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[2009] NSWCA 249
appellant. Leave to appeal was granted, limited to whether the District Court has jurisdiction to grant relief under s 65 of the CTTT Act; the notice of appeal was to add Women’s Housing Company Limited and...
8 cited instruments linked from this judgment.
The Court of Appeal did not decide whether the District Court can review CTTT decisions under s 65. It decided that this was an important and reasonably arguable question that warranted an appeal. If the District Court case involved only an appeal under s 67, the Court considered the CTTT should not be a party. If the case could also involve s 65 judicial review relief, the Tribunal might properly remain a party. Leave was limited to resolving that distinction.
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2,137 words · generated 02/10/2026
In Obieta v Consumer, Tenancy and Trading Tribunal (No 2) [2009] NSWCA 249, Lina Socorro Obieta sought leave to appeal from an order made by a District Court judicial registrar on 29 May 2009. The registrar had ordered that the Consumer, Trader and Tenancy Tribunal (CTTT) be removed as a party to District Court proceedings DC 108/2009 ([1]).
Obieta's proposed grounds covered several matters: the application of UCPR 6.29 and 50.52, whether there was evidence supporting removal of the CTTT, alleged bias and denial of procedural fairness, the Tribunal's submitting appearance, reliance on Dobell v Blue Haven Pools and Spas Pty Limited [2009] NSWCA 77, and the registrar's failure to give reasons ([2]). Hodgson JA dealt first with the procedural-rule point. Because the Civil Procedure Act 2005 defines “court” to include a tribunal, the CTTT was a court for UCPR 50.52, so that rule did not apply. He added that this did not mean the CTTT was not a “person” for UCPR 6.29 ([3]).
The central question was whether the District Court proceedings were confined to an appeal under s 67 of the Consumer, Trader and Tenancy Tribunal Act 2001 (CTTT Act), or could also seek judicial review relief under s 65. The distinction mattered to joinder. If the proceeding was only a s 67 appeal, the Court considered that joining the tribunal whose decision was appealed was inappropriate. If the District Court could grant s 65 relief and that relief was sought, the Tribunal could properly remain a party ([4], [8], [12]).
The Court did not determine the underlying jurisdiction question. It granted leave to appeal strictly limited to whether the District Court has jurisdiction to grant relief under s 65 ([12], [16]). It directed that Women’s Housing Company Limited, the other party in the District Court, be added as a respondent to the appeal. It also expedited the appeal, dispensed with filing appeal books subject to a direction about material to be added to the white book, referred Obieta for pro bono assistance, and reserved the costs of the leave application to the appeal ([13], [15]–[16]).
The Court separated the proposed grounds into those that would matter if the District Court case were a s 67 appeal alone, and the distinct possibility that the case also involved judicial review under s 65. On the first premise, Hodgson JA considered that the judicial registrar's removal of the CTTT was not reasonably arguable as an error. The Court regarded the question as one of jurisdiction and characterisation of the proceeding, rather than a question requiring evidence ([4]).
Hodgson JA relied on the approach in Dobell. He said it was not reasonably arguable that the view expressed there was wrong and stated that, for s 67 appeals, it was “plainly not appropriate” to join the tribunal whose decision was under appeal ([4]). The judgment notes that the fact that the CTTT had been joined in other District Court cases did not alter that view. Nor, in the Court's assessment, did the CTTT's earlier submitting appearance provide a sound basis for maintaining a joinder that was otherwise inappropriate, although that circumstance might be relevant to costs ([4]–[5]).
That analysis led Hodgson JA to reject the other proposed grounds as a basis for leave, so far as they concerned a s 67 appeal alone. In that setting, the allegations of bias, denial of procedural fairness and lack of reasons did not justify leave to challenge the order removing the Tribunal ([6]–[7]). This was a leave-stage assessment, not a separate trial of those allegations.
The possible s 65 claim changed the analysis. If the District Court had jurisdiction to grant judicial review relief, and such relief was sought, the CTTT would be a proper party ([8], [12]). The Court therefore examined whether s 44 of the District Court Act 1973 might provide jurisdiction, given that s 48 of the Supreme Court Act 1970 assigns certain judicial review applications to the Supreme Court's Common Law Division and the CTTT was not among the specified bodies referred to in the provisions identified by Hodgson JA ([9]).
