[2024] SACAT 63
General information, not legal advice.
SA Civil and Administrative Tribunal
2024-09-05
Original judgment source is linked above.
Proudfoot v Attorney-General's Department [2024] SACAT 63
The applicant sought a review of a determination of the Chief Executive of the Attorney General's Department (the respondent) regarding two documents to which the applicant sought access under the Freedom of Information Act 1991 (FOI Act). The respondent had determined that these documents were exempt from disclosure and should not be disclosed to the applicant.
The applicant also sought that the Tribunal review the respondent's determination that only three documents fell within the scope of his FOI request.
The applicant submitted that opinions contained within documents do not need the same protection as personal information, and that there may be a specific public interest in disclosing the opinions of particular groups, especially where there are matters of public policy involved. He further argued that the public need to be able to access information regarding policy decisions made by the government, to understand who is principally influencing those decisions.
The respondent submitted that the documents are exempt under clause 9 of schedule 1 of the FOI Act as they relate to a consultation or deliberation undertaken in the course of, or for the purpose of, the decision-making functions of the government, a minister or an agency. They further submitted that there was an inferred understanding of confidentiality attached to the documents in their creation, and that releasing the documents could undermine the trust of First Nations people and communities in government. The respondent also argued that the release of the documents would be contrary to the public interest, as it may lead to adverse cultural impacts and unfair criticism of First Nations people or communities.
Administrative Review - Freedom of Information Act 1991 - Person aggrieved by a determination made following an internal review - Whether a document is an exempt document - Public interest considerations
Bradshaw v SA Police [2012] SADC 184
City of Unley v Warnecke [2004] SADC 48
Patrick v Minister for Energy and Mining [2021] SACAT 62
Proudfoot v Attorney-General's Department 2024/SA000261
Re Howard and the Treasurer of the Commonwealth of Australia [1985] AATA 100
Richardson v Business Licensing Authority [2003] VCAT 1053
Singer & Ors v Anangu Pitjantjatjara Yankunytjatjara & Anor [2024] SACAT 23
South Australia Police v Patrick [2023] SACAT 82
Treglown v SA Police [2011] SADC 139
6 - Documents affecting personal affairs > > (1) A document is an exempt document if it contains matter the disclosure of which would involve the unreasonable disclosure of information concerning the personal affairs of any person (living or dead). > > 9 - Internal working documents > > (1) A document is an exempt document if it contains matter - > > (a) that relates to -
(i) any opinion, advice or recommendation that has been obtained, prepared or recorded; or
(ii) any consultation or deliberation that has taken place, in the course of, or for the purpose of, the decision-making functions of the Government, a Minister or an agency; and
(b) the disclosure of which would, on balance, be contrary to the public interest.
13 - Documents containing confidential material
(1) A document is an exempt document -
...
(b) if it contains matter obtained in confidence the disclosure of which -
(i) might reasonably be expected to prejudice the future supply of such information to the Government or to an agency; and
(ii) would, on balance, be contrary to the public interest.
[Document 1 is] an excel spreadsheet titled "The Voice to SA Parliament Consultation Results". Document 1 records all answers to the Voice to South Australian Parliament survey results taken during stage 2 of the community engagement sessions. A number of the responses relate to youth and elder representation. The surveys are identified by which session they were provided in. There are approximately 200 responses. > > [Document 2 is] a word document titled "Session Notes Themes Summary". Document 2 records the notes taken of comments or submissions made in community engagement sessions. They are categorised into different "themes", including under the heading "diversity" and headings "youth" and "elders and elderly". The comments are identified by which session they were provided in.[5]
Documents 1 and 2 contain the opinions of First Nations people that were expressed during community engagement sessions during the establishment of the South Australian Voice to Parliament. > > Participation in community engagement sessions was available only to First Nations people, and not to the general public. > > First Nations people hold information relevant to them and their communities that is not available to others. Information and opinions given in community engagement sessions were given on an understanding within communities that at that time and in that place they have the authority to speak on those matters discussed, and so were able to speak openly and honestly. > > In some circumstances this understanding may have been informed by prior engagement with members of the community who have cultural authority which would not have been recorded as it would have been culturally inappropriate to do so. > > The information and opinions given by members of the community were provided on an understanding that they would be used to inform the Commissioner on their community's views so that they could be considered in the development of the First Nations Voice, and not for any broader purpose. > > Documents 1 and 2 were prepared as an aid to the Commissioner, who had specific knowledge of the context in which the opinions were provided.[7]
I consider that documents 1 and 2 contain information concerning personal affairs of individuals and are therefore exempt under Schedule 1, clause 6(1) of the FOI Act and the disclosure of this information would be unreasonable. > > Document 1 details the views and opinions provided by First Nations communities in response to an engagement survey conducted by the Commissioner for First Nations Voice (Commissioner) and AAR for the purposes of refining draft legislation and developing the proposed model to establish the First Nations Voice based on the feedback received. Document 2 summarises the themes arising from community consultation meetings which, in some instances, were not open to the public but targeted exclusively towards First Nations communities. > > The survey and broader consultation were conducted on the basis that responses would be used to inform government policy and not be made publicly available. The participants provided their responses on the assumption that their identities and personal views would not be identifiable. Given the responses can be linked back to particular regional sessions, there is a possibility that community members could be identified given the limited number of individuals that attended some of the consultation meetings and the small nature of some of the communities that were involved in the consultation process.
