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[2005] HCA 33
High Court of Australia
2005-06-23
Gleeson CJ, Heydon JJ
Original judgment source is linked above.
McHUGH, GUMMOW, KIRBY, HAYNE, CALLINAN AND HEYDON JJ
J B R Beach QC with B F Quinn for the appellant (instructed by Slater & Gordon)
J L Sher QC with S A O'Meara for the first respondent (instructed by Minter Ellison)
A J Meagher SC and A S Bell for the second respondent (instructed by Ebsworth & Ebsworth)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Aviation - Carriage by Air - Liability of carrier - International Convention imposing liability for damage sustained in the event of bodily injury suffered by a passenger, if the damage so sustained took place on board the aircraft or in the course of any of the operations of embarking or disembarking - Appellant allegedly contracted deep venous thrombosis while a passenger on long-haul international flight on aircraft operated by the respondents - Whether appellant should have been warned of the risk of deep venous thrombosis - Whether appellant should have been given advice on precautions that would minimise risk of its occurrence - Whether appellant's contracting deep venous thrombosis was an accident that took place on board the aircraft within the meaning of Art 17 Warsaw Convention 1929 as amended by the Hague Protocol 1955 and by Montreal Protocol No 4 1975.
International Law - Treaties - Construction - Requirement of uniform interpretation by contracting states - Under Art 31 Vienna Convention on the Law of Treaties interpretation to be conducted in good faith in accordance with the ordinary meaning to be given to the terms of the treaty in their context and in light of its object and purpose.
Procedure - Summary judgment - Whether appellant's claim revealed an arguable cause of action - Whether claims bound to fail - Whether the pleading should be struck out and the action permanently stayed.
Words and phrases - "accident", "unexpected", "unusual".
Civil Aviation (Carriers' Liability) Act 1959 (Cth).
Convention for the Unification of Certain Rules Relating to International Carriage by Air opened for signature at Warsaw on 12 October 1929 (the Warsaw Convention) as amended by the Protocol to amend the Warsaw Convention opened for signature at The Hague on 28 September 1955 (the Hague Protocol) and by the Protocol done at Montreal on 25 September 1975 (the Montreal Protocol No 4), Art 17.
Convention on the Law of Treaties done at Vienna on 23 May 1969, Art 31.
"[w]hether the repeated insistence by an airline flight attendant that an asthmatic passenger remain in an assigned seat amidst life‑threatening smoke - in direct violation of standard industry practice and the policy of her own airline - is an 'unusual' occurrence and thus, under the principles established in [Saks], constitutes an 'accident' for purposes of Article 17 of the Warsaw Convention".
The United States, as amicus curiae, described[37] the question as being "[w]hether an airline's unreasonable refusal to assist a passenger who becomes ill during an international flight, in violation of industry standards and the airline's own policies, constitutes an 'accident' within the meaning of Article 17 of the Warsaw Convention".
"[w]hether the court below improperly held that the 'accident' condition precedent to air carrier liability for a passenger's death under Article 17 of the Warsaw Convention can be satisfied when a passenger's pre‑existing medical condition is aggravated by exposure to a normal condition in the aircraft cabin, even if the air carrier's negligent omission may have been in the chain of causation?"
. the failure of the air carrier to warn the passenger of the risk of DVT;
. the failure to advise the passenger of precautions that he should take to minimise the risk of DVT;
. the discouraging of the passenger from moving about the aircraft;
. the encouraging of the passenger to remain in his seat during the flight; or
. the supply of alcohol and caffeine beverages during the flight.
. discouraging the passenger from moving about the aircraft;
. encouraging the passenger to remain seated during the flight; or
. supplying alcoholic or caffeine beverages to the passenger.
"(a) a confined and restricted physical environment in which the [appellant] was immobilised for long periods of time in a seated position;
(b) impediments to [him] getting out of his seat during the flights;
(c) the offer and supply of alcoholic beverages, tea and coffee to the [appellant] during the flights;
(d) discouraging [him] from moving around the cabin of the aircraft and encouraging [him] to remain seated during the flights;
(e) [the appellant] not being provided with any information or warning about the risk of DVT or information about the measures which [he] could take to reduce such risk."
"The carrier is liable for damage sustained in the event of the death or wounding of a passenger or any other bodily injury suffered by a passenger, if the accident which caused the damage so sustained took place on board the aircraft or in the course of any of the operations of embarking or disembarking."
"[The] extrinsic sources include the travaux préparatoires and the circumstances of the conclusion and history of the negotiation of the treaty. Primacy must be given, however, to the natural meaning of the words in their context ..."
