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[2019] ACAT 50
ACT Civil and Administrative Tribunal
2019-05-31
Member Robinson
Original judgment source is linked above.
The objective of protecting the health and safety of the public is not confined to protecting the patients or potential patients of a particular practitioner from the continuing risk of his or her malpractice or incompetence. It includes protecting the public from the similar misconduct or incompetence of other practitioners and upholding public confidence in the standards of the profession. That objective is achieved by setting and maintaining those standards and, where appropriate, by cancelling the registration of practitioners who are not competent or otherwise not fit to practise, including those who have been guilty of serious misconduct. Denouncing such misconduct operates both as a deterrent to the individual concerned, as well as to the general body of practitioners. It also maintains public confidence by signalling that those whose conduct does not meet the required standards will not be permitted to practise.
Generally, it is a pre-requisite for the making of an order cancelling a practitioner's registration that there is a finding that the psychologist is probably currently unfit to practice [sic] and is likely to remain so for a significant or indefinite period (see HCCC v Della Bruna [2014) NSWCATOD 31; HCCC v Jamieson [2014] NSWCATOD 56).
MR ARCHER: Dr Roychowdhury, in light of the event in the bedroom and on the bed, the statement of facts describes it in a particular way - we won't go there again. I will ask you this question: in relation to the outcomes of that event for [the patient] what effect do you think it had on her?
Dr Roychowdhury: I think, you know, reading the - the ...(inaudible)... I think she was shaken and she was a bit anxious.
SENIOR MEMBER ROBINSON: Dr Roychowdhury, let me ask you this: on the agreed statement of facts before the tribunal, [the patient] was lying face up on the bed. You were kneeling over her with your hands around her neck. As a consequence of that incident, and we don't need to look behind it, but as a consequence of that incident, she suffered bruising and she had difficulty or discomfort eating and drinking. How do you think that incident, and the consequences of it, affected her, if not physically, emotionally? What is the outcome of an event like that?
MR ARCHER: The statement of facts records that as a result of the overall effect of the relationship between you and her, [the patient] suffered short term injury, and the neck incident might be an example of that, psychological harm, including anxiety, hypervigilance, fear, insomnia and possible PTSD, a breakdown of trust in respect of personal relationships and a breakdown of trust in psychologists and other care providers. Do you accept that your conduct may have had those consequences?
Mr Archer: How do you think this particular episode may have fed into those consequences?
Dr Roychowdhury: It may have contributed her - to her anxiety.
I know I am not the same person I was five years ago. I tried to learn the past and move forward in a constructive way as recommended by my psychologist. During my therapy sessions with my psychologist we discussed about self-identity, learning from the past, and moving forward positively in the future. I now want to work in my field and contribute positively to the society.
While there is minimal evidence before the Tribunal that suggests he would be better able to manage stressors now, but he does appear to be in a better position to recognise them.
The decision to hold a private hearing and make non-publication orders
Proceedings before the Tribunal are required to be public,[26] unless legislation provides otherwise[27] or the Tribunal orders otherwise. In the usual course of events any member of the public can attend an occupational discipline hearing, and the written reasons for the decision will be published online. As a concomitant of the obligation to provide a public hearing, documents which were before the Tribunal for the hearing are usually able to be viewed by the public should a request be made to inspect the Tribunal's file. With limited exception[28], the names of parties to an occupational discipline matter are also available to the public through the daily lists, the reasons for decision, or upon inspecting a file.
Although there is an important public interest served by this transparency, competing private and public interests can in some cases outweigh the public interest served by a public hearing. Section 39 of the ACAT Act provides the mechanism by which specified competing interests are weighed up, and gives the Tribunal power in appropriate cases to make orders for a private hearing or restricting publication of information in relation to the hearing:
(1) This section applies in relation to an application, or part of an application, if the tribunal is satisfied that the right to a public hearing is outweighed by competing interests.
Note See s (5) in relation to competing interests.
(2) The tribunal may, by order, do 1 or more of the following:
(a) direct that the hearing of the application, or part of the hearing, take place in private and give directions about the people who may be present;
(b) give directions prohibiting or restricting the publication of evidence given at the hearing, whether in public or private, or of matters contained in documents filed with the tribunal or received in evidence by the tribunal for the hearing;
(c) give directions prohibiting or restricting the disclosure to some or all of the parties to the application of evidence given at the hearing, or of a matter contained in a document lodged with the tribunal or received in evidence by the tribunal for the hearing.
(3) The tribunal may make an order under subsection (2) on application by a party or on its own initiative.
(4) A person must not contravene an order under subsection (2) (b) or (c).
Maximum penalty: 50 penalty units, imprisonment for 6 months or both.
_(5) For this section, the right to a public hearing is outweighed by competing interests if the tribunal is satisfied that the application, or part of the application, should be kept private - _
(a) to protect morals, public order or national security in a democratic society; or
(b) because the interest of the private lives of the parties require the privacy; or
(c) to the extent privacy is strictly necessary, in special circumstances of the application, because publicity would otherwise prejudice the interests of justice.
The non-publication and private hearing orders were precipitated because the vast majority of the information contained in the documents before the Tribunal consisted of personal health information of the client, interspersed with personal information relating to the practitioner and the notifiers. Most of the personal health information, in particular, fell within the operation of the Health Records (Privacy and Access) Act 1997 which would oblige a person in possession of that information to maintain its confidentiality except in specified circumstances.
Subsection 39(5) of the ACAT Act does not expressly provide for the private interests of third parties such as the client to be taken into account as outweighing the public interest served by a public hearing.
