleman v R [2009] NSWCCA 70 Taylor v R [2018] NSWCCA 255 TL v R [2020] NSWCCA 265 Weber v R [2020] NSWCCA 103 Whittaker v The King (1928) 41 CLR 230; [1928] HCA 28 Wong v The Queen (2001) 207 CLR 584; [2011] HCA 64 Yeung v R [2011] NSWCCA 52 Zuffo v R [2017] NSWCCA 187 Category: Principal judgment Parties: Regina - Appellant Alex Chak Lau - Respondent Representation: Counsel: M England and D Beaufils - Appellant G Huxley - Respondent
Solicitors: C Hyland, Solicitor or Public Prosecutions (NSW) - Appellant Matouk Joyner Lawyers - Respondent File Number(s): 2019/349296 Publication restriction: Nil Decision under appeal Court or tribunal: District Court of NSW Jurisdiction: Criminal Date of Decision: 07 December 2021 Before: Norton SC DCJ File Number(s): 2019/349296
HEADNOTE [This headnote is not to be read as part of the judgment] The respondent pleaded guilty to multiple counts of sexual and related offending. The offending involved a total of 8 separate victims ranging in age from 7 to 14, and encompassed: 1. 1 count of having sexual intercourse with a child under 10; 2. 2 counts of having aggravated sexual intercourse with a child under 16; 3. 1 count of having sexual intercourse with a child between the ages of 10 and 14; 4. 9 counts of indecent assault; 5. 2 counts of detaining a person for advantage (the advantage being sexual gratification); 6. 1 count of entering a dwelling with intent to commit the serious indictable offence of indecent assault, in circumstances of aggravation; 7. 1 count of breaking and entering a dwelling and committing the serious indictable offence of indecent assault on a child under the age of 16 in circumstances of aggravation; and 8. 1 count of possessing child abuse material. The sentencing judge sentenced the respondent to an aggregate term of imprisonment of 10 years, with a non-parole period of 6 years and 6 months imprisonment. The Crown appealed against that sentence on the single ground of manifest inadequacy. In doing so, the Crown relied upon latent, as opposed to patent, error. Held per Bellew J (Adamson and Lonergan JJ agreeing) allowing the Crown appeal, quashing the sentence imposed, and imposing in lieu thereof an aggregate sentence of 15 years imprisonment with a non-parole period of 11 years and 3 months imprisonment: 1. Although the Crown relied upon latent and not patent error, it was necessary to make a number of observations regarding aspects of the reasons of the sentencing judge: at [74]. 2. Where agreed facts are summarised by a sentencing judge, it is necessary that any such summary be accurate, and that it include a reference to all material facts which bear upon an assessment of the objective seriousness of the offending. In the present case, errors and omissions meant that the true nature of the offending was not set out by the sentencing judge in her reasons: at [76]. 3. The reasons of the sentencing judge were inadequate and failed to expose the reasoning process resulting in the various findings of objective seriousness which were made. The requirements of sentencing are not met by a bare recitation of facts. No proper assessment of the offending and its objective seriousness was undertaken: at [76]-[78]. Taylor v R [2018] NSWCCA 255; R v Cage [2006] NSWCCA 304 referred to. 1. The inadequacy of the reasons was compounded by conclusions as to objective seriousness of the offending which were expressed in terms of where the offending fell on a notional range. That approach was not necessary and added nothing substantive to any analysis. What was required was that the sentencing judge fully identify the facts, matters and circumstances which had a bearing on the assessment of objective seriousness: at [79]. Muldrock v The Queen (2011) 244 CLR 120; [2011] HCA 39; Yeung v R [2018] NSWCCA 52 referred to. 1. There was, in some instances, a displacement between the finding of objective seriousness and the indicative sentence: at [80]. 