The judgment set out competing considerations rather than selecting between them. Against jurisdiction, the District Court Act defines “action” and that definition might not include judicial review applications. Hodgson JA noted that Cook v Head [1976] 1 NSWLR 176 could support that argument, and that ss 76A and 77 might suggest a narrower meaning of “action” ([10]). In favour of a broader reading, s 44 refers to the amount claimed “if any”, which indicates that the provision is not confined to monetary claims. Hodgson JA also referred to procedural inconveniences discussed by Basten JA in the earlier decision in the same proceedings, Obieta v Consumer, Tenancy and Trading Tribunal [2009] NSWCA 220 ([11]).
The combination of the competing statutory arguments and the practical significance of the issue made it reasonably arguable. That was enough for leave, but not enough to resolve jurisdiction. The appeal was to determine the question on a record directed to that specific point ([12], [16]).
The judgment describes the law as it stood for the purposes of the leave application, not as a final resolution of the District Court's s 65 jurisdiction. It treats s 67 proceedings as statutory appeals and states the Court's view that the tribunal whose decision is appealed should not be joined in such an appeal ([4]). In that respect, Dobell was treated as supporting the removal of the CTTT where the proceeding was an appeal under s 67 alone ([4]).
The unresolved question was whether s 65 could supply an additional route to judicial review relief in the District Court. Hodgson JA identified a possible statutory basis in s 44 of the District Court Act but also identified obstacles in the Act's definition and use of “action” ([9]–[10]). The practical inconvenience of requiring proceedings to be brought elsewhere was a consideration noted in the judgment, not a conclusion that jurisdiction existed ([11]).
The procedural position after this decision was therefore a limited appeal, not a new settled rule that the District Court could or could not grant s 65 relief. The Court expressly left that issue open. Its ruling did establish the significance of accurately identifying whether a proceeding is a s 67 appeal alone or also seeks s 65 relief, because the answer could affect whether the CTTT was properly joined ([8], [12]).
The case heading supplied with the judgment states that the High Court dismissed special leave on 30 March 2010, citing s230/2009 and [2010] HCASL 39. That information records a later procedural event. The supplied material does not give reasons for that dismissal or say that the High Court decided the underlying jurisdiction question. It therefore does not establish, on this source alone, a substantive High Court resolution of the issue left open by the Court of Appeal.
At [4], Hodgson JA wrote: “For appeals under s 67, in my opinion, it is plainly not appropriate to join as a party the tribunal from whose decision the appeal is brought.” In plain English, where the District Court is simply hearing an appeal from the CTTT, the Tribunal should not be treated as an opposing party to that appeal. The passage states the Court's view about that procedural setting; it does not address every possible proceeding involving the CTTT.
At [8], Hodgson JA identified “the question whether the proceedings in the District Court could extend to the grant of judicial review, as permitted by s 65 of the CTTT Act”. The plain-English point is that the case might involve more than an appeal on the statutory grounds under s 67. If judicial review relief was also available and sought, the Tribunal's role as a party might differ.
At [10], Hodgson JA said, “There are some difficulties with that argument.” The argument was that s 44 of the District Court Act could give the District Court jurisdiction over judicial review concerning the CTTT. The Court pointed to the statutory definition of “action”, Cook v Head, and other provisions as potential obstacles. The words mark the argument as contested, rather than rejected.
At [11], Hodgson JA noted that the words “if any” in s 44(1)(a)(ii) indicated that an action was not limited to claims for money. He also noted possible procedural inconveniences identified in the earlier Obieta decision. Put simply, the statutory wording and practical operation of the scheme could support a broader jurisdictional argument, but they did not answer it conclusively.
At [12], the Court described the issue as “an important question” that “cannot be said not to be reasonably arguable”. This is the key procedural conclusion. It explains why leave was granted, while leaving the legal issue for determination in the appeal.
