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[2018] VCAT 1817
Victorian Civil and Administrative Tribunal
2018-11-20
Original judgment source is linked above.
Review and Regulation List - Health Practitioner Regulation National Law (Victoria) Act 2009 ss 5, 193(1)(a) - Drugs, Poisons and Controlled Substances Act 1981 (Vic) ss73 - Drugs, Poisons and Controlled Substances Regulations 2006 Vic reg 28; 31 40 , 42 48 - Self administration of schedule 8 poisons without prescription- knowingly make false entries regarding schedule eight poisons - failure to record schedule eight poisons transaction details - supply of schedule 8 poison without verifying prescription written by purported prescriber - supply schedule 8 poison - had reason to believe prescription had been forged and/or was fraudulent - knowingly make false entry regarding schedule 8 poison - Professional misconduct - Undertaking not to practise in place for several years - Rehabilitation - Reprimand - Conditions requiring urine and hair screening - undertake treatment with a registered psychiatrist - mentoring.
8 November 2018; final submissions 15 November 2018.
Pharmacy Board of Australia v Hanna (Review and Regulation) [2018] VCAT 1817
(a) undergo urine and hair drug screening at Group 2 frequency; and
(b) undertake treatment with a psychiatrist, attending at a frequency determined by the treating practitioner and enabling AHPRA to seek reports from the treating practitioner in relation to the treatment undertaken; and
(c) be mentored by another pharmacist if he engages in practice as a pharmacist in a pharmacy, in any capacity other than in execution of his role as a self-employed home medication review pharmacist within six months of the date of this decision.
1.1 Mr Yostus Hanna (Mr Hanna) was first registered as a pharmacist on 4 January 2010. As detailed at paragraph 2.2 below, Mr Hanna signed an undertaking not to practise as a pharmacist on 27 February 2015, which remains in effect.
1.2 The Pharmacy Board of Australia (Board) was established and replaced the previous state and territory boards (or participating jurisdictions and co-regulatory jurisdictions) on 1 July 2010. Accordingly, Mr Hanna was subject to the Health Practitioner Regulation National Law[3] (National Law) whilst he was a registered pharmacist.
1.3 In the orders of Senior Member Wentworth dated 23 May 2018, the parties were granted leave to file the enclosed Amended Notice of Allegations, and have proceeded to refer to these amended allegations throughout this Agreed Statement of Facts.
2.1 This proceeding originates from three notifications to the Board in respect to Mr Hanna's professional conduct:
(a) Notification 1: On 25 February 2015, Ms Rebecca Nguyen (Ms Nguyen), Mr Hanna's employer and owner of Chemist Warehouse Cheltenham and Brighton, notified the Board that Mr Hanna had engaged in theft of Schedule 8 medications and falsification of Schedule 8 medication records (notification no. 00300916);
(b) Notification 2: On 27 February 2015, via telephone, Mr Hanna admitted to the Board that he had forged or dispensed scripts under false names for Alprazolam for his own personal use (notification no. 00302376); and
(c) Notification 3: On 21 August 2015, Mr Chris Falcke (Mr Falcke) of the Department of Health and Human Services (DHHS) notified the Board (notification no. 00311927) that in an interview with Mr Hanna on 21 July 2015, Mr Hanna:
(i) admitted misappropriating Alprazolam tablets from two additional pharmacies, Hampton Pharmacy and Pascoe Vale Day & Night Pharmacy (typically 50 tablets on each occasion);
(ii) admitted self-administration of the Alprazolam;
(iii) admitted falsifying or omitting records to conceal his activities;
(iv) admitted that his episode of self-administration had commenced during 2014 - the earliest identified misappropriation was during June 2014; and
(v) had deliberately responded untruthfully during the earlier interview with Mr Falcke on 14 April 2015, at which time he:
(A) admitted misappropriating Alprazolam tablets from two Chemist Warehouse pharmacies (Brighton and Cheltenham) at which he had been employed, for the purpose of self-administration;
(B) admitted falsifying or omitting records to conceal his activities; and
(C) claimed that his episode of self-administration had commenced only during 2015.
2.2 On 27 February 2017, following the receipt of Notification 1 and Notification 2, Mr Hanna signed an undertaking whereby he agreed to not work as a pharmacist until approved to do so by the Board. This undertaking was accepted by the Board and remains in effect.
2.3 On 17 February 2016, Mr Falcke filed charge-sheets and summons, containing 39 charges under the Drugs, Poisons and Controlled Substances Act 1981 (Vic) and Drugs, Poisons and Controlled Substances Regulations 2006 (Vic), in the Magistrates' Court of Victoria.
2.4 On 13 May 2016, Mr Hanna pleaded guilty to 15 charges, which are the subject of the amended notice of allegations, and outlined at paragraph 3.1 below. Mr Hanna was that day sentenced to pay a fine, without conviction, in the sum of $10,000.
