[2020] VCAT 123
General information, not legal advice.
Victorian Civil and Administrative Tribunal
2020-01-31
Original judgment source is linked above.
Psychologist - professional misconduct - violation of professional boundaries - development of inappropriate platonic personal relationship with client - inappropriate disclosures to client - inadequacies concerning client records, risk assessment, and arrangements for continuity of client care - Health Practitioner Regulation National Law (Victoria) Act 2009 s 196.
Psychology Board of Australia v White (Review and Regulation) [2020] VCAT 123
ORDERS UNDER THE OPEN COURTS ACT 2013
The following orders, made on 25 July 2019, under s.17 of the Open Courts Act 2013 remain in force:
The following conditions are imposed under order 3 above under the National Law:
On the approved form (HPN24), nominate for approval by the Board/AHPRA an education course, assessment or program (the education) addressing the topics required. The Practitioner must ensure:
(a) The nomination includes a copy of the curriculum of the education.
(b) The education contains a formal assessment component.
(a) nominate a person(s) to be approved by the Board/AHPRA to act as educator, and
(b) provide acknowledgement that AHPRA will obtain a report from the approved educator at the conclusion of the education.
The Practitioner must ensure that the nomination of an educator is accompanied by acknowledgement, on the approved form (HPNA11), from the nominated educator and by an education plan outlining the form the education will take and how the topics of the education will be addressed.
For the purposes of this condition, 'supervision' is defined as a professional relationship in which a skilled registered practitioner (the approved supervisor) helps to guide the professional development of another registered practitioner (the Practitioner) to integrate professional knowledge and skills into demonstrated competencies that meet the accepted standard of performance outlined in the Board adopted code of ethics.
Agreed Summary of Facts, Findings and Determinations
'I had to see you before Christmas but you don't need to say anything. Love Actually is my favourite movie and you are one of my favourite people. And on Christmas you're allowed to say the truth. So thank-you for saving my life this year. Thank-you for the smiles, the laughter and even the tears. And for loving dogs almost as much as me. I hope you have the best Christmas with the ones you love. Because you deserve it more than anyone else I know. Now my pen is running out so I'll see you next year.'
admitted to establishing a personal relationship with [the Client] following the provision of psychological services,
accepted that the language used in communications had been inappropriate,
that she should not have disclosed her previous notification to [the Client], and
that her friendship with [the Client] may have led to [the Client] not engaging with another psychiatrist.
a reprimand under section 196(2) of the National Law; and
conditions of registration in the terms set out in Appendix A, under section 196(2)(b)(i) and (ii) of the National Law to commence after the period of suspension.
a suspension of 12 months from the date of the Tribunal's order under section 196(2)(d) of the National Law.
Findings by the Tribunal on the six allegations
unprofessional conduct, of a registered practitioner, means professional conduct that is of a lesser standard than that which might reasonably be expected of the health practitioner by the public or the practitioner's professional peers, and includes - ...
professional misconduct, of a registered health practitioner, includes -
(a) unprofessional conduct by the practitioner that amounts to conduct that is substantially below the standard reasonably expected of a registered health practitioner of an equivalent level of training or experience; and
(b) more than one instance of unprofessional conduct that, when considered together, amounts to conduct that is substantially below the standard reasonably expected of a registered health practitioner of an equivalent level of training or experience; and
(c) conduct of the practitioner, whether occurring in connection with the practice of the health practitioner's profession or not, that is inconsistent with the practitioner being a fit and proper person to hold registration in the profession.
Allegation 1 - inappropriate communications and establishment of a personal relationship (3 September 2017 - 3 February 2018)
Allegation 2 - disclosure to Client of prior complaint
Allegation 6 - personal relationship with client after 3 February 2018)
1.1 engaging in inappropriate communication with [the Client] outside of scheduled sessions; and
1.2 establishing a personal relationship while providing [the Client] psychological services.
(a) Dr White provided psychological treatment to [the Client] from 1 August 2017 until 3 February 2018.
(b) Dr White and [the Client] communicated by email and text message outside of scheduled therapeutic sessions and outside of business hours on many occasions between 29 August 2017 and 3 February 2018.
(c) The text messages exchanged between Dr White and [the Client] between 29 August 2017 and 3 February 2018 are not consistent with the maintenance of appropriate professional boundaries. The text messages included pictures, songs and poems.
(d) The content of the text messages sent by Dr White between 29 August 2017 and 3 February 2018 was inappropriate as she used unprofessional language, including slang terms and emojis, was overly familiar, referenced [the Client's] personal qualities, and covered topics that are outside of the usual professional discourse.