The reasoning is most directly engaged where a District Court proceeding concerns a CTTT decision and there is a dispute about whether the proceeding is only a s 67 appeal or also seeks judicial review relief under s 65. The distinction is central because the Court considered the CTTT's joinder inappropriate for a s 67 appeal, while recognising that the Tribunal could be a proper party if s 65 relief was available and sought ([4], [8], [12]).
A second relevant feature is a challenge to an order removing the Tribunal as a party. In this case, the prior submitting appearance, the fact that the Tribunal had been joined in other District Court matters, and the procedural grounds pleaded did not, on the s 67-only premise, justify leave to appeal ([4]–[7]). Those points should not be detached from the Court's conditional reasoning.
The judgment does not establish the answer for every judicial review application, every tribunal, or every statutory appeal. Its reasoning concerns the CTTT, the particular statutory provisions identified, and the limited procedural issue presented. Whether another matter is comparable depends on its statutory scheme and the relief actually sought. The judgment itself left the s 65 jurisdiction question for the appeal.
The supplied judgment records that the High Court dismissed special leave on 30 March 2010, under the reference s230/2009 and [2010] HCASL 39. The supplied material does not provide the High Court's reasons. It would therefore go beyond this source to say whether the dismissal endorsed the Court of Appeal's reasoning, resolved the statutory question, or reflected some other consideration.
Within the Court of Appeal's own reasoning, Dobell v Blue Haven Pools and Spas Pty Limited [2009] NSWCA 77 was treated as supporting the view that the CTTT should not be joined in a s 67 appeal ([4]). Cook v Head [1976] 1 NSWLR 176 was discussed as potentially supporting a narrower construction of “action” in the District Court Act ([10]). The earlier decision in the same proceedings, Obieta v Consumer, Tenancy and Trading Tribunal [2009] NSWCA 220, was referred to for procedural inconveniences relevant to the competing jurisdictional argument ([11]).
The supplied material contains no subsequent judgment explaining how later courts treated the jurisdiction question or the reasoning in this decision. The most source-grounded account is therefore that the Court of Appeal identified and preserved the issue for an appeal, while the case heading records a later dismissal of special leave without supplying the High Court's reasoning.
The central open question was whether s 44 of the District Court Act 1973 gives the District Court jurisdiction to grant relief under s 65 of the CTTT Act. The Court identified arguments on both sides but did not determine how “action” should be construed for this purpose ([9]–[12]).
A related question was whether the particular District Court proceedings actually sought s 65 judicial review relief, as distinct from relief on a s 67 appeal. Hodgson JA's reasoning about the CTTT being a proper party depended on both the existence of jurisdiction and the seeking of that relief ([8], [12]).
The judgment also raised, but did not resolve, the institutional question whether it was desirable for the CTTT to participate in adversarial litigation. Hodgson JA noted that the Crown Solicitor might consider seeking instructions for the Attorney General to apply for leave to appear ([14]). That observation was a suggestion about possible participation in the appeal, not a ruling on the Tribunal's proper role.
Finally, the supplied record does not disclose the result or reasons of the appeal on the limited s 65 issue, or the reasoning behind the High Court's special-leave dismissal. Those matters cannot be inferred from the procedural orders in this judgment.
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Source: NSW Caselaw (www.caselaw.nsw.gov.au). Converted to plain text by ZoeLaw. Not the official version.
Appeal Outcome: Special leave dismissed by the High Court, 30 March 2010 s230/2009 [2010] HCASL 39
New South Wales
Court of Appeal
CITATION: Obieta v Consumer, Tenancy and Trading Tribunal (No 2) [2009] NSWCA 249
HEARING DATE(S): 6 August 2009
JUDGMENT DATE:
6 August 2009
JUDGMENT OF: Hodgson JA at [1], [19]; Basten JA at [18]
EX TEMPORE JUDGMENT DATE: 6 August 2009
DECISION: 1. Grant leave to appeal from the order of the judicial registrar made 29 May 2009, strictly limited to the question whether the District Court has jurisdiction to grant relief under s 65 of the CTTT Act.
Notice of appeal adding Women’s Housing Company Limited as a respondent to be filed within fourteen days with the grounds of appeal limited to the issue I have identified.