In my view documents 1 and 2 are exempt pursuant to clause 9(1) as the information contained within includes opinions and recommendations that have been obtained in the course of consultation processes conducted for the purposes of informing government policy. > > I have carefully considered the public interest factors for and against disclosure. I have had regard to the fact that the documents were prepared to inform policy, do not represent the settled position, the importance of frankness and candour in decision making and the sensitivity of the issues. I have also had regard to openness and accountability of government. On balance, I consider that it would be contrary to the public interest to disclose the documents.
Documents 1 and 2 contain information regarding the consultation process involving members of First Nations communities and AAR, a government body. I consider the responses and views expressed therein were provided with the expectation of confidentiality and, therefore, the information contained within these documents was obtained in confidence. > > I consider the disclosure of documents 1 and 2 might reasonably be expected to prejudice the future supply of information to the government. > > I have carefully considered the public interest factors for and against disclosure. I have had regard to the sensitive subject matter, the vulnerability of First Nations communities, and the risk of damage to relationships within communities and with the government. I have also considered the principles of openness and accountability in government. On balance, I consider that it would be contrary to the public interest to disclose the documents.
AAR is often called upon to assist First Nations Communities and holds a position of trust with these communities; > > During the consultation process, the people within First Nations communities have felt safe to raise issues and voice their opinions freely to the Commissioner and AAR; > > The disclosure of the information provided... has the potential to cause distrust in the government and its agencies and therefore inhibit the free flow of information.[8]
For the purposes of refining the draft legislation and developing the proposed model to establish the First Nations Voice to South Australia's Parliament (the Voice), from August to October 2022 (first consultation process) and November 2022 to January 2023 (second consultation process), the Commissioner for the First Nations Voice (the Commissioner) consulted with members of the Aboriginal community. > > Although I did not personally attend the consultations, as the Executive Director of AAR, I have been involved in establishing the Secretariat and the administrative arrangements for the Voice. AAR staff provided support to the Commissioner. Additionally, I have participated in numerous consultations with Aboriginal communities in the past, both as a First Nations Murri woman and in my capacity as Executive Director of AAR and can speak to consultation processes and engagement with Aboriginal communities in a general sense. > > This affidavit is provided for the purposes of external review proceedings instituted by the applicant in the South Australian Civil and Administrative Tribunal (SACAT). I am aware of the facts deposed to in this affidavit from my involvement in the establishment of the Voice and from additional information provided to me by the Office of the Chief Executive (OCE) ... > > Cultural understanding of confidentiality > > Documents 1 and 2 summarise the outcomes of community consultations held among Aboriginal community members. These consultations were deliberately exclusive, in that they were restricted to Aboriginal participants only. I will refer to these discussions as "closed" in my statement. > > In my experience of organising and attending consultation with Aboriginal communities, restricting consultation to Aboriginal participants in a closed discussion is designed to encourage open and candid dialogue. This is a deliberate approach which aims to create a safe and culturally appropriate environment where sensitive topics can be addressed openly, with an assurance of confidentiality regarding participants' insights. Within Aboriginal communities, there is a deeply rooted expectation that discussions held in such contexts remain private, safeguarding the integrity and privacy of cultural and community perspectives. > > In my experience engaging in consultations with the Aboriginal community, it is usual practice to reassure participants in a closed discussion that while minutes may be recorded, personal identifiers will be anonymised to protect contributors' privacy. Participants generally engage under the assumption that their insights will inform official responses without the detail of their specific comments being publicly attributed. The decision to conduct closed consultations, rather than in a public forum, reflects a strategic approach to encourage genuine and uninhibited expression among Aboriginal individuals, who might otherwise feel constrained or guarded in more exposed settings. > > The format of closed consultations is important in fostering an environment where participants feel comfortable freely discussing issues of cultural significance and complexity. Attendees feel reassured by the shared cultural