(e) Dr White accepted a Christmas gift from [the Client] on 22 December 2017. The gift was chocolates and a slideshow recreation of a scene from the movie Love Actually. The slides state 'I had to see you before Christmas but you don't need to say anything. Love Actually is my favourite movies and you are one of my favourite people and on Christmas you're allowed to say the truth, so thank-you for saving my life this year. Thank-you for the smiles, the laughter and even the tears and for loving dogs almost as much as me. I hope you have the best Christmas with the ones you love because you deserve it more than anyone I know now my pen is running out so I'll see you next year...'
(f) Dr White failed to take appropriate steps to establish and maintain proper professional boundaries with [the Client].
(g) Dr White raised the need to maintain professional boundaries in communication on one occasion, during a therapeutic session on 6 January 2018.
(h) Dr White received a package containing a CD and a letter from [the Client] expressing her desire to be friends on 2 February 2018.
(i) Dr While terminated the professional relationship with [the Client] on 3 February 2018.
(j) Dr White placed her own self-interest to engage in a personal relationship above the welfare of [the Client].
(k) Dr White had supervision in relation to boundary violations in the three years proceeding this conduct following the finding of a Performance and Professional Standards Panel on 19 December 2014 that she crossed professional boundaries with a client.
(l) The conduct of Dr White is substantially below the standard reasonably expected of a psychologist which can be construed with reference to the Australian Psychological Society (APS) Code of Ethics (2007) (Code), and the APS' Ethical guidelines for managing professional boundaries and multiple relationships (2016) (Guideline).
(a) impair their competence, effectiveness, objectivity, or ability to render a psychological service;
(b) harm clients or other parties to a psychological service; or
(c) lead to the exploitation of clients or other parties to a psychological service.'
(a) Dr White provided psychological treatment to [the Client] from 1 August 2017 until 3 February 2018.
(b) On 6 January 2018, Dr White disclosed to [the Client] that she had previously been the subject of a complaint in relation to boundary violations.
(c) It was not in [the Client's] best interests for Dr White to disclose that she had previously been the subject of a complaint in relation to boundary violations.
(d) It was not consistent with the maintenance of professional boundaries for Dr White to disclose that she had previously been the subject of a complaint in relation to boundary violations.
(e) The conduct of Dr White is substantially below the standard reasonably expected of a psychologist which can be construed with reference to the Code and the Guideline. The Guideline relevantly provides:
- 6.8.1: Self disclosure - 'While self-disclosure may be beneficial in some client relationships and in some cultural contexts, psychologists are aware of the potential for self-disclosure to also lead to a compromising of professional boundaries (Audet, 2011). Self-disclosure can draw the psychologist into a personal relationship with a client with whom they have, or are building, a professional relationship. Prior to disclosing personal information, psychologists examine their motivations for self-disclosure, the potential impact on the client, and ensure that any self-disclosure is for the benefit of the client.'
(a) Dr White provided psychological treatment to [the Client] from 1 August 2017 until 3 February 2018.
(b) Dr White did not transcribe or record in [the Client's] clinical file any of the text messages, phone conversations and emails she exchanged with [the Client] from 29 August 2017 to 3 February 2018, relevant to the treatment and management of [the Client].
(c) Dr White did not document or record in [the Client's] clinical file conversations with other professionals treating [the Client]. [The Client's] clinical record from [name of Mental Health Service removed] Mental Health Service psychologist [name of psychologist removed] indicates that she spoke to Dr White on 16 November 2017 and 10 January 2018. Neither conversation was recorded by Dr White in [the Client's] clinical file.
(d) In the alternative, Dr White did not document or record in [the Client's] clinical file the finding of a risk assessment Dr White claims to have undertaken on 13 November 2017.
(e) The conduct of Dr White is substantially below the standard reasonably expected of a psychologist which can be construed with reference to the Code and the Guideline. The Code relevantly provides:
- B.2.1: 'Psychologists make and keep adequate records'.
(a) Dr White provided psychological treatment to [the Client] from 1 August 2017 to 3 February 2018.
(b) On 29 August 2017, [the Client] informed Dr White by email that she had ceased taking lithium without informing her medical practitioners and was self-medicating with [certain other] medications.
(c) Proper clinical practice would have included to inform [the Client's] other treating practitioners and case worker of the non-compliance with medication, initiate immediate contact with [the Client], and undertake a risk assessment.
(d) Dr White did not adopt proper clinical practice as she did not consult with [the Client] until 29 September 2017, did not contact [the Client's] other treating practitioners, and did not undertake a risk assessment.
(e) On 7 November 2017, [the Client] text[ed] Dr White saying that she had been in hospital.
