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[2005] VSCA 58
Court of Appeal (Vic)
2005-03-23
WARREN, C.J., BATT and EAMES, JJ.A.
Original judgment source is linked above.
[ 2005] VSCA 58
CRIMINAL LAW - Appeal - Whether possible miscarriage - Defence of mental impairment not available at trial - Fresh evidence - Whether constituted by revised opinions of psychiatrists (one a witness at trial), and opinion of psychologist, based on prisoner's behaviour and presentation after sentence, on question whether at time of offences he was suffering commencement of paranoid schizophrenia rather than a drug-induced psychosis - New trial directed - Crimes (Mental Impairment etc.) Act 1997, s.20; Mental Health Act 1986, ss.8, 12.
Mr S. Carisbrooke, Acting Solicitor for Public Prosecutions
2. In light of the fresh evidence regarding the applicant's mental condition [at] the time of the alleged offences, the verdict of the jury on count 1 should be set aside as there is a significant possibility that the jury having considered such evidence would:
(a) not have been satisfied that the applicant formed an intention to cause serious injury, and/or
(b) have found the applicant not guilty by reason of mental impairment.
3. In light of the fresh evidence regarding the applicant's mental condition at the time of the alleged offences, the verdict of the jury on count 4 should be set aside as there is a significant possibility that the jury having considered such evidence would:
(a) not have been satisfied that the applicant foresaw the probability of causing injury, and/or
(b) have found the applicant not guilty by reason of mental impairment.
The further evidence relied on consists of the affidavit of the applicant's solicitor, Cameron Marshall, sworn 7 February 2005 and in particular the exhibits to that affidavit.
"In retrospect, it is now evident that that [seemingly either the applicant's conduct on 5 November 2001 or his conduct leading up to and on that date] was probably the earliest manifestation of his current acute paranoid schizophrenia, though at the time it was believed to be a drug-induced psychosis which would settle given abstinence from substances."[5]
Dr. Lester stated that it was the applicant's intention, with his mother's agreement, on release from prison to live with his mother and step-father. The applicant was in agreement that on his release he would accept placement on a Community Treatment Order under s.14 of the Mental Health Act. That would ensure maintenance of his medication and psychiatric support while in the community. Dr. Lester estimated that it would take the applicant at least another three to six months of continuing treatment to achieve a more significant remission of his illness, which should be achievable in the community given his compliance with medication. Abstinence from continuing illicit substance abuse, especially of amphetamines, would be essential.
"although it is possible at the time of his attempt to leave hospital [the applicant] was still experiencing some degree of paranoid ideation there is insufficient evidence to conclude that he was so severely disordered that he was deprived of the knowledge of the nature and quality of his actions or the capacity to reason regarding their wrongfulness with a moderate degree of sense and composure. For this reason I do not believe that [the applicant] can reasonably avail himself of a defence of not guilty on the grounds of mental impairment."
Dr. Bell stated that he continued to hold that opinion.
"(1) The defence of mental impairment is established for a person charged with an offence if, at the time of engaging in conduct constituting the offence, the person was suffering from a mental impairment that had the effect that - (a) he or she did not know the nature and quality of the conduct; or (b) he or she did not know that the conduct was wrong (that is, he or she could not reason with a moderate degree of sense and composure about whether the conduct, as perceived by reasonable people, was wrong). (2) If the defence of mental impairment is established, the person must be found not guilty because of mental impairment."
By s.21(1) a person is presumed not to have been suffering from a mental impairment having the effect referred to in s.20(1) until the contrary is proved. Whether a person was suffering from a mental impairment having that effect is, by s.21(2), a question of fact to be determined by a jury on the balance of probabilities. The party raising the defence bears the onus of rebutting the presumption. By s.23, if the defendant is found not guilty because of mental impairment the court must declare that the defendant is liable to supervision under Part 5 of the Act or order the defendant to be released unconditionally (though that is qualified by s.40(2)).
evidence that there is a significant possibility or likelihood that the defence would have been made out if the later reports had been before the jury.
"[W]here there has been no wrong decision on any question of law or other irregularity at the trial and the verdict of the jury is not unreasonable or insupportable having regard to the evidence at the trial, it is apparent that the Court can only allow the appeal if it considers that a miscarriage of justice has occurred by reason of the fact that the fresh evidence was not adduced at the trial. The fundamental question for the Court in each such case is whether it perceives that a miscarriage of justice has occurred."[26]
"However, at the end of the day, it should not be forgotten that the expressions of judicial opinion to which I have referred are practical guidelines which do not detract from the force of the fundamental principle that an appellate court must allow an appeal if a miscarriage of justice is shown to have occurred. An appellate court will always receive `fresh evidence' if it can be clearly shown that the failure to receive it might have the result that an unjust conviction is permitted to stand."[27]
"A declaration by a witness that he has committed perjury cannot possibly be accepted as a ground in itself for setting aside the result of a trial in which the witness has given evidence. If the contrary were held, the whole administration of both civil and criminal justice would be undermined. The subsequent discovery that some evidence (as in this case) is said by the witness who gave it to be false, or is actually proved to be false, cannot, as a general rule be allowed as a ground in itself for setting aside a verdict or judgment. But if the verdict is open to objection upon a ground affected by such evidence, the case is different. It would not be wise to attempt to frame a universal rule even for such cases."