"[A]n accident means any unintended and unexpected occurrence which produces hurt or loss. But it is often used to denote any unintended and unexpected loss or hurt apart from its cause; and if the cause is not known the loss or hurt itself would certainly be called an accident. The word 'accident' is also often used to denote both the cause and the effect, no attempt being made to discriminate between them."
"If later courts take the view that the rule of a case was different from its stated ratio decidendi, they may dismiss the stated ratio as a mere dictum or qualify it to accord with the rule of the case as now perceived."
. the flight attendants offered Mr Povey "alcoholic beverages, tea and coffee" during the flights and discouraged him "from moving around the cabin of the aircraft"; and
. the acts were not done with the intent or the foresight that Mr Povey's consumption of the beverages or limited movement would cause the onset of DVT.
The Warsaw Convention and the international rule of law
(1) The failure to warn issue: Whether the pleaded failure of the respondents to warn passengers of the risk of DVT and to advise them of the precautions that they could take to eliminate such risk is capable of constituting an "accident" within the Warsaw Convention;
(2) The combination of circumstances issue: Whether the pleaded combination of positive and negative conditions on board the aircraft of the respondents, that are alleged to have caused the appellant's injuries, is capable of constituting an "accident" within the Warsaw Convention; and
(3) The continuous circumstances issue: Whether the pleaded failure to warn or the pleaded combination of circumstances which continued throughout the airline flights, and which did not occur at a single identifiable instant or moment, is capable of constituting an "accident" within the Warsaw Convention.
The applicable legislation and the Warsaw Convention
The carrier is liable for damage sustained in the event of the death or wounding of a passenger or any other bodily injury suffered by a passenger, if the accident which caused the damage so sustained took place on board the aircraft or in the course of any of the operations of embarking or disembarking.
In the carriage of passengers … the limits of liability specified in Article 22 shall not apply if it is proved that the damage resulted from an act or omission of the carrier, his servants or agents, done with intent to cause damage or recklessly and with knowledge that damage would probably result; provided that, in the case of such act or omission of a servant or agent, it is also proved that he was acting within the scope of his employment."
"Whilst it is important to have regard to the international consensus upon the understanding of the provisions of international conventions and hence to what the courts in other jurisdictions have had to say about the provision in question, the relevant point for decision always remains: what do the actual words used mean?"[147]
"The word 'accident' is not a technical legal term with a clearly defined meaning. Speaking generally, but with reference to legal liabilities, an accident means any unintended and unexpected occurrence which produces hurt or loss. But it is often used to denote any unintended and unexpected loss or hurt apart from its cause; and if the cause is not known the loss or hurt itself would certainly be called an accident."
"Petitioner's focus on the ambient cigarette smoke as the injury producing event is misplaced … [P]etitioner's 'injury producing event' inquiry - which looks to 'the precise factual "event" that caused the injury' - neglects the reality that there are often multiple interrelated factual events that combine to cause any given injury … In Saks, the Court recognized that any one of these factual events or happenings may be a link in the chain of causes and - so long as it is unusual or unexpected - could constitute an 'accident' under Article 17."
"[N]o jury may be permitted to find that Continental's failure to warn of DVT constituted an 'accident' under article 17. Continental's policy was far from unique in 2001 and was fully in accord with the expectations of the FAA. Its procedures were neither unexpected nor unusual."