In this case, the Tribunal was satisfied that the right to a public hearing, and specifically the interest served by public access to the documents filed with the Tribunal and public attendance during the hearing, was outweighed by the prejudicial effect that public access to the information contained in those documents and discussed during the hearing would have on the interests of justice. The Tribunal was satisfied that it was contrary to the interests of justice for private health information relating to named third parties, normally subject to statutory confidentiality obligations, to become publicly available as an incident of the bringing of disciplinary proceedings against a practitioner. Not only does such an approach undermine the objectives of the Health Records (Privacy and Access) Act 1997, the inevitable consequence of such disclosure routinely occurring would be a reluctance on the part of clients to notify regulatory bodies of inappropriate conduct, or to participate in subsequent disciplinary proceedings.[29] Conducting the hearing publically, but with adjustments to de-identify the client or minimise the amount of personal health information being openly discussed, would be cumbersome, lengthen the hearing and become administratively inefficient, contrary to the objectives set out in section 7 of the ACAT Act.
After an occupational discipline hearing, in the ordinary course of events, a decision would be made with written reasons provided to the parties and also published. The written reasons would ordinarily name the practitioner, and witnesses, and set out findings of fact together with the evidence on which those findings were made.[30] The Board would then, in accordance with its obligations under the National Law[31], record in the public register outcomes such as any reprimand issued by the Tribunal, suspension of practice or conditions imposed upon the practitioner's registration.
While de-identification of the client in published reasons might be one way to address the issue of sensitive personal health information, it was submitted by the practitioner that because of the unique medical information and the circumstances of the case, including the facts that the practitioner and client continued to have a personal relationship, the outcome would be recorded against the practitioner on the public register, and the small number of practitioners in the ACT, the use of a pseudonym in relation to the client was unlikely to prevent a member of one sector of the public identifying the client, and thus his personal health information.
[1] A reference to 'ACAT' or 'tribunal' refers to the ACT Civil and Administrative Tribunal generally, whereas 'Tribunal' refers to the member who heard the application
[2] Transcript of proceedings 6 February 2019 at page 34, lines 13-15
[3] Letter of Respondent re patient dated 16 September 2014
[4] Australian Federal Police Incident Report dated 10 October 2016 (date reported 28 June 2015)
[5] Initial Notification (complaint) dated 10 October 2016 at page 6
[7] See discussion in Xu v Council of the Law Society of NSW [2009] NSWCA 430
[8] Xu v Council of the Law Society of NSW [2009] NSWCA 430
[9] Transcript of proceedings 6 February 2019 at page 9 lines 20-22
[10] Transcript of proceedings 6 February 2019 at page 9, line 29
[12] See discussion about sanction at paragraphs 92 to 109 below
[14] Transcript of proceedings 6 February 2019 at page 27
[15] Transcript of proceedings 6 February 2019 at page 28
[16] Statement of fact at [27]-[28]
[17] See discussion of cases below under 'sanction'
[18]19 See Psychology Board of Australia v Shahinper [2016] QCAT 259 at [52]
[21] Psychology Board v Tunstall, [68]; See also Honey v Medical Practitioners Board of Victoria [2007] VCAT 526, [42]
[22] Medical Board of Australia v Veness [2012] ACAT 36
[24] Howard v Psychology Board of Australia [2018] ACAT 127
[27] See for example the Mental Health Act 2015, section 194
[28] Section 423A of the Legal Profession Act 2006 specifies that disciplinary proceedings in the Tribunal in relation to lawyers are de-identified until all appeal processes are finalised
[29] See the principles set out in John Fairfax Publications Pty Ltd & Anor v District Court of NSW & Ors [2004] NSWCA 324
[30] Section 60 of the ACAT Act and section 179 of the Legislation Act 2001
[31] Sections 222 and 225 of the National Law
[32] Psychology Board of Australia v Fox (2) [2015] ACAT 25; Health Care Complaints Commission v BXD (No 2) [2015] NSWCATOD 135; Nursing and Midwifery Board of Australia v Nurse DZ [2015] ACAT 93 and Psychology Board of Australia v D [2010] VSC 375
PSYCHOLOGY BOARD OF AUSTRALIA
ROYCHOWDHURY
Cases cited: HCCC v Do [2014] NSWCA 37
HCCC v Iskander [2015] NSWCATOD 30
Health Care Complaints Commission v BXD (No 2) [2015] NSWCATOD 135
Honey v Medical Practitioners Board of Victoria [2007] VCAT 526
Howard v Psychology Board of Australia [2018] ACAT 127
John Fairfax Publications Pty Ltd & Anor v District Court of NSW & Ors [2004] NSWCA 324
Medical Board of Australia v Dr Helmy [2017] ACAT 85
Medical Board of Australia v Veness [2012] ACAT 36
Nursing and Midwifery Board v Hogan [2018] TASHPT 3
Nursing and Midwifery Board of Australia v Nurse DZ [2015] ACAT 93
Psychology Board of Australia v D [2010] VSC 375
Psychology Board of Australia v Fox (2) [2015] ACAT 25
Psychology Board of Australia v King [2016] QCAT 140
Psychology Board of Australia v Shahinper [2016] QCAT 259
Psychology Board of Australia v Sullivan [2017] ACAT 104
Psychology Board of Australia v Tunstall [2016] VCAT 1263
Psychology Board of Australia v Wakelin [2014] QCAT 516
Xu v Council of the Law Society of NSW [2009] NSWCA 430