Refer the applicant to the registrar for reference to a barrister on the pro bono panel for legal assistance for representation generally in the conduct of the appeal.
The hearing of the appeal expedited.
The filing of appeal books be dispensed with, but there be added to the white book the reasons of the judicial registrar and submissions directed to the specific point identified in these reasons.
The costs of the application for leave to be costs in the appeal.
CATCHWORDS: PROCEDURE – Appeal to District Court from CTTT – Whether jurisdiction of District Court extends to judicial review under the Consumer, Trader and Tenancy Tribunal Act 2001, s 65.
LEGISLATION CITED: Civil Procedure Act 2005 s 3
Consumer, Trader and Tenancy Tribunal Act 2001, s 65, s 67
District Court Act 1973, s 4, s 44
Supreme Court Act 1970, s 48, s 53 and cl 9 of the fourth schedule
Uniform Civil Procedure Rules 6.29 and 50.52
CATEGORY: Procedural and other rulings
CASES CITED: Cook v Head [1976] 1 NSWLR 176
Dobell v Blue Haven Pools and Spas Pty Limited [2009] NSWCA 77
Obieta v Consumer, Tenancy and Trading Tribunal [2009] NSWCA 220
PARTIES: Lina Socorro OBIETA (applicant)
CONSUMER, TRADER AND TENANCY TRIBUNAL NSW (respondent)
FILE NUMBER(S): CA 40192/09
COUNSEL: In person (applicant)
A JOHNSON (respondent)
SOLICITORS: --- (applicant)
IV Knight Crown Solicitor (respondent)
LOWER COURT JURISDICTION: District Court
LOWER COURT FILE NUMBER(S): DC 108/2009
LOWER COURT JUDICIAL OFFICER: Judicial Registrar McDonald
LOWER COURT DATE OF DECISION: 29 May 2009
IN THE SUPREME COURT
OF NEW SOUTH WALES
COURT OF APPEAL CA 40192/09
DC 108/2009
HODGSON JA
BASTEN JA
6 AUGUST 2009
Lina Socorro OBIETA v CONSUMER, TRADER & TENANCY TRIBUNAL NSW (No 2)
Judgment
HODGSON JA: On 29 May 2009, a judicial registrar in the District Court made an order that the respondent, the CTTT, be removed as a party to District Court proceedings 108 of 2009. The applicant seeks leave to appeal from that decision.
The grounds of appeal sought to be relied on raise a number of issues, including Uniform Civil Procedure Rules 6.29 and 50.52, lack of evidence supporting the CTTT’s application to be removed, bias and denial of procedural fairness, failure to take into account that the CTTT had already filed a submitting appearance, error of law in following Dobell v Blue Haven Pools and Spas Pty Limited [2009] NSWCA 77, and failure of the judicial registrar to provide reasons for her decision.
Dealing first with UCPR 50.52, the CTTT is a court within that provision because “court” is defined in s 3 of the Civil Procedure Act 2005 to include a tribunal, so the case does not fall within rule 50.52. I might add that this does not have the consequence that the Tribunal is not a “person” within rule 6.29.
So far as lack of evidence is concerned, the orders made on the basis that the proceedings in the District Court were an appeal under s 67 of the Consumer, Trader and Tenancy Tribunal Act 2001 (the CTTT Act), a finding which turns on a question of law and the jurisdiction of the District Court and not on evidence. If the proceedings in the District Court are an appeal under s 67 of the CTTT Act and nothing more, then in my opinion it is not reasonably arguable that the view expressed in Dobell is wrong. For appeals under s 67, in my opinion, it is plainly not appropriate to join as a party the tribunal from whose decision the appeal is brought. This view is not in my opinion affected by the circumstance that there have been a number of cases in the District Court in which the CTTT has been joined.
In my view, the previous filing of a submitting appearance by the CTTT would not be a sound basis for continuing an inappropriate joinder of a party, although it could be relevant to costs. I note that the judicial registrar made no order as to costs.
