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[2016] VSC 139
Supreme Court of Victoria
2016-04-08
McMillan J
Original judgment source is linked above.
SUCCESSION - Where testator's copy will found amongst his papers after his death - Where original will last seen in the possession of the testator and not found - Deceased's children seek a grant of representation on intestacy - Beneficiary under copy will objects to a grant on intestacy on basis that presumption of revocation 'animo revocandi' is rebutted - Onus on beneficiary to rebut presumption - Welch v Phillips [1836] EngR 1157; (1836) 12 ER 828 - Whiteley v Clune (Unreported, Supreme Court of New South Wales, Powell J, 13 May 1993) - Cahill v Rhodes [2002] NSWSC 561.
PRACTICE AND PROCEDURE - Where plaintiffs seek summary judgment - Whether caveator has no real prospect of success - Lysaght Building Solutions Pty Ltd v Blanalko Pty Ltd (2013) 42 VR 27 - Mandie v Memart Nominees Pty Ltd [2016] VSCA 4 - _Civil Procedure Act 2010 (_Vic), s 63(1).
R B Legal Pty Ltd (as agents for Jensens Solicitors)
1 John Moschoudis died on or about 2 March 2015, aged 76 years ('the deceased'). He was survived by his two sons: the first plaintiff and Theodore Marc Moschoudis.
2 By originating motion filed 15 October 2015, the plaintiffs seek a grant of letters of administration on intestacy of the deceased's estate.[1]
3 On 11 February 2016, the deceased's nephew ('the caveator') filed a caveat objecting to a grant on intestacy on the grounds that the deceased left a copy will dated 14 January 2003, the original of which can no longer be found. The copy 2003 will appoints the caveator's father as the executor of the deceased's estate and leaves part of his estate to the caveator.
4 Where a will, last traced to the possession of the testator, cannot be found at the time of the testator's death after all reasonable searches and inquiries, it is presumed to have been destroyed by the testator with the intention of revoking it, animo revocandi.[2]
5 By letter dated 18 May 2015, the solicitors for the caveator informed the solicitors for the plaintiffs that in the event of an application for a grant of representation on intestacy being filed, the caveator would refer the issue of the copy 2003 will being a true copy of the original to the Court for determination. In other words, the named executor in the copy 2003 will would file an application for a grant of representation of the copy 2003 will on the basis that the original was lost and not revoked by the deceased.
6 The caveator contends that the presumption of revocation of the original 2003 will is rebutted because:
(a) the deceased was obsessive in retaining all of his documentation; and
(b) at the date of his death, the deceased kept the copy 2003 will in a separate folder and filed in a box with recent tax returns. (The copy 2003 will was located by a friend of the caveator's daughter in the deceased's bedroom at his home in Glen Huntly.[3])
Application for summary judgment under the CP Act
... the respondent to the application for summary judgment has a 'real' as opposed to a 'fanciful' chance of success; that the 'real chance of success' test is to some degree a more liberal test than the 'hopeless' or 'bound to fail' test; and that, as the law is at present understood, the real chance of success test permits of the possibility that there may be cases, yet to be identified, in which it appears that, although the respondent's case is not 'hopeless' or 'bound to fail', it does not have a real prospect of succeeding.[5]
In the more recent decision of Mandie v Memart Nominees Pty Ltd, the Court of Appeal referred to various authorities and canvassed the different language used in those authorities to explain what the test 'no real prospect of success' means as it appears in s 63 of the CP Act.[6] In short, the concept has been said to apply to claims that are 'fanciful'[7], 'futile'[8] or 'unarguable'.[9] Those descriptions were treated as being synonymous with the 'no real prospect' test, and with each other, by the Court of Appeal in Mandie.[10]
Probate principles concerning the presumption of revocation animo revocandi
... it must be established that there actually was a will, or a document purporting to embody the testamentary intentions of a deceased person; second, it must be shown that that document revoked all previous wills, third, the presumption that when a will is not produced it has been destroyed must be overcome, fourth, there must be evidence of its terms, and fifth, there must be either evidence of due execution or that the deceased person intended the document to constitute his or her will.[11]