understanding within the group, facilitating nuanced conversations without fear of misinterpretation or external scrutiny. There is a tacit understanding amongst participants of the importance of confidentiality, stemming from the private nature of consultations. > > Within Aboriginal communities, there exists deeply ingrained cultural protocols and expectations surrounding the sharing of knowledge and information. These protocols extend to community expectations and perceptions of privacy. One particularly sensitive area of discussion is the role of Elders and the cultural dynamics involving young people. Different Aboriginal communities hold varying views on Elder status and the traditional practices concerning youth, which adds layers of complexity to internal dialogues. > > These cultural nuances and complexities are well-understood within Aboriginal communities but may not be apparent to non-Aboriginal people. Consequently, releasing documents relating to closed consultation to those unfamiliar with these cultural contexts poses a significant risk of misinterpretation and unjust criticism of Aboriginal practices and behaviours. Such misunderstandings could exacerbate the vulnerability already faced by Aboriginal communities, affecting both internal cohesion amongst those communities and external public perceptions. > > Consultations among Aboriginal community members serve as important platforms for discussing issues that directly impact their lives. These discussions often revolve around matters of great significance, guided by unspoken understandings within the community about the implications of these conversations. The assumption of confidentiality during such conversations is important, as it encourages participants to speak openly without fear of their words being misconstrued or used against them. > > Given the vulnerability of Aboriginal communities, the release of closed consultation documents identifying specific communities and, consequently, individuals within those communities, could potentially escalate conflicts both within and between different Aboriginal groups. This underscores the importance of respecting the confidentiality of closed discussions to ensure that consultation processes remain effective and inclusive. > > AAR holds significant credibility within the Aboriginal community, and I am concerned that disclosing information documented throughout the closed consultations could undermine trust in government interactions. Public disclosure could deter Aboriginal participants in future government consultations, highlighting the necessity of respecting community expectations regarding confidentiality. Upholding these standards is essential for fostering a climate where Aboriginal community members feel safe to participate in consultations and share their perspectives openly and honesty. > > Respecting these expectations encourages continued active engagement from Aboriginal communities, ensuring that consultation processes remain effective avenues for gathering information. > > It reinforces the community's trust in the integrity of these processes, thereby preserving meaningful dialogue between Aboriginal groups and the government.
The Tribunal does not have the jurisdiction to review documents that an agency has identified as not falling within the scope of the FOI application or to review the agency's actions in that regard.[10]
(i) the higher the office of the persons between whom the communications pass and the more sensitive the issues involved in the communication, the more likely it will be that the communication should not be disclosed;
(ii) disclosure of communications made in the course of the development and subsequent promulgation of policy tends not to be in the public interest;
(iii) disclosure which will inhibit frankness and candour in future pre-decisional communications is likely to be contrary to the public interest;
(iv) disclosure, which will lead to confusion and unnecessary debate resulting from disclosure of possibilities considered, tends not to be in the public interest;
(v) disclosure of documents which do not fairly disclose the reasons for a decision subsequently taken may be unfair to a decision-maker and may prejudice the integrity of the decision-making process.[12]
[1] Sections 26, 27 and 28 Freedom of Information Act 1991.
[3] Respondent's Book of Documents pp 4-7.
[4] This was a submission on the First Nations Voice from the Public Law and Policy Research Unit of the University of Adelaide.
[5] Affidavit of Caroline Mealor, [9.1-9.2].
[6] Affidavit of Caroline Mealor, [14.3].
[7] Affidavit of Caroline Mealor, [10].
[8] Affidavit of Caroline Mealor, [16.1-16.3].
[9] See background to this matter discussed by the President in Proudfoot v Attorney-General's Department 2024/SA000261 (unreported, 16 April 2024).
[10] Patrick v Minister for Energy and Mining [2021] SACAT 62 at [26].
[11] Bradshaw v SA Police [2012] SADC 184 at [74].
[12] Re Howard and the Treasurer of the Commonwealth of Australia [1985] AATA 100 at [20].
[13] See South Australia Police v Patrick [2023] SACAT 82 at [25] and the cases cited therein.
[14] Singer & Ors v Anangu Pitjantjatjara Yankunytjatjara & Anor [2024] SACAT 23.
[15] See also Treglown v SA Police [2011] SADC 139.
Proudfoot
Attorney-General's Department [2024] SACAT 63