2. The brevity of particular instances of offending, whilst not irrelevant, was of limited significance: at [81]-[82]. Cowling v R [2015] NSWCCA 213 referred to. 1. The sentencing judge's assessment of aggravating factors was lacking in specificity and fell short of what was required: at [83]. R v RMW [2016] NSWCCA 211; R v Matu [2019] NSWCCA 23 referred to. 1. The approach taken by the sentencing judge to sentencing for those offences to which a Form 1 attached did not sit comfortably with the approach which has been set out by this Court: at [84]-[86]. Attorney-General's Application under s 37 of the Crimes (Sentencing Procedure) Act 1999 No. 1 of 2002 (2002) 56 NSWLR 146; [2002] NSWCCA 518 referred to. 1. It was not clear why the sentencing judge regarded one instance of offending as not having been aggravated by the fact that occurred in the victim's home: at [87]-[90]. Jonson v R [2016] NSWCCA 286 referred to. 1. The finding of special circumstances appeared to confuse factors which might properly be taken into account in the general assessment of an offender's subjective case, with factors which could support an adjustment of the statutory ratio between the total sentence and the non-parole period. It was difficult to determine why the evidence in the present case justified a finding of special circumstances: at [91]-[96]. R v Fidow [2004] NSWCCA 172; Collier v R [2012] NSWCCA 213; R v Tuuta [2014] NSWCCA 40 referred to. 1. The sentence imposed was manifestly inadequate and failed to meet the fundamental purposes of sentencing. There was no basis for this Court to exercise the residual discretion not to intervene. The inadequacy of the sentence was so marked that the Court's intervention was required in order to maintain public confidence in the criminal justice system. This was so having regard to a series of factors including the multiplicity of offences, the number and ages of the victims, the planning involved in some instances, the generally predatory nature of the offending, and the gross breach of trust exhibited by the respondent: at [97]-[109]. 2. The respondent's subjective case was unremarkable. Whilst he was entitled to a discount of 25% to reflect the utilitarian value of his pleas of guilty, and had a limited criminal history, the evidence did not support a finding that he was remorseful and his prospects of rehabilitation were guarded, as was the assessment of his likelihood of reoffending: at [172]-[177]. 3. There was a need for any sentence to reflect considerations of general deterrence, denunciation and protection of the community. Whilst it was necessary to apply principles of totality, those principles were not to be applied in a way which would allow the respondent to escape effective punishment for offences which followed successively upon one another throughout a sustained course of studied and deliberate offending: at [179]. R v Wheeler [2000] NSWCCA 34 referred to.
Judgment
THE CHARGES AGAINST THE RESPONDENT AND THE FINDINGS OF THE SENTENCING JUDGE
Sequence 2 Seq Offence Max penalty Finding: objective seriousness Indicative sentence (after 25% discount) Victim 1: KL Sexual intercourse child under 10, s66A 25 years 4y 6m 2 (offender's penis in mouth while child asleep in her bed, offender took photo) SNPP 15 years Below mid-range NPP 2y 11m 3d Date: December 2008
Sequence 5 Seq Offence Max penalty Finding: objective seriousness Indicative sentence (after 25% discount) Victim 2: JL 5 Indecent assault child under 16, s61M(2) 10 years Just below mid-range 1y 6m SNPP 8 years NPP 11m 21d
Sequence 4 Seq Offence Max penalty Finding: objective seriousness Indicative sentence (after 25% discount) Victim 2: JL 4 Form 1 attaching to sequence 5: Indecent assault child under 16, s61M(2) (hand grabbed vagina over towel after shower) 10 years NPP 11m 21d Date: March - May 2009 SNPP 8 years