3.1 On 23 June 2017, pursuant to section 193(1)(a) of the National Law, the Board determined to refer the matter of Mr Hanna's professional conduct to the Tribunal because it reasonably believed that he had engaged in conduct that constituted professional misconduct.
3.2 As indicated at paragraph 1.3, by consent, the Board seeks leave to file the enclosed Amended Notice of Allegations.
3.3 The allegations contained in the Amended Notice of Allegations are as follows:
(a) professional misconduct within the meaning of the definition of professional misconduct in paragraph (a) and/or (b) and/or (c) of section 5 of the National Law;
(b) unprofessional conduct within the meaning of paragraph (c) of the definition of unprofessional conduct in section 5 of the National Law;
in that, on or about 13 May 2016, Mr Hanna pleaded guilty in the Magistrates' Court of Victoria to 15 criminal offences.
(i) On 13 May 2016, Mr Hanna pleaded guilty to the following charges numbered 1, 2, 3, 4, 7, 21, 22, 23, 28, 31, 35, 36, 37, 38 and 39 on case number G10887949:
(I) Supply schedule 8 poison namely Alprazolam, without taking reasonable steps to verify that the prescription was written by the purported prescriber on 14/05/14, contrary to regulation 28 of the Drugs, Poisons and Controlled Substances Regulations 2006 (Vic);
(II) Possession of Alprazolam between 18/6/2014 and 20/12/2014, contrary to section 73(1) of the Drugs, Poisons and Controlled Substances Act 1981 (Vic);
(III) Use of schedule 8 poison to self-administer without prescription between 18/6/2014 and 20/12/2014, contrary to regulation 48 of the Drugs, Poisons and Controlled Substances Regulations 2006 (Vic);
(IV) Knowingly making a false entry regarding section schedule 8 poison on 18/6/2014, contrary to regulation 42 of the Drugs, Poisons and Controlled Substances Regulations 2006 (Vic); and
(V) Failure to record schedule 8 poison transaction details between 5/7/2014 and 19/7/2014, contrary to regulation 40(1) of the Drugs, Poisons and Controlled Substances Regulations 2006 (Vic).
(B) At Pascoe Vale Day and Night Pharmacy:
(I) Use of schedule 8 poison to self-administer without prescription between 17/11/2014 and 27/02/2015, contrary to regulation 48 of the Drugs, Poisons and Controlled Substances Regulations 2006 (Vic);
(II) Supply of schedule 8 poison without verifying prescription taking reasonable steps to verify that the prescription was written by the purported prescriber on 17/11/2014, contrary to regulation 28(1) of the Drugs, Poisons and Controlled Substances Regulations 2006 (Vic);
(III) Supply of schedule 8 poison on a prescription which he had reason to believe had been forged or was fraudulent on 17/11/2014, contrary to regulation 31(1) of the Drugs, Poisons and Controlled Substances Regulations 2006 (Vic);
(IV) Knowingly making a false entry regarding schedule 8 poison on 27 February 2015, contrary to regulation 42 of the Drugs, Poisons and Controlled Substances Regulations 2006 (Vic).
(C) At Chemist Warehouse, Cheltenham:
(I) Knowingly making a false entry regarding schedule 8 poison between 7 February 2015 and 17 February 2015, contrary to regulation 42 of the Drugs, Poisons and Controlled Substances Regulations 2006 (Vic);
(II) Possession of schedule 8 poison between 14 January 2015 and 17 February 2015, contrary to section 73(1) of the Drugs, Poisons and Controlled Substances Act 1981 (Vic); and
(III) Use of schedule 8 poison to self-administer without prescription between 14 January 2015 and 17 February 2015, contrary to regulation 48 of the Drugs, Poisons and Controlled Substances Regulations 2006 (Vic).
(D) At Chemist Warehouse, Brighton:
- (I) Possession of schedule 8 poison on 28 January 2015, contrary to section 73(1) of the Drugs, Poisons and Controlled Substances Act 1981 (Vic);
- (II) Use of schedule 8 poison to self-administer without prescription on 28 January 2015, contrary to regulation 48 of the Drugs, Poisons and Controlled Substances Regulations 2006 (Vic); and
- (III) Knowingly making a false entry regarding schedule 8 poison on 28 January 2015, contrary to regulation 42 of the Drugs, Poisons and Controlled Substances Regulations 2006 (Vic).
professional misconduct, of a registered health practitioner, includes-
(a) unprofessional conduct by the practitioner that amounts to conduct that is substantially below the standard reasonably expected of a registered health practitioner of an equivalent level of training or experience; and
(b) more than one instance of unprofessional conduct that, when considered together, amounts to conduct that is substantially below the standard reasonably expected of a registered health practitioner of an equivalent level of training or experience; and
(c) conduct of the practitioner, whether occurring in connection with the practice of the health practitioner's profession or not, that is inconsistent with the practitioner being a fit and proper person to hold registration in the profession.