The present position would now seem to be as follows: - 1. although, where a Will is traced into the possession of the testator and is not forthcoming on his death, there is a presumption that he destroyed it animo revocandi, the presumption may be rebutted; 2. the strength of the presumption depends upon the character of the testator's custody over it (Sugden v Lord St Leonards; Allan v Morrison; McCauley v McCauley); 3. where the Will makes a careful, and complete, disposition of the testator's property, and there are no other circumstances to point to a probable destruction, animo revocandi, by the testator, the presumption is so slight that it may be said not to exist (Sugden v Lord St Leonards; Finch v Finch); 4. where a Will is lost or destroyed, and the presumption of destruction, animo revocandi, either, does not arise, or, is rebutted, its contents may be proved by parol evidence. The "rules" laid down in Sugden v Lord St Leonards are as follows: a. the contents of any lost instrument, including a Will, may be proved by secondary evidence; b. written and oral declarations of a testator made before, or after, the execution of the Will are admissible as secondary evidence of its contents; c. the evidence of a single witness, although interested, is admissible to prove the contents if his veracity and credibility are unimpeached; d. Probate may be granted of so much of the contents as may be proved, even though proof is not available of the entirety. It should, however, be noted that, at least insofar as (b) and (d) are concerned, Sugden v Lord St Leonards, although not overruled, has not escaped criticism (Woodward v Goulstone; Atkinson v Morris) so that it is improbable that the "rules" will be extended."[13] > >
... refers to facts concerning the physical arrangements the testator has for security of the Will - for instance, whether it is kept in a place which is locked or unlocked, if kept in a locked place, how many keys there are and who has them or has access to them, or whether the testator keeps his will in his coat pocket - who knows of the location of the Will, whether anyone besides the testator has access to the Will, and the extent to which the testator has been careful in looking after his Will. All these are matters which can affect the likelihood of the Will being missing because the testator himself destroyed it, or because there is some other explanation for its absence, like that someone else removed it, or that the testator has merely lost it.[14]
I do not accept that that submission applies Powell J's third proposition correctly. If the submission were correct, then, every time a testator had made a complete disposition of his estate, and the will could not be found upon his death, the onus would for practical purposes be upon someone who opposed the granting of probate of that will to demonstrate that it was probable that it had been destroyed with the intention of revoking it. That would, in a very large proportion of cases, do away with the presumption entirely. That is not the law.[15]
What Sugden v Lord St Leonards, and Finch v Finch, show is that if the testator has made a will which makes a careful and complete disposition of his property, and an examination of the circumstances relevant to the deceased's testamentary intentions between the time of the making of that will and the time of his death does not reveal anything which shows that the testator had any reason to revoke the will by destroying it, the strength of the presumption is weakened to such an extent that it is overcome. This is no more than a particular application of how the factual presumption can be overcome by circumstantial evidence which shows, on the balance of probabilities, that, even though the Will is missing at the testator's death, it is more likely than not that the reason for it being missing is something other than that the testator destroyed it with the intention of revoking it. [17]
64 The plaintiffs also seek orders for costs against the caveator. Failing agreement on the costs, I will hear further submissions from the parties.
[1] The application for the grant will be amended as the second plaintiff is not the next-of-kin of the deceased.
[2] Welch v Phillips [1836] EngR 1157; (1836) 1 Moo PC 299; (1836) 12 ER 828 (Parke B) ('Welch v Phillips'); Colvin v Fraser [1829] EngR 40; (1829) 2 Hag Ecc 266; (1829) 162 ER 856 (Sir John Nicholl) ('Colvin v Fraser'); Cahill v Rhodes [2002] NSWSC 561 (10 July 2002) ('Cahill v Rhodes'); McCauley v McCauley [1910] HCA 16; (1910) 10 CLR 434, 438 (Griffith CJ) ('McCauley'); Re Riordan [1961] VicRp 42; [1961] VR 271; Whiteley v Clune (No 2) the estate of Brett Whiteley (Unreported, Supreme Court of New South Wales, Powell J, 13 May 1993) 27 ('Whiteley v Clune'); Re Warren (deceased) [2014] QSC 101 (21 May 2014) [11] (Peter Lyons J); see also John G Ross Martyn and Nicholas Caddick (eds), Williams, Mortimer and Sunnucks on executors, administrators and probate (Sweet & Maxwell, 20th ed, 2013) 242 [14-28]; Alun A Preece, Lee's Manual of Queensland Succession Law (Lawbook Co, 7th ed, 2013) [5.200].