Warsaw Convention, closing paragraph. See Carriers' Liability Act, Sched 5. ↑
470 US 392 (1985). The words "Le transporteur est responsable du dommage" are translated in the "official American translation" as "the carrier shall be liable for damage". See Saks 470 US 392 at 397 (1985). The English language translation contained in Sched 5 of the Carriers' Liability Act is more literal, namely "the carrier is liable". The same translation is accepted in England: see DVT Litigation [2004] QB 234 at 242 [4]. Nothing turns on the difference of translation. ↑
eg Morris v KLM Royal Dutch Airlines [2002] 2 AC 628 at 633 [3], 634 [7], 636 [13], 654-655 [69], 671 [132]. ↑
Saks 470 US 392 at 399-400 (1985) per O'Connor J (for the Court). See also [2003] VSCA 227 at [5], [19] per Ormiston JA, [90]-[91] per Ashley AJA. ↑
[2003] VSCA 227 at [1] fn 2, [63]. Some care needs to be taken in considering decisions on the Warsaw Convention because of the fact that different versions of the Warsaw Convention apply. For example, the United States of America was not a party to the Hague Protocol. ↑
At one stage it was suggested in argument that the carriage was a "combined carriage" within Art 31 of the Warsaw Convention, although that article appears to deal with issues presented by carriage that involves both air and non-air transport. The reliance on Art 30 (carriage performed by successive carriers) was more to the point. See especially Warsaw Convention, Art 30(2). ↑
James Buchanan & Co v Babco Forwarding & Shipping (UK) Ltd [1978] AC 141 at 152. ↑
Morris [2002] 2 AC 628 at 677-679 [146]-[150] per Lord Hobhouse of Woodborough; see also at 633 [5], 634 [7]. ↑
cf Husain 540 US 644 at 658, 662 (2004) per Scalia J. ↑
News Ltd v South Sydney District Rugby League Football Club Ltd (2003) 215 CLR 563 at 580 [42]; cf Al-Kateb v Godwin (2004) 78 ALJR 1099 at 1136 [191]; 208 ALR 124 at 173. ↑
Sidhu [1997] AC 430 cited in DVT Litigation [2004] QB 234 at 260 [77]. As well, upon some questions, courts of high authority may have spoken to different effect. ↑
Thus in SS Pharmaceutical [1991] 1 Lloyd's Rep 288 at 294, 295, reliance was placed upon the decision of the Cour de Cassation of Belgium in Tondriau v Air India (1977) RFDA 193. In the present case, reference was made in argument to a decision of a German court: Volander v Deutsche Lufthansa unreported, Frankfurt am Main Oberlandesgericht, 29 October 2001. ↑
With reference to Stag Line Ltd v Foscolo, Mango & Co Ltd [1932] AC 328; James Buchanan [1978] AC 141; Fothergill v Monarch Airlines Ltd [1981] AC 251; Sidhu [1997] AC 430. ↑
Morris [2002] 2 AC 628 at 668-669 [122]-[123], 678-679 [149]. ↑
Kotsambasis v Singapore Airlines Ltd (1997) 42 NSWLR 110 at 114. ↑
Trust Co of Australia Ltd v Commissioner of State Revenue (2003) 77 ALJR 1019 at 1029 [68]; 197 ALR 297 at 310; Network Ten Pty Ltd v TCN Channel Nine Pty Ltd (2004) 78 ALJR 585 at 602 [87], 606 [105]; 205 ALR 1 at 24, 29. ↑
DVT Litigation [2004] QB 234 at 261 [85] per Kay LJ. ↑
cf Rosman v Trans World Airlines Inc 34 NY 2d 385 at 399 (1974), cited in Morris [2002] 2 AC 628 at 641 [20]; DVT Litigation [2004] QB 234 at 261 [83] per Kay LJ. ↑
Al-Kateb (2004) 78 ALJR 1099 at 1131 [168]; 208 ALR 124 at 167, citing Brownlie, Principles of Public International Law, 5th ed (1998) at 584. See also Reference re Succession of Québec [1998] 2 SCR 217 at 234-235 [20]-[22]. ↑
In this I agree with the comment of Scalia J in Husain 540 US 644 at 658, 662 (2004). ↑
As it was in SS Pharmaceutical [1991] 1 Lloyd's Rep 288 at 306-307; cf [2003] VSCA 227 at [27]. ↑
See Husain 540 US 644 at 651 fn 6, 657 (2004). ↑
See, for example, Morris [2002] 2 AC 628 at 655 [71]; DVT Litigation [2004] QB 234 at 244-245 [9]. ↑
See Saks 470 US 392 at 397-398 (1985). In the French text of Art 17 the Convention reads, relevantly: "lorsque l'accident qui a causé le dommage". In Art 18 the text reads: "lorsque l'événement qui a causé le dommage" (emphasis added). ↑
Saks 470 US 392 at 401 (1985). The original draft made the carrier "liable for damage sustained during carriage". ↑
Saks 470 US 392 at 403-404 (1985). The reference is to the debates at Guatemala City International Conference on Air Law of 1971. ↑
Saks 470 US 392 at 405 (1985) and cases there cited. ↑
See Scherer v Pan American World Airways, Inc 54 App Div 2d 636; 387 NYS 2d 580 (1976), briefly described in Saks 470 US 392 at 405 (1985) to hold that "sitting in airline seat during normal flight which aggravated thrombophlebitis not an 'accident'". ↑
Povey
Qantas Airways Limited
[2002] VSC 580
[2003] VSCA 227
[2004] HCATrans 490
[2004] HCATrans 345
[2003] QDC 4
(1949) 78 CLR 62
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(1973) 128 CLR 557
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