(a) that Mr Hanna be reprimanded pursuant to section 196 (2) (a) of the National Law.
(b) that conditions be imposed in the form outlined at the annexure to these reasons, on Mr Hanna's registration, requiring that:
(i) he undergo urine and hair drug screening at group 2 frequency; and
(ii) he undertake treatment with a registered psychiatrist and furnish reports to AHPRA once every three months; and
(iii ) pursuant section 196 (3) of the National Law, the review period for the conditions referred to in (b) above is 12 months.
... It is sad to see somebody who is 27 years old, a pharmacist, you have the responsibility and privilege, you have been given a great privilege in the community because of your own occupation. You are there to do the right thing by the community and the responsibility you have. You abused that and you find yourself now charged with very serious offences. As your counsel rightly pointed out, some of the charges carry substantial fines and, as I said, I took into account your plea of guilty. I took into account what Dr Singh, your treating psychiatrist has put, and other doctors, and some very good references. One of the references I was quite impressed with is from Mr Hanna, he is not related to you, but a pharmacist, speaks very highly of yourself and the work that you have done in the community. So I have taken all of those matters into account.
In general, the practitioner's punishment under the criminal law is not a factor which should moderate the disciplinary sanction, because the purpose of that sanction is not to punish the practitioner, but to protect the public. It is recognised that the protection of the public extends beyond protection against further default by the particular practitioner to protection against similar defaults by other practitioners. There is a deterrent element involved in the protection of the public in this context. In that way, where a substantial punishment has been imposed on the practitioner under the criminal law for the misconduct for which the practitioner is to be disciplined, that punishment can be relevant. But its relative importance will obviously depend upon the facts and circumstances of the particular case.
Since he has seen me he has stopped completely using the drugs.
Mr Hanna has a past diagnosis of substance use disorder, specifically benzodiazepine addiction. This is based on reported loss of control of use of alprazolam characterised by high risk behaviour to acquire the drug. This appears to be out of character for Mr Hanna, who has no background of other drug use and has not displayed any similar loss of control or impulsivity and was other aspects of his life.
Given the insight he displays, and the long period of abstinence (based on history), in my opinion his risk use of pharmaceutical drugs and resulting workplace impairment is low.
Despite the low levels of risk, I would recommend he undertake some form of biochemical monitoring if he returns to clinical care. This would apply for returns to any form of pharmacy work including Home Medicine Review work or standard retail pharmacy roles. This monitoring would ideally include supervised urine drug screens and optional additional hair testing. Urine testing will be more practical, given its immediacy of results, and the fact that he has little scalp air. However, if axillary or other body hair is acceptable, hair testing could be added as an additional monitoring tool to a program of urine testing.
Initial random testing at a frequency of at least once weekly would be reasonable, and this could be combined with three monthly reports from his treating psychiatrist. Reports from his general practitioner would be of limited value given he is not on regular medications and rarely attends his GP.
... it is sometimes preferable to resume work in a graduated manner, starting with low risk or low stress work, and for this reason I would support a less demanding and lower risk setting for Mr Hanna's return to work (such as may be the case with her medication review duties).
(a) undergo urine and hair drug screening at Group 2 frequency; and
(b) undertake treatment with a psychiatrist, attended a frequency determined by the treating practitioner and allow AHPRA to seek reports from the treating practitioners in relation to the treatment undertaken and
(c) be mentored by another pharmacist if he engages in practice as a pharmacist in a pharmacy, in any capacity other than in execution of his role as a self-employed home medication review pharmacist within six months of the date of this decision.
For the purposes of this condition 'substance' is defined as any illicit substance as well as any pharmacist only, prescription only and any controlled drug medication as contained in Schedule 3, 4 or 8 in the Standard for the Uniform Scheduling of Medications and Poisons (the SUSMP) as amended from time to time and as published at https://www.tga.gov.au/publication/poisons-standard-susmp.
professional practice as a pharmacist, including the dispensing and record keeping of Schedule 4 and 8 poisons (such Schedule 4 poisons referred to in the Pharmacy Board of Australia's 'Guidelines on Practice Specific Issues - Drugs of Abuse').
For the purposes of this condition, 'mentoring' is defined as a relationship in which a skilled registered practitioner (the mentor) helps to guide the professional development of another practitioner.
[1] Medical Board of Australia v Fox [2016] VCAT 408 at [16].
[2] Medical Board v McGrath [2014] VCAT 641 at [19]- [20].
[3] The National Law as applicable in Victoria is set out as a schedule to the Health Practitioner Regulation National Law (Victoria) Act 2009.
Pharmacy Board of Australia
Hanna