"Whilst there is no general requirement for a new trial merely because a witness's account in the court on appeal differs from that given at trial each case must depend on its own facts and much depends in every case upon the reason given by the witness for having changed his or her testimony."
"All the leading authorities formulate the appropriate considerations upon the basis of what the trial jury might have done had the fresh evidence been before it at the trial and not upon the basis of what another jury might do were a new trial to be ordered. There is an obvious difficulty here because the letter was written nine months after the trial when post-trial feelings are expressed by the complainant towards the applicant. It is impossible to suppose what the trial jury might have done had it been told that within a year the complainant would write to the applicant in prison expressing affection for him and remorse that she had hurt him."
"The fresh evidence cases deal with evidence which was unavailable at the trial, but which can be evaluated upon the basis it was capable of being considered by the trial jury."
"It is appropriate in hindsight to suggest that Mr Kucma at the time of the offence was indeed in the early stages of what is now an established schizophrenic illness and that therefore he suffered from a condition that might potentially fall within the scope of mental impairment as it is currently understood with its relatively narrow compass in line with its predecessor at common law the defence of insanity. Nevertheless, his symptoms at the time of the offence were not of a sufficient order of severity to meet the threshold for the specific criteria of not knowing the nature and quality of his actions or that what he was doing was wrong."
"Whilst being in prison he had received a psychiatric assessment when he was diagnosed as suffering from schizophrenia and treated with antipsychotics. He was released from prison without medication on parole. He was seeing a community corrections officer regularly and had received random urine drug screens on two occasions that were negative. He had missed a scheduled appointment with a forensic psychiatrist."
"a distinct possibility that if the jury had known that (the complainant) was fabricating her evidence that she was a non-consenting party to the acts of intercourse charged in counts 4 and 7 they may well have entertained a reasonable doubt about her evidence that she was not a consenting party to the rape alleged on count 5."[47]
[1] That report was not tendered at trial.
[2] This is the spelling in the transcript. Some documents give "Chopra".
[3] No affidavit or report was obtained from her and it was not suggested that the fresh evidence included evidence from her.
[6] This in fact is not part of Dr. Bell's oral evidence but rather is a direct quotation from the fourth page of Dr. Bell's report of 30 July 2002. Since that report does not appear to have been tendered at the applicant's trial I do not otherwise state its contents. It is convenient to mention here that it is clear from T12 and T14 that a report by Dr. Barry-Walsh dated 4 August 2002, obtained by the applicant's former solicitors, was not tendered.
[10] [2001] VSCA 101 [31].
[11] [2004] VSCA 1 [117]; slr 11 February 2005.
[12] [1998] 4 V.R. 494 at 400-401.
[15] [1961] 2 Q.B. 366 at 378-9, 381 and 383.
[16] [2001] VSCA 135; (2001) 3 V.R. 363 [37]. See also re MJR [2000] VSCA 44; (2000) 1 V.R. 119 [20] - [21].
[17] Section 21(2) and (3) of the 1997 Act.
[20] (1996) 89 A Crim.R. 81 at 93.
[21] As to the mental element of "recklessly" see R. v. Campbell [1997] 2 V.R. 585.
[23] [1998] 4 V.R. 394 at 400-401.
[24] [1986] HCA 26; (1986) 160 C.L.R. 392, at 402.
[26] AHK, at [8] citing Gallagher v. The Queen at 395 per Gibbs, C.J.
[27] At [8], citing R. v. McIntee (1985) 38 S.A.S.R. 432 at 435 per King, C.J.
[28] [1937] HCA 27; (1937) 57 C.L.R. 170 at 183.
[29] [2001] VSCA 220 at [9].
[30] R. v. Flower [1966] 1 Q.B. 146 at 150.
[31] R. v. AHK at [9] per Winneke, P.
[32] [2001] VSCA 220 at [75].
[36] [1986] HCA 26; (1986) 160 C.L.R. 392 at 395, 402, 410.
[41] Ion, at 92-95, per Hunt, C.J. at C.L., Studdert and Sully, JJ., agreeing.
[42] Citing, Gallagher, at 395-6, 399, 400-401, 408-9; Mickelberg v. R. [1989] HCA 35; (1989) 167 C.L.R. 259, at 301.
[43] [2004] VSCA 1, at [117].
[45] Judicial opinion that psychologists are not qualified to give such evidence is readily found: see R. v. MacKenney (1983) 76 Cr.App.R. 271; R. v. Forde (1986) 19 A.Crim.R. 1; R. v. Peisley (1990) 54 A.Crim.R. 42. But, compare with R. v. Whitbread (1995) 78 A.Crim.R. 452; Nepi v. Northern Territory of Australia, unreported, Martin, C.J. NT Supreme Court, 2 May 1997, and see the discussion by Dr Ian Freckelton in his article "Psychologists' entitlement to diagnose", Psychiatry, Psychology and Law 5 (1998) 159.
R
Kucma [2005] VSCA 58