[3] Caveator's Particulars of Grounds of Objection dated 11 February 2016, paragraphs 1(c) and 2.
[4] On 12 February 2016, the plaintiffs sought leave to issue a summons seeking orders, consistently with s 63(1) of the CP Act, that the caveat and the proceedings based upon the caveat be dismissed, and the caveator pay the plaintiffs' costs of and incidental to the application and the proceedings generally. Leave was granted and the summons was subsequently filed nunc pro tunc on 15 February 2016.
[5] Lysaght Building Solutions Pty Ltd v Blanalko Pty Ltd (2013) 42 VR 27, 39 [29] ('Lysaght').
[6] Mandie v Memart Nominees Pty Ltd [2016] VSCA 4 (5 February 2016) [43]-[47] (Kyrou, Ferguson and McLeish JJA) ('Mandie').
[7] Lysaght (2013) 42 VR 27, 39 [29].
[8] Utility Services Corporation Ltd v SPI Electricity Pty Ltd [2012] VSCA 158; (2012) 35 VR 628, 641 [48] (Dixon AJA).
[9] Ibid 629 [1] (Bongiorno JA), 630 [8] (Beach AJA).
[10] Mandie [2016] VSCA 4 (5 February 2016) [47].
[11] Cahill v Rhodes [2002] NSWSC 561 (10 July 2002) [55]. Also, pursuant to s 12(2)(f) of the Wills Act 1997, a will may be revoked, inter alia, by the testator, or some person in his or her presence and by his or her direction, burning, tearing or otherwise destroying the will with the intention of revoking it.
[12] Cahill v Rhodes [2002] NSWSC 561 (10 July 2002) [58], citing Colvin v Fraser and Welch v Phillips.
[16] Ibid [56], [58], citing Re Ralston (deceased) (Unreported, Supreme Court of New South Wales, Hodgson J, 12 September 1996) 8-9; Re Wippermann (deceased); Wissler v Wippermann [1953] 1 All ER 764; [1953] 2 WLR 706; W J Atkinson, W J Pickering and J E N Russell (eds), Tristram and Coote's probate practice (Butterworths, 21st ed, 1960) 641; Herbert Clifford Mortimer, J H G Sunnucks, John G Ross Martyn and K M Garnett (eds), Williams, Mortimer and Sunnucks on executors, administrators and probate (Stevens, 16th ed, 1982) 187, 249; Re Riordan [1961] VicRp 42; [1961] VR 271, 282 (Sholl J); Whiteley v Clune (Unreported, Supreme Court of New South Wales, Powell J, 13 May 1993) 26-27.
[18] McCauley [1910] HCA 16; (1910) 10 CLR 434, 440.
[19] Lippe v Hedderwick [1922] HCA 44; (1922) 31 CLR 148.
[20] Whiteley v Clune (Unreported, Supreme Court of New South Wales, Powell J, 13 May 1993) 27_; Colvin v Fraser_ [1829] EngR 40; (1829) 2 Hag Ecc 266; (1829) 162 ER 856 (Sir John Nicholl); Welch v Phillips [1836] EngR 1157; (1836) 1 Moo PC 299; (1836) 12 ER 828 (Parke B).
[21] Re Gerard (deceased) (2007) 1 ASTLR 206; (2007) 251 LSJS 176; [2007] SASC 362 (10 October 2007) [34] (Gray J), citing Allan v Morrison [1900] AC 604 and Re Molloy [1969] 1 NSWR 400.
[22] Cahill v Rhodes [2002] NSWSC 561 (10 July 2002) [58]; Whiteley v Clune (Unreported, Supreme Court of New South Wales, Powell J, 13 May 1993) 26-27.
[23] Cahill v Rhodes [2002] NSWSC 561 (10 July 2002) [59], referred to at [11]-[12] above.
[24] Referred to above at [13]-[15].
[25] Cahill v Rhodes [2002] NSWSC 561 (10 July 2002) [61].
Plaintiffs
CONSTANTINE SOULTANAKIS
(2013) 42 VR 27
(1910) 10 CLR 434
(2012) 35 VR 628
(1922) 31 CLR 148