Sequence 6 Seq Offence Max penalty Finding: objective seriousness Indicative sentence (after 25% discount) Victim 2: JL Indecent assault child under 16, s61M(2) 10 years 2y 3m 6 (same incident as 5; offender used child's hand to masturbate himself) SNPP 8 years Mid-range NPP 1y 5m 17d Date: March - May 2009
Sequences 7 and 8 Seq Offence Max penalty Finding: objective seriousness Indicative sentence (after 25% discount) Victim 3: CWH Indecent assault child under 16, s61M(2) 7 (masturbated victim, tried to place victim's hand on respondent's penis) 10 years Just above mid-range 3y 9m 8 Form 1 attaching to sequence 2: Indecent assault child under 16, s61M(2) (masturbated self and victim) SNPP 8 years NPP 2y 5m 7d Date: Sept 2010 - 2012
Sequences 9 and 10 Seq Offence Max penalty Finding: objective seriousness Indicative sentence (after 25% discount) Victim 3: CWH 9 Indecent assault child under 16, s61M(2) (masturbated victim after locking him in the car, tried to put victim's hand on respondent's penis while offender masturbated himself) 10 years Just above mid-range 3y 9m Date: Sept 2010 - 2012 SNPP 8 years NPP 2y 5m 7d 10 Detain for advantage (sexual gratification), s86(1)(b) 14 years Just below mid-range 2y 3m Date: Sept 2010 - 2012
Sequences 11, 12 and 27 Seq Offence Max penalty Finding: objective seriousness Indicative sentence (after 25% discount) Victim 3: CWH 11 Aggravated sexual assault (under 16), s61J(1) (fellatio on victim after locking in the car) 20 years 4y 6m 27 Form 1 attaching to sequence 11: Indecent assault child under 16, s61M(2) (same incident as 11, masturbating victim prior) SNPP 10 years Mid-range NPP 2y 11m 3d Date: Sept 2010 - 2012 12 Detain for advantage (sexual gratification), s86(1)(b) 14 years Just below mid-range 2y 3m Date: Sept 2010 - 2012
Sequence 30 Seq Offence Max penalty Finding: objective seriousness Indicative sentence (after 25% discount) Victim 3: CWH 30 Sexual intercourse child > 10 < 14, s66C(1) (fellatio in the car) 16 years Mid-range 4y 1m Date: Sept 2010 - 2012
Sequences 14 and 26 Seq Offence Max penalty Finding: objective seriousness Indicative sentence (after 25% discount) Victim 3: CWH 26 Aggravated enter dwelling with intent (persons present, serious indictable offence: indecent assault)), s111(2) (appeared in victim's house whilst he was home alone, was asked to leave but didn't) 14 years Low end of mid-range 2y 3m Date: Sept 2010 - 2012 Indecent assault child under 16, s61M(2) 10 years 4y 6m 14 (masturbated victim while victim was held down) SNPP 8 years Above mid-range NPP 2y 11m 3d Date: Sept 2010 - 2012
Sequence 16 Seq Offence Max penalty Finding: objective seriousness Indicative sentence (after 25% discount) Victim 3: CWH 16 Break and enter and commit serious indictable offence (indecent assault child under 16), s112(1)(a) (victim fell asleep playing videogames; awoke to being masturbated by offender while offender masturbating himself) 14 years Mid-range 2y 7m 15d Date: Sept 2010 - 2012
Sequence 29 Seq Offence Max penalty Finding: objective seriousness Indicative sentence (after 25% discount) Victim 4: RH 29 Indecent assault child under 16, s61M(2) (hand running up leg to thigh while victim was in bed) 10 years Well below mid-range 1y 1m 15d Date: 2011 SNPP 8 years NPP 8m 23d
Sequence 20 Seq Offence Max penalty Finding: objective seriousness Indicative sentence (after 25% discount) Victim 5: JC 20 Indecent assault child under 16, s61M(2) (lubricated victim's penis while victim was asleep in bed) 10 years Towards the low end 9m Date: 2011 SNPP 8 years NPP 5m 26d
Sequence 19 Seq Offence Max penalty Finding: objective seriousness Indicative sentence (after 25% discount) Victim 6: IB Aggravated sexual assault (under 16), s61J(1) 20 years 3y 9m 19 (fellatio on victim while victim asleep in bed) SNPP 10 years Just below mid-range NPP 2y 5m Date: 2012