(f) Proper clinical practice would have included undertaking and recording a risk assessment.
(g) Dr White consulted with [the Client] on 13 November 2017. Dr White's clinical notes do not record sufficient detail as to the description of the intervention, the risk management, or the proper description of hospitalisation and treatment provided.
(h) Throughout Dr White's treatment of [the Client] no formal risk assessments were documented.
(a) On 3 February 2018, the professional relationship between Dr White and [the Client] was terminated.
(b) Following termination of the professional relationship, Dr White failed to consider the extent to which [the Client] was dependant on her prior to commencing a social relationship.
(c) From March 2018, [the Client] had disengaged with her clinicians at [name of Mental Health Service removed] Mental Health Service as well and her General Practitioner Dr [name removed].
(d) On 3 February 2018, Dr White suggested [the Client] contact Sandra Boughton, a psychologist.
(e) Dr White failed to take any steps to ascertain whether [the Client] had received or engaged with, psychological treatment following cessation of the professional relationship and commencement of a personal relationship.
(f) [The Client] did not contact, or receive treatment from, Sandra Boughton following cessation of the professional relationship with Dr White.
- (g) Dr White established and continued a personal relationship with [the Client] from 12 February 2018 onwards.
- (h) On 15 February 2018, Dr White and [the Client] went to a café together.
- (i) On 27 February 2018, Dr White and [the Client] became Facebook friends.
- (j) The personal relationship between Dr White and [the Client] involves exchanging text messages, photos, videos and calls, giving gifts and undertaking social activities together.
- (k) The conduct of Dr White is substantially below the standard reasonably expected of a psychologist which can be construed with reference to the Code and the Guideline. The Code relevantly provides:
- B.11.3: 'Psychologists make reasonable arrangements for the continuity of service provision when they are no longer able to deliver the psychological service.'
(a) On 3 February 2018 the professional relationship between Dr White and [the Client] was terminated.
(b) [The Client] was particularly vulnerable as prior to her referral to Dr White she had been admitted to a psychiatric hospital for six weeks, and had recently attempted suicide.
(c) [The Client] disclosed to Dr White her trauma history in the course of the professional relationship.
(d) [The Client] had exhibited signs of dependence, vulnerability and/or erotic transference during the professional relationship with Dr White.
(e) Dr White established and continued a personal relationship with [the Client] from 12 February 2018 onwards.
(f) On 15 February 2018, Dr White and [the Client] went to a café together.
(g) On 27 February 2018, Dr White and [the Client] became Facebook friends.
(h) The personal relationship between Dr White and [the Client] involved exchanging text messages, photos, videos and calls, giving gifts and undertaking social activities together.
(i) Dr White placed her own self-interest to engage in a personal relationship above the welfare of [the Client].
(j) Dr White only informed her supervisor Dr [name removed] of her ongoing friendship with [the Client] on 16 May 2018.
(k) The conduct of Dr White is substantially below the standard reasonably expected of a psychologist which can be construed with reference to the Code and the Guideline. The relevant provisions of the Code and the Guideline are set out in 1(l) above. Further, the Code provides:
- 6.4: Former Clients - 'Psychologists are responsible for carefully assessing the risks and benefits of any form of future relationship with a former client, and for ensuring that the former client will not be adversely affected. Prior to engaging in a social, financial, or business contact with a former client, psychologists consider:
- the extent to which they and the former client can establish an equitable relationship;
- whether the former client is dependent on the psychologist in any way;
- whether the former client may want to re-establish a professional relationship in the future;
- the nature of the past psychological service (e.g . counselling, supervision);
- the duration of the previous professional relationship;
- the potential for the new relationship to undermine the effectiveness of the past psychological service.
[1] The National Law is applicable in Victoria is set out in a schedule to the Health Practitioner Regulation National Law (Victoria) Act 2009.
[2] Honey v Medical Practitioners Board of Victoria [2007] VCAT 526 at [43].
[3] Psychology Board of Australia v IVX (Review and Regulation) [2016] VCAT 35; Psychology Board of Australia v Sheppard (Review and Regulation) (Corrected) [2018] VCAT 1279; Psychology Board of Australia v Griersmith (Review and Regulation) [2019] VCAT 52; Psychologists Registration Board of Victoria v Schirmer (Occupational and Business Regulation) [2009] VCAT 2349; Nursing and Midwifery Board of Australia v Sandra Garie [2019] SAHPT 4; Nursing and Midwifery Board Australia v Montero [2015] QCAT 316; Medical Board of Australia v MBO (Occupational Discipline) [2015] ACAT 69.
Psychology Board of Australia
White