For those reasons, in my opinion, if the District Court proceedings are as a matter of law limited to being an appeal under s 67, there is no reasonably arguable case for an order different from that made by the judicial registrar; and in my opinion the applicant's allegations of bias, denial of procedural fairness and lack of reasons of the judicial registrar could not in those circumstances justify the grant of leave to appeal.
So apart from the matter to which I will come, I would refuse leave to appeal.
However there is a question that could possibly justify the grant of leave, namely the question whether the proceedings in the District Court could extend to the grant of judicial review, as permitted by s 65 of the CTTT Act; because if judicial review could be sought in the District Court, and if relief in the nature of the judicial review was sought in the proceedings, then the tribunal would be a proper party.
Obieta
Consumer, Tenancy and Trading Tribunal
Leave to appeal was granted, limited to whether the District Court has jurisdiction to grant relief under s 65 of the CTTT Act; the notice of appeal was to add Women’s Housing Company Limited and be confined to that issue, the hearing was expedited, appeal-book requirements were varied, pro bono assistance was arranged, and the costs of the leave application were to be costs in the appeal.
It seems clear that applications for judicial review in the Supreme Court are assigned to the Common Law Division, except in relation to specified courts or tribunals referred to in s 48 of the Supreme Court Act 1970, which do not include the CTTT (see s 53 and cl 9 of the fourth schedule of the Supreme Court Act). Thus it might be argued that s 44 of the District Court Act 1973 gives the District Court jurisdiction to hear and dispose of an application for judicial review in relation to the CTTT.
There are some difficulties with that argument. “Action” is defined in s 4 of the District Court Act to mean action in the court, with certain exceptions; and it can be argued that it does not extend to applications for judicial review. That argument might be supported by statements in Cook v Head [1976] 1 NSWLR 176 at 180 and 185-187. Sections 76A and 77 of the District Court Act may also suggest that action in s 44 is limited to ordinary litigation of a kind that could possibly be tried with a jury.
On the other hand, the use of the words “if any” in relation to the amount claimed in s 44(1)(a)(ii) indicates that action is not limited to claims for money; and there is the consideration that if the District Court cannot give relief under s 65 of the CTTT Act, there are the procedural inconveniences referred to by Justice Basten in paras 6-9 of his earlier decision in these proceedings: see Obieta v Consumer, Tenancy and Trading Tribunal [2009] NSWCA 220.
The question whether the District Court can grant relief under s 65 of the CTTT Act, as well as under s 67, is an important question, and in my opinion it cannot be said not to be reasonably arguable. I would propose granting leave to appeal strictly limited to this question. If the question were resolved in favour of the position that the District Court can grant relief under s 65 on the basis of denial of procedural fairness, which is a matter alleged by the applicant, the result would be that the CTTT would properly remain a party to the proceedings.
If such an appeal were upheld, it would mean that the other party in the District Court, the Women’s Housing Company Limited, would be facing proceedings in the District Court under s 65 as well as s 67, so it should be included as a respondent to the appeal.
Because of the general significance of the question, and because there may be a question whether it is desirable for the CTTT to participate in adversary litigation, the Crown Solicitor acting for the CTTT might consider whether instructions might be sought from the Attorney General for an application by the Attorney General for leave to appear in the proceedings.
The limited question on which leave would be granted is a difficult and technical question of law. I would be prepared to refer the applicant for legal assistance under UCPR 7.36 In relation to the matter.
For those reasons, the orders I propose are these: 1. Grant leave to appeal from the order of the judicial registrar made 29 May 2009, strictly limited to the question whether the District Court has jurisdiction to grant relief under s 65 of the CTTT Act. 2. Notice of appeal adding Women’s Housing Company Limited as a respondent to be filed within fourteen days with the grounds of appeal limited to the issue I have identified. 3. Refer the applicant to the registrar for reference to a barrister on the pro bono panel for legal assistance for representation generally in the conduct of the appeal. 4. The hearing of the appeal expedited. 5. The filing of appeal books be dispensed with, but there be added to the white book the reasons of the judicial registrar and submissions directed to the specific point identified in these reasons. 6. The costs of the application for leave to be costs in the appeal.
BASTEN JA: I agree.
HODGSON JA: So those are the orders of the Court, and the Court will now adjourn. **********