Sequences 21 and 22 Seq Offence Max penalty Finding: objective seriousness Indicative sentence (after 25% discount) Victim 7: BH 22 Indecent assault child under 16, s61M(2) (touching legs towards genitals while asleep) 10 years 1y 6m 21 Form 1 attaching to sequence 22: Indecent assault child under 16, s61M(2) (touching on thigh towards testicles while watching a movie earlier) SNPP 8 years Just below mid-range NPP 11m 21d Date: 2013 - 2014
Sequence 18 Seq Offence Max penalty Finding: objective seriousness Indicative sentence (after 25% discount) Victim 8: ID 18 Indecent assault child under 16, s61M(2) (hand on thigh and then genitals during movie) 10 years Below mid-range 1y 1m 15d Date: 2016 SNPP 8 years NPP 8m 23d
Sequence 23 Seq Offence Max penalty Finding: objective seriousness Indicative sentence (after 25% discount) N/A 23 Possess child abuse material, s91H(2) (2 x videos of children in sexual activity) 10 years Well below mid-range 9 months Date: 6/11/19
THE VICTIM IMPACT STATEMENTS
The evidence
The findings of the sentencing judge
Submissions of the Crown
Submissions of the respondent
The principles applicable to Crown appeals
The reasons of the sentencing judge
Was the sentence imposed manifestly inadequate?
The residual discretion
RE-SENTENCE
Sequence 2 - Sexual intercourse with a child under the age of 10 years
Sequence 4 - Indecent assault of a child under the age of 16 years (Form 1)
Sequence 5 - Indecent assault of a child under the age of 16 years
Sequence 6 - Indecent assault of a child under the age of 16 years
Sequence 7 - Indecent assault of a child under the age of 16 years
Sequence 8 - Indecent assault of a child under the age of 16 years (Form 1)
Sequence 9 - Indecent assault of a child under the age of 16 years
Sequence 10 - Detain for advantage (sexual gratification)
Sequence 11 - Aggravated sexual assault of a victim under the age of 16 years
Sequence 12 - Detain for advantage (sexual gratification)
Sequence 27 - Indecent assault of a child under the age of 16 years (Form 1)
Sequence 30 - Sexual intercourse with a child between 10 and 14 years of age
Sequence 14 - Indecent assault of a child under the age of 16 years
Sequence 26 - Aggravated enter dwelling with intent to commit a serious indictable offence of indecent assault of a child under the age of 16 years
Sequence 16 - Break and enter and commit the serious indictable offence of indecent assault of a child under the age of 16 years
Sequence 29 - Indecent assault of a child under the age of 16 years
Sequence 21 - Indecent assault of a child under the age of 16 years
Sequence 19 - Aggravated sexual assault of a child under the age of 16 years
Sequence 21 - Indecent assault of a child under the age of 16 years
Sequence 22 - Indecent assault of a child under the age of 16 years (Form 1)
Sequence 18 - Indecent assault of a child under the age of 16 years
Sequence 23 - Possession of child abuse material
The respondent's subjective case
ORDERS
Endnotes
Amendments 24 June 2022 - Typographical error in headnote DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply to this judgment or decision. The onus remains on any person using material in the judgment or decision to ensure that the intended use of that material does not breach any such order or provision. Further enquiries may be directed to the Registry of the Court or Tribunal in which it was generated. Decision last updated: 24 June 2022
R
Lau
[1936] HCA 42
[1994] HCA 49
[2005] HCA 25
[2011] HCA 64
(2015) 256 CLR 346
(1936) 55 CLR 509
(2000) 202 CLR 321
(1994) 181 CLR 295
(2011) 244 CLR 462
(1977) 137 CLR 293
(1936) 55 CLR 499
(1999) 195 CLR 665
(2005) 228 CLR 357
(2011) 244 CLR 120
(2002) 71 NSWLR 692
(1928) 41 CLR 230
(2001) 207 CLR 584
(2002) 56 NSWLR 146
(2001) 53 NSWLR 704
[1936] HCA 40